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<div type="translators-preface" org="uniform" sample="complete" part="N">
<pb id="pagv"/>
<head rend="up">Translator's Preface</head>

<p><hi rend="up">Before</hi> plunging into the thick of the
accompanying treatise, I believe it will interest the reader to
gather a few details about its history. Fortunately these are
obtainable at first hand; therefore I can take no credit for
supplying them, further than that they have not hitherto been
set forth in any connected form.</p>

<p>The very first we hear of <hi>Oper und Drama</hi> is in a letter
from Wagner to Theodor Uhlig dated December 27, 1849: "I have still
very much to say to those before whom I am placing my <hi>Art-work
of the Future</hi> [then in the printer's hands]; I therefore made
inquiries respecting a newspaper in which—if only in
outline—I might be able to utter my thoughts about certain
matters." A fortnight later (Jan. 12, '50) we find our author
again referring to his <hi>Art-work of the Future</hi>, and adding:
"I quite understand that you take chief interest in music; perhaps
I shall return to it at greater length on some future occasion."
Again, on February 8, 1850, and even before receiving a printed
copy of the work just named, he writes: "I am resolved to publish
<hi>Papers on Art and Life</hi> entirely on my own acccount; perhaps
fortnightly.a' Nothing definite comes of this proposal, except the
article on <hi>Art and Climate</hi>—already translated in Vol.
i of the present series—and in August the article on
<hi>Judaism in Music</hi>, published in the <hi>Neue Zeitschrift</hi>
September '50. We next read in Letter 14 that Liszt is pressing for
the composition of <hi>Siegfried</hi>—i.e. the <hi>Siegfried's
Tod</hi>—and significantly enough Wagner says: "the
<hi>choice</hi> as to what I should take next in hand has tortured
me: was it to be a poem, a book, or an essay ?" and later on in
the same letter (undated, but apparently written in August '50) he
adds, "I had intended to set to work at another book—<hi>The
Redemption of Genius</hi>—which should cover the whole
ground. Feeling the uselessness of this book, I determined to
content myself with two little essays: first, <hi>The
Monumental</hi>; then, <hi>The Unbeauty of Civilisation</hi>, deducing
the conditions of the beautiful from the life of the future. But
what should I effect by that? Fresh confusion—and
nothing else!" Leaving aside the easy handle that the
<pb id="pagvi" n="vi"/>
last remark affords to those who are pleased to call Wagner "an
imperfectly equipped thinker"—as was done in a recent
English criticism—this extract is interesting, as affording a
clue to his method of literary composition at that period; for the
essays, or sketches for essays, on <hi>Genius</hi> and <hi>The
Monumental</hi> have been incorporated in the <hi>Communication to my
Friends</hi>, written about a year later, whilst that on
<hi>Civilisation</hi> and the life of the future has evidently found
its way into Chapter IV of Part II. of <hi>Oper und Drama.</hi></p>

<p>By this time the literary longing was approaching a tangible
shape, for on Sept. 20, 1850, Wagner writes again to Uhhig,
and again after a reference to <hi>Siegfried</hi>: "I am thinking of
doing some literary work this autumn and winter. All generalities
in art are, for the moment, repugnant to me; no one understands
them until his nose is driven into particulars. Now my particular
work would be music, and, above all, opera. . . In any case, I will
shortly send you rather a long article on modern opera,—about
Rossini and Meyerbeer." This we may take to be the first
unmistakable shadowing forth of <hi>Oper und Drama</hi>, although the
title and magnitude of the eventual book are not yet within clear
range of vision. Another point in this letter is the allusion in
the very next sentence, already quoted in my preface to Volume i,
to the receipt of a letter from Feuerbach, apparently accompanied
by <hi>all</hi> that author's philosophical treatises.</p>

<p>At last on October 9, 1850, we find that the book is really
begun, though with no definite idea of the size to which it will
later swell, and under a tithe which points merely to the first
Part of the work as we now have it. This reference, in Letter 17 to
Uhlig, runs as follows: "My would-be article on opera is becoming
rather a voluminous piece of writing, and will perhaps be not much
less in size than the <hi>Art-work of the Future</hi>. I have decided
to offer it to J. J. Weber [publisher] under the title, '<hi>Das
Wesen der Oper</hi>.' . . I have only finished the first half;
unfortunately I am at present quite hindered from continuing the
work. Every day I must hold rehearsals" &amp;c. On the 22nd of the
same month Uhlig is informed: "I say nothing here about all
æsthetic scruples roused in you and others by my artistic tenets
and writings, since I propose to treat the whole matter thoroughly
and exhaustively in my <hi>Wesen der Oper</hi>—which I hope to
be able to send you in a month. I shall even be compelled to speak
my mind about my
<pb id="pagvii" n="vii"/>
former operas. The essay is becoming somewhat bulky."—In
passing, I may note that this discussion of his own operas came to
be reserved, and very properly, for the <hi>Communication</hi>.—</p>

<p>In Letter 19 to Uhlig, written early in December, 1850, we get
the final title of the book, and a brief synopsis of its
contents. This letter is peculiarly interesting, as it shews how
the work grew under Wagner's hands and became a real assistance to
him, through clearing up his theretofore half-conscious artistic
procedure. He says: "You can have no idea of the trouble I am
giving myself, to call forth a whole understanding in those who now
understand but half; yes, even my foes, who either do not or will
not understand at all as yet, even them I fain would bring to
understanding:—and lastly I rejoice for the mere reason that
I am always coming to a better understanding myself. My book, which
is now to be called '<hi>Oper und Drama</hi>,' is not yet ready: it
will be at least twice as big as the <hi>Art-work of the Future</hi>.
I still shall require at least the whole of December before I come
to the end, and then the whole of January, for certain, for the
copying and revising. I can tell you nothing about it in advance,
except the general outline: I. Exposition of the essence of Opera,
down to our own day; with the conclusion, 'Music is a bearing
organism (Beethoven, as it were, practised it in the bearing of
Melody)—therefore a womanly.'—II. Exposition of the
essence of Drama, from Shakespeare down to our own day; conclusion,
'the poetic Understanding is a begetting organism, the poetic Aim
the fertilising seed which takes its rise in nothing but the
emotion of Love, and is the impulse to the fecundation of a female
organism, which must bear the seed—received in Love.' III.
(Here, first, do I really begin) 'Exposition of the act of bearing
the poetic Aim, achieved through perfected
Tone-speech.'—Alas! I would I had told you nothing—for
I see that I have told you nothing really.—Only this, as
well: I have spared no pains, to be exact and circumstantial;
therefore I resolved, from the start, not to let myself be pressed
for time, so as not to scamp any part." He then adds the diagram
which I have reproduced on page 2, and about which I ought to
remark that the arrow-heads are somewhat misleading, as it is
evident, from page 224, that the evolutionary line is meant to
proceed from the left base-angle to the apex of the triangle, and
thence to the right base-angle.</p>

<p>By January 20, 1851—i.e. exactly four months from the
first
<pb id="pagviii" n="viii"/>
definite thought of it!—the whole book appears to have
been finished, and a portion of it fair-copied, for on that day
Wagner writes his next letter to Uhlig, informing him: "At last I
was seized with a fury to finish my book, and not to write you
until I could send you one part of it fair-copied: this resolution
I took in hand and have carried out. To-day I send you the first of
the three Parts, and propose to send you the second so soon as ever
it is tidy, and afterwards the third in the same manner. . . . The
first Part is the shortest and easiest, perhaps also the most 
entertaining; the second goes deeper, and the third is a piece of work
which goes right to the bottom. The whole will be a book of 400 to
500 pages." In the next letter, "beginning of February," he says,
in addition to the words I have quoted on <ref target="pag118" targOrder="U">page 118</ref>:
"I confess that I cherish the daring thought of not selling my book
for less than 60 louis d'or. It has cost me four months of intense
exertion."—Poor man, he only got 20 louis d'or for it, with
the promise of a like amount when the first edition, of 500 copies,
should be exhausted!—Finally we read in Letter 22, dated
middle of February '51, "Here you have my testament: I may as well
die now—anything further that I could do, seems to me a
useless piece of luxury!—The last pages of this copy I have
written in a state of mind which I cannot intelligibly describe to
anyone." Then follows that touching anecdote of the death of his
little parrot, which seems destined for an immortality like that of
Newton's dog. This little household event acquires an additional
importance from another pair of sentences in the letter: "Three
days have passed, and nothing can comfort me. . . . I only wish
sincerely to get the hateful manuscript out of the house. . . .
There will still be many faults in the manuscript—I have
only been able to just glance very inattentively through it once."
These lines should be remembered, in reading Part III of <hi>Opera
and Drama</hi>, as they account for many a knotty passage.</p>

<p>The manuscript being now finished and despatched to Uhlig, let
us briefly trace its history as a completed work. Letter 23, of
March 10, '51, says: "Strike out a whole passage on the first page
of the Introduction [<hi>not</hi> the "Preface," as appears in the
English version of these Letters]—I wrote this Introduction
when I still thought that the whole thing would become a series of
musical newspaper articles: now, as the opening of a larger book,
such a tone would give the reader an impression of snappiness, if
not of
<pb id="pagix" n="ix"/>
pettiness. It would be too terrible, if the book came to be
looked on as a mere attack on Meyerbeer. I wish I still could
withdraw much of this kind. When I read it myself, the taunts do
not sound venomous—when others read it, I perhaps shall often
seem to them a passionate and embittered person; which is about the
last thing I should care to appear, even to my enemies." Later on
in the letter one finds proof of the astounding energy of the man.
Most people would have thought that a book of these dimensions
would have exhausted, at least for a time, its author's fund of
literary matter; but no, he writes "How do <hi>I</hi> feel now?
—Well, if only I could describe it I The one thing that I
now could set to work at, with any appearance of use, would be
art-literature: and that is just what no one asks for. . . . Would it
perhaps be better to compose another opera, for myself
alone?—It's enough to make one die of laughing!" He
<hi>did</hi> write again and at once, to wit the pamphlet on <hi>A
Theatre for Zurich</hi>, reprinted in Vol. v of the <hi>Ges. Schr.</hi>
</p>

<p>I may pass over the difficulties in finding a publisher, and
merely glancing at the facts recorded on <ref target="pag118" targOrder="U">page 118</ref>,
to which I shall presently return, I come to Letter 27, of June 3, '51: "You
already know that Weber, after all, will print my book. Recently I
received four sheets of proof; to my astonishment I see that he is
going to publish it in three volumes, small octavo and very
wide-spaced—in fact quite noble—type. Thus he will put up
the selling price. O, you book-dealers!" Again, Letter
28, of June 18, '51, where Wagner writes: "My book at Weber's
progresses at a very slow pace. My "readings" here consisted of a
selection from '<hi>Oper und Drama</hi>,' given quite privately before
a group of acquaintances and friends." Letter 31, September 8, '51,
is more important; Wagner is ill, and writes: "I have a fresh
prayer to make to you. There are still about twelve sheets of
'<hi>Oper und Drama</hi>' to be corrected. To-day I am writing to
Weber, asking him to send them to <hi>you</hi>, together with the
manuscript. You really must see to them for me. . . . Don't be
angry with me for thus disposing of your time." This 'proof,'
handed over to Uhlig for 'correction,' would wellnigh cover the
whole Third Part, since in the original edition that Part occupied
247 pages, and to the 192 for the "twelve sheets" we must add a
certain number for the "about." We thus see that it was almost a
decree of Fate, that Part III should not be properly revised,
firstly in the manuscript
<pb id="pagx" n="x"/>
stage, and secondly in that of 'proof.' Uhlig's labours
would necessarily be confined to the correction of printer's
errors, nor—even had there been time for any extensive
alterations—was he quite the best adviser that could be
found, on the point of clearness of meaning; his own articles in
the <hi>Neue Zeitschrift</hi> are often admirable in matter, but
whenever he attempts to follow his master into the depths of
aesthetic speculation he loses his way in intricate sentences,
unrelieved by any of those flashes of intuition which light up even
the hardest page of Wagner's prose and make his darkest sayings all
the more worth unravelling. To this consideration, also, I shall
have to return; but I wished to emphasise <hi>in situ</hi> the lack
of revision of Part III.</p>

<p>To resume the historical course—on Oct. 20 a couple of
lines give Uhlig instructions, for Weber, as to the precise title
for the book; merely "OPER UND DRAMA, von Richard Wagner." On Nov.
20th a significant message to the faithful friend: "Why three
articles on Part I. of '<hi>Oper und Drama</hi>,' which contains
little else but criticisms, and only two on Part III? Yet this
Third Part is really the most important—to bring to people's
thorough understanding—since it goes to the very bottom of
the thing. Don't forget to lay stress on 'Stuff'—Part
II.—as centre and axis of the whole; for <hi>here</hi> is the
crucial point, that I set forth Form solely in the light of
Substance, whilst it has hitherto been treated quite regardless of
all substance." Finally on Nov. 28th comes the announcement: "Well,
I have received '<hi>Oper und Drama</hi>.'
. . . I shall have one copy interleaved, so as to use it for the
preparation of a—possible—second edition."</p>

<p>To complete the history of the manuscript, however, there is
still one document to cite; and this, unlike the previous
references, has the merit of novelty for the English public. When
<hi>Oper und Drama</hi> had passed through its last stage, namely its
issue to the press and public, Wagner made Uhlig a present of the
manuscript, with a little private Dedication. Uhlig died in 1853,
and the manuscript was returned by his family to the author, at
Wagner's own request, apparently in 1879. A copy of the private
Dedication found its way into an Austrian newspaper of the latter
year, and thence into the treasure-house of Herr Nicolaus
Oesterlein—the founder, and up to the present the owner, of
the invaluable Richard-Wagner-Museum in Vienna—by whose
kindness I am enabled to give it in an English dress. It runs thus:
<pb id="pagxi" n="xi"/>
'Dear Uhlig ! You once let slip that you still were guilty of a
conservative weakness for collecting autographs. As Christmas is
just upon us, it gives me pleasure to supply that weakness with a
friendly sop. In the name of God, then, conserve this manuscript
as pertaining to your household goods. But above all take cheer
from the binding, in which I have endeavoured to reverse Goethe's
saying: 'Grey, my friend, is every theory,' so that I may call to
you with a good conscience: 'Red, o friend, is this my theory !'
Zurich, December 21, 1851. Yours, Richard Wagner."—It is
perhaps scarcely necessary to point out the semi-political allusion
to the revolutionary tendency of the art-theories embodied in this
book.</p>

<p>Having watched <hi>Oper und Drama</hi> proceed through all the
stages of its first edition, I may add that its second edition did
not appear until 1868-9, practically unaltered. If that
"interleaving" was ever effected, there appears to have been no use made
of the blank pages—unlike Schopenhauer and his continued
additions to <hi>Die Welt als Wille und Vorstellung</hi>—so
that a revision would be quite out of the question; a man's views
will generally alter, or develop, so much in seventeen years, that
it is quite impossible to tinker at the original work without
destroying its spontaneity. Moreover, when a book has already
become the subject of considerable controversy, it is almost an act
of literary disingenuousness, to subject it to an entire recasting;
Wagner felt this, and thus has left us a record of the most
important stage in his intellectual career, for the loss of which
no smoothing down of spurs and angles could possibly have
compensated.—The third edition of <hi>Oper und Drama</hi> forms
one-third of Volume iii and two-thirds of Volume iv of the
<hi>Gesammelte Schriften</hi> issued in 1872. The fourth, and as yet
the last, edition is that contained in the "Volksausgabe," issued
in 1888.</p>

<p>I must now turn back to an incident in the early career of the
book, the discussion of which in its proper order would have broken
the historical thread, as it calls for rather more detailed
treatment. If the reader will refer to my note on
<ref target="pag118" targOrder="U">page 118</ref> he will
find an extract from a letter to Uhlig, in which Wagner alludes to
certain "articles," taken from Part II, for the <hi>Deutsche
Monatsschrift</hi>. Beside that extract I must now place another,
this time from a letter to Liszt dated July 11, 1851, and
the only important allusion to this book in any of Wagner's
published
<pb id="pagxii" n="xii"/>
correspondence apart from those I have cited above. In this
letter we read: "'<hi>Oper und Drama</hi> is passing through the
press very slowly, and will scarcely be ready before two months.
Out of this book I have, by special desire, contributed to the
<hi>Deutsche Monatsschrift</hi> one or two articles upon modern
dramatic poetry; but I now regret it,—for, torn from their
context, they do not sound particularly clear. I send them to you
all the same, although I am half inclined to ask you to ignore them
now. . . .
How delighted I am about my <hi>Junge Siegfried</hi> [i.e. about
the Weimar proposals, through Liszt, for a performance of the work
so soon as completed]; he will deliver me once for all from all
article- and essay-writing. I shall spend all this month in
gaining back my health, so as next month to throw myself into the
music." Now, if we compare those articles in the <hi>Monatsschrift</hi>
with the parallel passages of <hi>Oper und Drama</hi>,
we find a large number of minor alterations and one very important
addition. Wherever these minor alterations constitute a substantial
divergence between the two texts, I have noted them in the
accompanying translation; but there is scarcely a sentence, of these
"articles," which has not been retouched in some trifling detail,
such as the punctuation or the order of the words. In this
particular section of Part II., therefore, Wagner indisputably took
advantage of the opportunity for reflection, as afforded by its
having already made an appearance in print; and in almost every
instance these retouches add clearness to the original matter. This
point I wish to emphasise, in connection with the letter of
September '51 in which he declares himself too unwell to go on
correcting his proofs of Part III, nor was it at all against his
custom, to make amendments to a work while passing through the
press, for we find him saying in a letter to Uhlig, of September
'50: "It is <hi>most essential</hi> that I should be able to look
once more through the whole [a pamphlet on Theatre Reform] before
it comes out, so as to be able to make, perhaps some small
alterations, perhaps some mere omissions.</p>

<p>But the most interesting fact about these <hi>Monatsschrift</hi>
articles is this—that they do not contain a word about the
Œdipus-Antigone myth. I notice that Mons. Noufflard, on page 20 of
Volume ii of his excellent <hi>Wagner d'après lui-même</hi>,
considers this passage an "intercalation," i.e.
an addition to the original text of <hi>Oper und Drama</hi>, and
assigns it to the period mentioned on 
<xref resp="wl" type="wlpr0079" n="pag358" targOrder="U" from="ROOT" to="DITTO">page 358</xref>
<pb id="pagxiii" n="xiii"/>
of the <hi>Communication</hi> (Vol. i of this series) when Wagner
was balancing in his mind the respective merits of History and Myth
as subjects for Drama, namely the years 1848 to 1849 when
<hi>Barbarossa</hi> and <hi>Siegfried</hi> were dividing his attention.
This really involves two questions: the one as to <hi>whether</hi>
the passage existed in the original M.S., the other as to
<hi>when</hi> it was written. The first question, I think, may be
easily decided, although there is no documentary evidence to assist
one—at least, none accessible at present. If the reader will
take page 180 of the accompanying book, and pass straight from the
asterisk to the passage quoted in the footnote, and then skip the
intervening pages until he arrives at the asterisk on page 192, he
will have before him a translation of the text exactly as it stood
in the <hi>Monatsschrift</hi>; he will find that there is absolutely
<hi>no</hi> break of continuity in the chain of thought, and that
certain words such as "Fate," "sinfulness," and "erroneous views of
Society" are brought quite close together, in a manner evidently
intended by Wagner at the first writing of the chapter. True, that
this would reduce Chapter III to little more than three pages; but
it is quite intelligible that those three pages should originally
have formed the opening of what is now Chapter IV, for there was no
break in the magazine "article," beyond the commencing of a fresh
paragraph. When I further find that there is no other allusion to
Œdipus throughout the book, except a foot-note evidently
<hi>added</hi> to the close of Part II, to me it seems quite clear
that Wagner—dissatisfied with portions of what he had already
written, now that he had seen it in print—decided on
relieving a somewhat stiff chapter by the introduction of these
superb pages. Had there been any letter to Uhlig of about the same
date as that to Liszt above-cited, we should doubtless have heard
all about the change; but there was none, for the very good reason
that in this letter Wagner tells Liszt that Uhlig is now <hi>with
him</hi> at Zurich.</p>

<p>The second question as to <hi>when</hi> this Œdipus-episode was
written, is not quite so easy to settle, and it really lies quite
apart from the question of its being an afterthought; for in either
case it might well date from an earlier period, and have been an
instance of working up old material that was lying by, just as we
are told that a theme from the <hi>Liebesverbot</hi> found its way
into <hi>Tannhäuser</hi>, that the 'Charfreitagszauber' of
<hi>Parsifal</hi> dates from these Zurich years, &amp;c. &amp;c.
This, in fact, is what I believe to have actually
<pb id="pagxiv" n="xiv"/>
occurred, judging by internal evidence. The style of much of
this episode is quite different from the style of the rest of the
book—however composite that may be—and closely
resembles the <hi>manner</hi> of the "Vaterlandsverein speech" and
the <hi>matter</hi> of "<hi>Jesus of Nazareth</hi>." Those strings of
rhetorical questions on pages <ref target="pag184" targOrder="U">184</ref>
and <ref target="pag189" targOrder="U">189</ref> are so much like the
"speech," that I cannot but think that the major part of the
episode was originally intended for a contribution to August
Roeckel's "<hi>Volksblätter</hi>" of
1848-9. One or two other considerations confirm me in this
belief :—namely the occurrence (a) of the expression "public
opinion" three times in this episode (pages <ref target="pag180" targOrder="U">180</ref>,
<ref target="pag186" targOrder="U">186</ref>, and <ref target="pag191" targOrder="U">191</ref>), an
expression which I do not remember to have come across in Wagner's
writings, until those of many years later, but which would be the
word most likely to come to the pen of anyone writing for a
political newspaper; (b) of the allusion to "oaths," which we find
dwelt-on in both the speech and the dramatic sketch, and I fancy
nowhere else; (c) of a line which ushers in the episode, with the
words "significant in so many <hi>other</hi> respects." I am aware
that there are many sentences here which are not at all likely to
have been written in the Dresden period, and are in perfect harmony
with the rest of the book; but no author, with the slightest
feeling for literary workmanship, would dream of pitchforking an
earlier sketch into a later work without retouching it in many a
particular. It would be quite a simple matter to point out the
lines where the old matter is embroidered with the new—upon
the hypothesis shared by Mons. Noufflard and myself;—but it
would serve no other present purpose than to strengthen our
position. At any rate, if it <hi>is</hi> an addition, there is a
sentence in the upper part of <ref target="pag180" targOrder="U">page 180</ref>
that not only would make possible its introduction, but would most
probably have suggested it.</p>

<milestone unit="section"/>

<p>To criticise the book as a whole, is scarcely the province of
its translator; for the mere work of carefully inspecting each
sentence, to ensure its correct rendering, gives one far too much of a
microscopic habit to be able to take a general survey; moreover the
continual revision of parts, both in the manuscript and the 'proof'
stage, leaves one with a most confused impression as to how those
parts are arranged—for example, one may be writing the
manuscript of Chapter VII while correcting the 'proof' of
<pb id="pagxv" n="xv"/>
Chapter I and going over the 'revise' of Chapter IV. Some months
hence, I hope to be able to take up the whole matter in a series of
articles for "<hi>The Meister</hi>," when I shall have had time to
get the sections back into their proper order in my brain.
Meanwhile, before saying a word about the separate Parts, I may add
that my own study has convinced me of the general truth of what Mr
H. S. Chamberlain once said in the "<hi>Revue Wagnérienne</hi>"
(1888): "These two works [i.e. the present
and <hi>The Art-work</hi>] may, and in fact ought to be considered as
intimately connected with the <hi>Ring des Nibelungen</hi>. . . . If
it was his dramatic projects, that inspired him in the first place
with the idea of writing these studies, it was those also that he
had before his eyes when—in <hi>Opera and Drama</hi>—he
entered into details upon alliteration, &amp;c. I even think that
this preoccupation with the particular poem that he had in view, is
a fault in this fine work, and that the <hi>Art-work of the
Future</hi>, written at a moment when the <hi>Ring</hi> was less in
the forefront of his thought, is in many respects its superior."
But, to admit that there are faults in any great work, is only to
say that it is human, especially when one remembers the enormous
range of subjects treated in it; whilst, to claim superiority for
its predecessor "in many respects," is not to place the present
work on a really lower level. The superiority of <hi>The
Art-work</hi> I consider to lie in its more methodical arrangement
and its greater balance of diction; it is far more readable in the
German, and in fact there are only about a couple of sentences in
the whole of that work which present any real ambiguity of meaning.
<hi>Opera and Drama</hi>, on the other hand, is a work which combines
all the advantages and disadvantages of having been written at a
terrific pace—for it is almost incredible that a book of this
magnitude, in every sense of the term, should have been dashed off
<hi>in four months</hi>; the advantages might have been retained,
and the disadvantages removed, by laying aside the completed
manuscript for a few months, and then taking it up, for purposes of
revision, with the impartial eye of practically a stranger. This,
however, was not to be: the <hi>Communication</hi> was waiting to be
written, and even that was contending for pride of place, in
Wagner's mind, with the rapidly approaching project of the
<hi>Ring</hi>; all these theories— beyond all value, as they
are, to a student of Wagner's dramas—were yet but the
antechamber to "Walhall" Thus the very work which was to enlighten
the uninitiate as to the great artistic reforms the
<pb id="pagxvi" n="xvi"/>
poet-composer had in his brain, was here and there obscured by
the critic-philosopher taking for granted that everyone would be
able to follow the many intercrossing lines of his association of
ideas. It was as though a musician should set his full 'score'
before persons who had only just learnt to read two 'staves.' Nor
do I mean this merely as a metaphor, for even his music does not
afford a stronger proof of the 'polyphonic' nature of Wagner's
mind, than many pages of this <hi>Opera and Drama</hi>. It is not
that a sentence is discursive, wandering off into mere byways like
those of Jean Paul Richter: no, even the most complex sentence in
this work loses a considerable amount of its force and import by
the omission of a single subsidiary clause, or even of an adjective
which at first sight seems unimportant. To reduce this 'score ' to
two 'staves' would be an infinitely more difficult task than that
which Hans von Bülow accomplished with <hi>Tristan und Isolde</hi>;
some of the 'motives' would be bound to drop out, and, upon their
recurrence later on, one would have lost their
<hi lang="fr">raison d'être</hi>. But I see that
I am beginning to touch on the translator's fate;
and <hi>that</hi> I must reserve to the close of my Preface.</p>

<p>I proposed, just now, to glance at the separate Parts. Well, the
First presents one with next to no difficulties at all; merely an
occasional sprinkling of Feuerbachian tricks of phrase, such as
"will and can," "essence" and "is and should be"; the chief thing
that strikes one in it, is the remarkable manner in which all its
criticisms have become prophecies fulfilled, and the studious care
with which Wagner has avoided any reference to his own operas, even
where it must have been on the tip of his tongue to say
"<hi>Rienzi</hi>" when attacking Meyerbeer's
<hi>Prophète</hi>.—The Second presents us with considerable
difficulties in Chapter IV—mainly political—and in the
latter part of Chapter V; but it is of far wider-reaching import
than anything else its author wrote, either before or after, and
this he himself appears to have recognised later: nay even at the
time, for he writes to Uhlig, in February '51,
"I feel inclined to dedicate my book 'To thinking musicians
and—poets.' What's your opinion? Would not the poets cry out
that I am madly arrogant?" Here it is obvious that Aristotle's
"<hi>Poetics</hi>" was consulted by Wagner (naturally, in a German
version), and possibly Lessing's "<hi>Dramaturgy</hi>," though
reference is made solely to the "<hi>Laocöon</hi>"; and I firmly
believe that in times to come this Second Part will rank as the
third—and
<pb id="pagxvii" n="xvii"/>
most important—link in the chain commenced by the two
earlier writers: at any rate any obscurities here will wellnigh
vanish upon consulting Aristotle and Lessing, especially the latter
as rendered into such fluent English by Mr Edward Bell.</p>

<p>The Third Part is undeniably a difficult piece of work, and I am
not ashamed to confess misgivings as to my rendering of certain
passages, for I know that even at "Wahnfried" a few of the pages
are considered doubtful of interpretation. The causes I have
already hinted at, namely over-haste in production coupled with
want of careful revision; but to these I must add two others, an
almost entire oblivion, on the part of the author, that he was
writing for anyone but himself, and a method which combines
synthesis and analysis almost in one breath. I have already 
protested against the accusations that Wagner was an "ill-equipped
thinker," and that his style was "involved and discursive"; the
truth is that he was too <hi>well</hi> equipped a thinker and
forgot, at times, to make concessions to the weaker vessels, whilst
there are very few of his sentences which are really long-winded,
as distinct from being packed with positively <hi>necessary</hi>
clauses: no, the difficulty of many passages in this Third Part
consists in their intense condensation of thought, their saying in
two or three words what it would take a page to set before any
reader who requires to be told that "four" is virtually "two
multiplied by two."</p>

<p>I think that my readers must be nearly tired of the name of
Feuerbach, and I promise them that there will be no occasion to
refer to him in future volumes. Personally I should like to
strangle his ghost, if that were a possible feat; but I suppose he
had his uses in the development of Wagner's thought, for I cannot
believe that it is mere Chance that brings one mind to influence
another. Anyhow the Feuerbachian terminology is writ large upon
much of this Part III, and that unlucky present of treatises must
account for the recrudescence of a phase of thought which seemed to
be passing away in <hi>Judaism in Music</hi> and the early chapters
of <hi>Opera and Drama</hi>. Here again, however, I cannot insist too
strongly upon the fact that it was mere <hi>terminology</hi>, and
only portions of <hi>that</hi>, which Wagner borrowed from Feuerbach;
thus we shall find "necessary" occurring so often in the
Feuerbachian sense, that I think needful to caution readers against
taking it in the everyday meaning. Moreover Wagner was just then in
the stage of philological study which makes one see
<pb id="pagxviii" n="xviii"/>
in every "root" the stem, the branches, and the leaves that
have, may, or may have sprung from it; in every sense this was the
period, with him, of deification of the Word.</p>

<milestone unit="section"/>

<p>Thus I come at last to my own labours in this book; for the
literal translator's task is almost confined to dealings with the
<hi>word</hi>.</p>

<p>Unlike <hi>Das Kunstwerk der Zukunft</hi> (Art-work of the
Future), <hi>Oper und Drama</hi> had been translated before, and
that so long ago as 1855-6, in the columns of the departed
"<hi>Musical World</hi>" (London). Before starting on my translation
I glanced at the older version in that journal; but the reading of
two or three pages, at random here and there throughout the work,
soon convinced me that there was no assistance to be derived
therefrom. At a meeting of the Musical Association, held December
13 of last year, I read a paper on "Richard Wagner's Prose," and as
it has since been published in their "Proceedings of Session
1892-3" I need not here go into the matter, except to confess a
feeling of greater lenience—<hi>not</hi> towards the editor of that
old journal—but towards the earlier translator of this book;
when that paper of mine was written I had only just commenced the
present version,—its conclusion has convinced me that it is
better to be humble. For a work of this kind is enough to knock the
vanity out of any man, the conditions being so entirely unique. No
other of Richard Wagner's literary writings presents one half the
difficulties of Part III, and portions of Part II of <hi>Oper und
Drama</hi>; one is presented with a theory absolutely <hi>in the
making</hi>; and to step from the path of literal
exactness—either to the right, by narrowing, or to the left
by widening the meaning—would rob the work of all historic
value. It is of no use to flatter oneself with the thought that
<hi>later</hi> works of Wagner, either literary or musico-dramatic,
justify such and such an interpretation; for the point here, the
grand instructiveness, is <hi>what</hi> particular stage a certain
line of thought, a certain characteristic proposal, had arrived-at
in the author's mind. Then, again, there are certain words employed
over and over again, and acting as a kind of <hi>leitmotiven</hi>
through the work: to find satisfactory English equivalents has
scarcely ever been an easy, often an impossible task. "Moments,"
for instance—for that word one might rest content with
drawing attention to its specific use; but "bedingen" and
"bestimmen,"—one had to take refuge in such
<pb id="pagxix" n="xix"/>
cumbrous and disfiguring terms as "condition" (used as a verb)
and "determine"; whilst "Zusammenhang" could only very rarely be
allowed to appear as "hang-together" (its best and strictly
etymological equivalent) or even "continuity," but had to ring the
changes on "cohesion, conjunction, connection" &amp;c., &amp;c.
Then there were combinations, such as "the poetic aim," which must
be stereotyped at once, to avoid confusion; and lastly one had
passages where the tantalising epithets seemed to group themselves
into a coruscation baffling all description. Such passages I may
expect to see selected as choice specimens of either the author's
or the translator's style; but to the general reader—not
reading for the mere sake of finding things to carp at—I may
safely leave these passages in trust, knowing that if he reads the
book from beginning to end, and not a mere sentence here and there,
he will find the thoughts explain each other. To others I would
offer the following quotation: "As for the third Unity which is
that of Action, the ancients meant no other by it than what the
Logicians do by their <hi>Finis</hi>, the end or scope of any action:
that which is the first in Intention, and last in Execution: now
the Poet is to aim at one great and compleat action, to the
carrying on of which all things in his Play, even the very
obstacles, are to be subservient; and the reason of this is as
evident as any of the former. For two Actions equally labour'd and
driven on by the Writer, would destroy the unity of the Poem; it
would be no longer one Play, but two: not but that there may be
many actions in a play . . . but they must be all subservient to
the great one" &amp;c. This is <hi>not</hi> from Richard Wagner's
writings—though it well might be—but from "<hi>An Essay
of Dramatick Poesie</hi>" by John Dryden (1684), whose claims as
prose-writer are by many considered to rank higher than his claims
as poet. I have quoted it for a double purpose: in the first place,
to illustrate Wagner's use of "aim" and "great action"; in the
second to justify my own frequent employment of 'capitals.' I am
perfectly aware that the use of a capital A for "Art" is jeered at
by those whose own art had better be printed upside down; yet I
have felt that it was not only allowable, but helpful, to
<hi>capitalise</hi> such words as "Understanding and Feeling" and
several others, rather than run a greater risk of misunderstanding.
I ought to say, however, that all nouns are decorated with
capitals, in the German; therefore, that my
<pb id="pagxx" n="xx"/>
selection of any particular word for this mark of distinction is
purely arbitrary, though guided by a definite purpose.</p>

<p>I may add a word about the Summary and Index. These I have tried
to make supplementary to one another, so that the one shall shew
the horizontal, the other the vertical, lines of cleavage.
Moreover, an index is generally called a "subject-index": in this
instance, I have endeavoured to make it also an index to the
'predicates.' Such an attempt is most difficult to carry out, and I
am not thoroughly satisfied with the result; but at least
something approaching a 'concordance' was necessary for a work of this
unique character,—something that should afford a faint clue
to the marvellous meshwork of thought that binds this treatise into
one organic whole, whatever apparent defects there may be in its
arrangement of minor parts.</p>

<milestone unit="section"/>

<p>In conclusion I must thank the general body of my critics for a
reception, accorded to Volume i, by far more cordial than my most
sanguine expectations could ever have prefigured. It has encouraged
the Wagner Society (London Branch), for whom this work is
undertaken in the first place, to enable me to double the speed of
publication; so that the present volume makes its ap pearance a
year earlier than I had promised, and the remaining four or five
will, it is hoped, follow year by year. I may add that Volume iii
will contain, <hi>inter alia</hi>, "A Theatre for Zurich," "Judaism
in Music," "On the Performance of Tannhäuser" &amp;c., &amp;c.;
also that, the style of the originals being simpler, my readers may
reasonably anticipate an improvement in my own.</p>

<signed>WM. ASHTON ELLIS.</signed>

<dateline>LONDON, Christmas 1893.</dateline>
</div> 

</front>

<body>

<div type="book" org="uniform" sample="complete" part="N">
<pb id="pag1"/>
<head>Opera and Drama</head>

<div type="translators-note" org="uniform" sample="complete" part="N">
<pb id="pag2"/>
<head>Translator's Note</head>

<p>In a letter to Theodor Uhlig, dated December 1850,
Wagner says: "My book on <hi>Opera and Drama</hi> will be
at least twice as big as  <hi>The Art-work of the Future</hi>. . . .
I add a diagram, as to which I am not sure whether I shall
put it into my book or not."</p>

<p>The diagram in question did not find its way into
<hi>Opera and Drama</hi>, but has been published, since the author's death, in
his <hi>Letters to Uhlig</hi>, Fischer &amp; Heine, from which,
with permission of Messrs. H. Grevel &amp; Co., it is here reproduced:—</p>

<p>
<figure id="fig1" entity="wlpr0063_01">
  <figDesc>Diagram "Opera and Drama".</figDesc>
</figure>
</p>

<p>In English this would read: "Word-speech,
Literature, History," bracketed by "Understanding";
on either side, "Fancy"; the left-hand slanting line,
"Epic—Greek Tragedy," the right-hand, "Romance
(or Fiction)—Play and Opera"; below
these, on the left, "Tone-speech, Lyric, Myth," bracketed by
"Feeling"—on the right, "Word-Tone-speech,
Completed Drama, Dramatic Myth," bracketed by "Reason" (or
"Intuition"?); and the whole figure governed by the last word,
"Man."</p>

</div> 

<div type="dedication" org="uniform" sample="complete" part="N">
<pb id="pag3"/>
<head rend="up">Dedication of the second edition</head>

<salute rend="i">To Constantin Frantz.</salute>

<p><hi rend="up">About</hi> the same time last year as I
received from you a letter, in which you so delighted me by the
account of your impressions on reading this book of mine, I learnt
that its first edition had been exhausted some little
while back. As I had been advised not long
before, that a tolerably ample stock of copies was still on hand, I
asked myself, in wonder: What could be the reasons for an evidently
greater interest, shewn of recent years, in a literary work whose
very nature precluded it from being destined for any Public? My
previous experiences had taught me that its First Part, containing
a criticism of Opera as an art-genre, had been skimmed by 
music-reviewers for the newspapers, and its incidental jocular remarks
had met with some notice; while a few real musicians had earnestly
discussed the contents of this first portion, and even gone so far
as to read the constructive Third Part. Of an actual consideration
of the Second Part, devoted to the Drama and dramatic Stuff
(<hi>Stoff</hi>), no sign had reached me: obviously my book had
fallen only into the hands of professional Musicians; to our
Literary-poets it had remained completely unknown. From the
superscription of the Third Part: "The Arts of Poetry and Tone in
the Drama of the Future," a title "<hi>Zukunftsmusik</hi>" ("Music
of the Future") was derived, to characterise a latest musical
"departure," as whose originator I unexpectedly was brought into
full-blown world-celebrity.</p>

<pb id="pag4" n="4"/>

<p>Now, however, I have to thank that earlier,
quite neglected second portion for an otherwise inexplicably
increased demand for my book, occasioning its second edition. There
seems to have arisen, among certain folk to whom I was utterly
indifferent as poet or musician, an interest in the task of
searching my writings, of which one had heard all kinds of curious
things, for dangerous remarks on politics and religion. How far
these gentry have succeeded in fastening on me any dangerous 
tendencies, to their own thorough satisfaction, I have as yet to
learn: at any rate, they were able to induce me to attempt an
explanation
<note id="rn001" corresp="n001" place="unspecified" anchored="yes"/>
of what I meant by demanding the "Sinking of the
State" ("<hi>Untergang des Staates</hi>"). I must confess that
this placed me in some perplexity; and, in order tolerably to
extricate myself, I readily consented to the admission that I had
not meant the thing so very badly, and that, upon mature
reflection, I really had no serious objection to the continuance of
the State.</p>

<p>The upshot of my various experiences with this
extraordinary book was this: that its publication had been
altogether useless, had only brought annoyances upon myself, and
had provided no one else with any comforting instruction. I felt
inclined to consign it to oblivion, and shirked the worry of a new
edition for the simple reason that I should have to read it through
once more; a thing which, ever since its first appearance, I had
had a great repugnance against doing. Your so expressive letter,
however, has all at once reversed my purpose. It was no mere
chance, that you were attracted by my musical dramas whilst I was
filling my brain with the contents of your political writings. Who
can measure the depth of my astonished joy, when you cried to me,
in recognition, from that so misconstrued middle portion of my
refractory book: "Your Foundering of the State is the Founding of
my German Empire!" Seldom can there have been so
<pb id="pag5" n="5"/>
complete a mutual supplementing, as here had
been prepared upon the broadest basis betwixt the politician and
the artist. And in this <hi>German spirit</hi> which has brought us
two, while starting from the utmost opposites of customary vision,
to the deeply-felt perception of the grand fore-calling of our
Folk, we well may now believe with strengthened courage.</p>

<p>But it needed our encounter, to strengthen our
belief. The eccentricity of my old opinions, as still apparent in
the accompanying book, was certainly occasioned by the despair
there lay in any opposite views. And even now, the antidote for
this despair would prove of little virtue, had we to solely seek it
in the aspect of our public life: each contact with that public life can only
bring men, filled with our belief, into associations promptly to be
rued; whereas a thorough isolation, with all its sacrifices,
affords the only rescue. The sacrifice you laid upon yourself, in
this sense, consisted in the renouncement of any general
recognition of your noble political writings, in which, with most
persuasive clearness, you point the Germans to the weal that lies
so near their door. Smaller seemed to be the sacrifice the artist
had to bring, the dramatic poet and musician whose works spoke loud
from all our public theatres to you, and kindled so your hope that
you saw already a strengthening food supplied to that belief. It
came hard to you, not to misunderstand me, not to see a morbid
overstraining in my denial of your confident assumptions, when I
tried to teach you the little inward worth of my successes with the
theatre-public. Yet at last you taught yourself that fundamental
lesson by an exact acquaintance with the contents of this book, now
dedicated to you, on Opera and Drama. For sure, it opened up to you
the wounds concealed from all the world, the wounds of which,
before my own unshaken conscience, my successes as a German
"opera-composer" are bleeding still. In truth, and even to this
day, can nothing reassure me that these successes, in their
weightiest factor, are not still grounded on a misconception
<pb id="pag6" n="6"/>
which downright baffles all the real, the only aimed success.</p>

<p>The explanations of this seeming paradox I laid
before the public, now wellnigh eighteen years ago, in the form of
a detailed handling of the problem—Opera and Drama. What I
must wonder at above all else, in those who grant this work a
searching scrutiny, is this: that they should not allow themselves
to be tired out by the difficulties of the exposition, which were
thrust upon me by the very nature of that detailed handling. My
desire to get to the bottom of the matter and to shirk no detail
that, in my opinion, might make the difficult subject of æsthetic
analysis intelligible to the simple Feeling, betrayed me into a
stubbornness of style, which to the reader who looks merely for
entertainment, and is not directly interested in the subject
itself, is extremely likely to seem a bewildering diffuseness. As
regards the present revision of the text, however, I have decided
to change nothing therein of importance,
<note id="rn002" corresp="n002" place="unspecified" anchored="yes"/>
since just in that aforesaid difficulty of my book have I, on the other hand,
perceived its special recommendation to the earnest thinker. For
this I almost feel that an apology would be both superfluous and
misleading. The problems, to whose handling I was impelled, have
never before been investigated in that connexion wherein I
recognised them, and not at all by artists, to whose Feeling they
most immediately address themselves, but merely by theorising
æstheticians, who, with the best will in the world, could not
avoid the evil of employing a dialectic form of exposition for
subjects whose fundamental essence has lain hitherto as far from
the cognition of Philosophy as has Music itself. Shallowness and
ignorance find it easy, by drawing on the garnered stores of
Dialectics, to prattle about things they do not understand,
<pb id="pag7" n="7"/>
and in a manner to make a brave show in
the eyes of the equally uninitiate: but he who does not merely wish
to juggle with philosophic notions before a public which has none
itself,—he who, the rather, in facing difficult problems
desires to turn from erring notions to the right Feeling of the
thing itself, may learn perchance from the following pages how much
trouble it costs a man to fulfil his task to his own inward
satisfaction.</p>

<p>In this sense, then, do I venture to commend
afresh my book to earnest notice. Where it meets with this, as was
the case with you, my honoured Friend, it will serve towards the
filling of that yawning gulf which lies between the mistaken spirit
of the success of my musico-dramatic works, and the only effect
that hovers in the air before me as their right one.</p>

<note resp="translator" place="inline" anchored="yes">
(The original of the above was written at Lucerne,
April 28, 1868.—TR.)</note>
</div> 

<div type="preface" org="uniform" sample="complete" part="N">
<pb id="pag8"/>
<head rend="up">Preface to the first edition</head>

<p><hi rend="up">A friend</hi> has told me that, with my earlier
utterances on Art, I angered many persons far less by the pains I
took to unmask the grounds of the barrenness of our nowadays
art-making, than by my endeavours to forecast the conditions of
its future fruitfulness. Nothing could more aptly characterise our
situation, than this verdict of experience. We all feel that we are
not doing right, and do not even attempt to deny the fact when
roundly told it; only, when shewn <hi>how</hi> we might do right, and
that this right is nothing humanly impossible, but something very
possible indeed, nay an absolute Necessity of the Future, then we
feel hurt because, once forced to admit that possibility, we are
robbed of our only excuse for abiding in unfruitfulness. For we
have been indoctrinated with so much sense-of-honour, as to wish
not to appear cowardly and slothful; but we lack true Honour's
natural spur to courage and activity.—This selfsame wrath I
shall be obliged to call down again upon my head, by the pages that
now lie before me; and that the more, as I have been at some pains
therein to show, not merely in general terms—as in my
<hi>Art-work of the Future</hi>—but by a minute entry into
particulars, the possibility and necessity of a more salutary
tillage of the soil of Poetry and Music.</p>

<p>I must almost fear, however, that another grudge
will this time gain the upper hand: a grudge occasioned by my
exposition of the worthlessness of our modern opera-affairs. Many,
even who mean well by me, will not be able to comprehend how I can
presume to attack, in such unsparing fashion, a personage famous in
the daily roll of
<pb id="pag9" n="9"/>
opera-composers; and this, too, in that
capacity, of Opera-composer, in which I also am involved and thus
exposed so lightly to the charge of most unbridled envy.</p>

<p>I will not deny that I battled long with myself
before I decided upon doing, and doing thus, what I have done.
After writing, I quietly read over all that was contained in this
attack, every turn of phrase and each expression, and carefully
pondered whether I should hand it in this garment to publicity;
until at last I have convinced myself that—with my
sharply-outlined views on the weighty topic of discussion—I
should only be a coward and unworthily concerned for self, did I
not utter my opinions of that most dazzling phenomenon in the world
of modern operatic composition exactly as I have done. What I say
thereon, is only what has long ceased to be a matter of doubt among
the generality of honest artists. Not a smothered growl, however,
but alone an openly-proclaimed and categorical defiance, can bear
good fruit; for it brings about the needful shock that cleans the
air, divides the murky from the clear, and winnows what there is to
winnow. Yet it has not been my object to sound this challenge for
its own dear sake, but I <hi>needs must</hi> sound it, since after
delivering myself of more general opinions, as heretofore, I now
felt the necessity of a definite excursion into the particular; for
it was my concern, not merely to arouse, but also to make my
meaning unmistakable. To make myself intelligible, I was forced to
point my finger at our art's most salient features; nor could I
withdraw this finger and thrust it back, clenched in my fist, into
my pocket, while faced with that phenomenon which shows the
plainest an artistic error crying to us for solution. For this
error, the more brilliant its appearance, the more it blinds the
captive eye: and that eye must see completely clearly, if it is not
to be completely robbed of sight. Wherefore, if I had held my hand
from sheer regard for this one personage, I either must have given
up all thought of writing the accompanying work—to which, on
the other hand, I felt engaged by my convictions—or else I
must
<pb id="pag10" n="10"/>
have purposely lamed its effect; for I should
wittingly have had to put out of sight the most obvious facts, and
those the most necessary to a careful survey.</p>

<p>Whatever, then, may be the verdict on my book,
one thing at least must be admitted by even the most hostilely
disposed: and that is the <hi>earnestness</hi> of my intention. To
whomsoever I am able to convey this earnestness, by the
comprehensive nature of my argument, he will surely not only
forgive me that attack, but also understand that I have not engaged
in it from flippancy, still less from envy; and further, he will
justify me in that, while exposing the repugnant features of our
modern art, I have from time to time exchanged this earnestness for
the quiet mirth of irony,—the only mood that can help us
tolerate a painful sight, while, on the other hand, it always gives
the least offence.</p>

<p>But, even of that artistic personality, I had
only to attack <hi>that</hi> side which is turned towards our public
art-affairs. Only after I had set this side alone before my eyes,
was I able to conceal from my sight, as here was needful, that
other side on which it fronts considerations amid which I myself
was once brought into contact with it; but which lie so completely
aloof from art's publicity, that they ought not to be dragged
before it,—even though I almost feel compelled thereto, in
order to admit how much I, also, once went astray,—an
admission I candidly and gladly make, now that I have grown
conscious of my former error.</p>

<p>If I thus was able to purge my conscience, I had
the less call to regard the dictates of prudence as I should be
blind if I did not clearly see that, from the moment when I struck
in my artistic works that path which in the following pages I
advocate as Writer, I fell into the exile from our public
artist-world in which I find myself to-day, alike politically and
as an artist, and from which it is quite certain that I cannot be
redeemed apart from others.—</p>

<p> But quite another reproach might be made me, by those who hold
that the worthlessness of That which I
assail is already so made out, that it will not repay the pains of
so
<pb id="pag11" n="11"/>
circumstantial an attack. Such persons are
altogether in the wrong. What they know, is only known to few;
whilst what is known to these few, the most of them do not
<hi>choose</hi> to know. Of all things the most dangerous is the
half-heartedness so much in vogue, which hampers each artistic
effort and every judgment. I, however, have been forced to speak
out sharply, and enter definitely into details on this side too,
since I was not so much preoccupied with that attack, as with the
demonstration of artistic possibilities which cannot plainly show
themselves until we step upon a soil from which half-heartedness is
hunted clean away. But he who holds <hi>for accidental or
overlookable</hi> the artistic feature that rules to-day the public
taste, is involved, at bottom, in the selfsame error from which
that feature is itself derived: and to show precisely this, was
the foremost object of my present work, whose <hi>ulterior</hi>
object cannot be so much as conceived by those who have not
completely cleared their minds as to the nature of that error.</p>

<p>The hope to be understood as I desire, I can put
alone in those who have the courage to break with every prejudice
May it be fulfilled me by many!</p>

<dateline>Zurich, January, 1851.</dateline>
</div> 

<div type="introduction" org="uniform" sample="complete" part="N">
<pb id="pag12"/>
<head rend="up">Introduction</head>

<p><hi rend="up">No</hi> phenomenon can be completely
grasped, in all its essence, until it has itself come to fullest
actuality; an error is never done with, until all the possibilities
of its maintenance have been exhausted, all the ways of satisfying
a necessary need within its bounds been tried and measured out.</p>

<p>The essence of <hi>Opera</hi> could only become
plain to us as an unnatural and flimsy one, when its un-nature and
its flimsiness first came to openest and noisomest of show; the
error that lay behind the evolution of this musical art-form could
only be brought home to us, after the noblest geniuses had spent
their whole artistic life-force in exploring all the windings of
its maze without finding any outlet, but on every hand the mere way
back to the error's starting-point,—until at last this maze
became the sheltering asylum for all the madness in the world.</p>

<p>The doings (<hi>Wirksamkeit</hi>) of Modern Opera,
in their bearings on the public, have long become an object of
deepest and heartiest aversion to all honour-loving <hi>artists</hi>;
but they have only complained of the corruption of taste and the
frivolity of those artists who turned it to their purpose, without
its ever occurring to them that that corruption was an altogether
natural one, and therefore this frivolity a quite necessary result.
If <hi>Criticism</hi> were really what it mostly pretends to be, it
must have long-since solved the riddle of this error, and have
radically justified the aversion of the honest artist. Instead
thereof, even it has only felt the promptings of aversion, but the
riddle's solution it has merely fumbled-at as confusedly as the
artist, caught within the error, bestirred himself to find an
exit.</p>

<pb id="pag13" n="13"/>

<p>In this matter, Criticism's greatest ill lies
rooted in its very nature. The Critic does not feel within himself
the imperious Necessity that drives the Artist to that fanatical
stubbornness wherewith he cries at last: <hi>So is it, and not
otherwise!</hi> The Critic, if he fain would herein imitate the
Artist, can only fall into the repulsive fault of arrogance, i.e.
of the confident assertion of some view, no matter what, upon a
thing which he does not perceive with the instinct of an artist,
but as to which he merely utters, with bald æsthetical caprice,
opinions that he seeks to uphold from the standpoint of abstract
learning. If, on the other hand, the Critic recognises his
<hi>proper</hi> position toward the world of art-phenomena, then he
feels himself constrained to that timidness and prudence which bid
him merely range his objects side by side, and hand over the
collection to some new inquirer, but never dare speak out with
enthusiastic certainty the final word. Thus Criticism lives on
"gradual" progress, i.e. upon the everlasting <hi>maintenance</hi> of
Error; it feels that, Error broken with for good, then steps upon
the scene the naked actual Truth, the Truth whereat men only can
rejoice, but nevermore may criticise,—just as the lover, in
the exaltation of the love-emotion, can surely never fall
a-pondering on the essence and the object of his love. Of this full
saturation with the essence of Art, must Criticism, so long as it
subsists and <hi>can</hi> subsist, fall ever short. It can never be
<hi>completely</hi> with its object; its one full half must it ever
turn away; and that the half which is its own sheer essence. This
Criticism lives by "Though" and "But." Were it to plunge right down
into the depth of a phenomenon, it then must manfully speak out
this one and only thing, the depth that it had seen,—provided
always that the critic had at all the needful faculty, i.e. a Love
for the object of his criticism. But this One-thing is generally of
such a kind that, once spoken squarely out, it must make all
further criticism clean impossible. So Criticism prudently, for
dear life's sake, holds ever by the merest surface of the matter;
weighs out its ounces of effect; waxes wary; and—look
ye!—the unmanly, coward
<pb id="pag14" n="14"/>
"Ne'ertheless" uplifts its head, the possibility
of endless criticism and indecision is won afresh!</p>

<p>And yet we all have now to set our hands to
criticism; for through it alone can the error of an art-tendency,
as unveiled by its products, come fully to the consciousness of
each of us; and only through the knowledge of an error, shall we be
rid thereof. Have Artists unawares propped up this error, and
finally raised it to the height of its further impossibility: so
must they, to completely overcome it, make one last manly effort,
themselves to practise criticism. Thus will they alike crush Error
and root-up Criticism; thenceforth to be again, and then first
truly Artists who may yield themselves uncaring to the stream of
inspiration, untroubled by æsthetic definitions of their task. The
hour that calls aloud for this upgirding has struck already: we
<hi>must</hi> do what we dare not leave undone, if we would not prove
a laughing-stock forever.</p>

<p>What, then, is the <hi>Error</hi> boded by us all,
but not yet fathomed?</p>

<milestone unit="section"/>

<p>There lies before me, in Brockhaus'
"<hi>Gegenwart</hi>," a lengthy article entitled "Modern Opera," the
work of an able and experienced art-critic. The author ranges side
by side all the notable phenomena of modern Opera, in most
instructive fashion, and quite plainly teaches by them the whole
history of the error and its unveiling: he almost lays his finger
on this error, almost unveils it before our eyes; but then he feels
himself so unable to speak boldly out its ground, that, arrived at
the point when such utterance becomes imperative, he prefers to
lose his way among the most mistaken expositions of the thing
itself; so that he in a measure fouls again the mirror which, up to
then, had begun to reflect upon us a brighter and yet brighter
light. He <hi>knows</hi> that Opera has no historical— or more
correctly: natural—origin, that it has not arisen from the
Folk, but from an art-caprice; he correctly <hi>divines</hi> the
noxious character of this caprice, when he calls it an arrant
blunder of most now-living French and German opera-composers "that
they strive on the path of <hi>musical</hi>
<pb id="pag15" n="15"/>
characteristique for effects that one can reach
alone by the <hi>sharp-cut, intellectual Word of dramatic
Poetry</hi>"; he gets as far as the well-grounded doubt, whether
Opera is not after all a quite self-contradictory, unnatural genre
of art; he shows in the works of <hi>Meyerbeer</hi>—here, to be
sure, almost unconsciously—this Un-nature driven to its most
vicious pitch; and—instead of speaking roundly out the
needful thing, already almost on the tongue of every one—he
suddenly veers round, to keep for Criticism an everlasting life,
and heaves a sigh that <hi>Mendelssohn's</hi> too early death should
have hindered, i.e. staved off, the <hi>solution</hi> of the
riddle!</p>

<p>What does this critic signify by his regret? Is
it merely the assumption that Mendelssohn, with his fine
intelligence and unusual musical gifts, either would have been in
the position to write an opera in which the evident contradictions
of this art-form should be brilliantly set right and reconciled, or
else, supposing that despite those gifts and that intelligence he
were unable to effect this, he would thereby have certified these
contradictions for good and all, and proved the genre unnatural and
null?—Did the critic, then, imagine he could make this proof
dependent on the pleasure of one peculiarly
gifted—musical—personality? Was <hi>Mozart</hi> a
lesser musician? Is it possible to find anything more perfect than
every piece of his <hi>Don Juan?</hi> But what could Mendelssohn, in
the happiest event, have done beyond the delivering, number for
number, of pieces that should equal Mozart's in their perfectness?
Or does our critic wish for something other, something more, than
Mozart ever made?—There we have it: <hi>he demands the great
one-centred fabric of the Drama's whole; he demands—between
his lines—the Drama in its highest fill and potence.</hi></p>

<p>But to whom does he address this claim
?—<hi>To the Musician!</hi>—The harvest of his
exhaustive survey of Opera's accomplished facts, the solid knot
into which he had bound each thread of knowledge in his skilful
hand,— he lets it slip at last, and casts the whole thing
back again
<pb id="pag16" n="16"/>
into its ancient chaos! He wants a house built
for him, and turns to the carver or upholsterer; the
<hi>architect</hi>, who includes within himself the carver, the
upholsterer and all the other needful aids for decking-out the
house, since he gives their joint endeavours aim and
order,—he never thinks of <hi>him</hi>!—He had solved
the riddle; yet its solution brought him, not the light of day, but
only a lightning-flash in pitch-dark night, after whose vanishing
the pathway suddenly becomes but still more indiscernible. So now
at last he gropes around in utter darkness, and where the error
rears itself in nakedest abomination and baldest prostitution,
plain enough for any hand to grasp, as in the Meyerbeerian opera,
there the wholly-blinded of a sudden deems he spies the lighted
exit: he staggers and stumbles every moment over stock and stone;
at every finger-touch he shudders; his breath forsakes him, stifled
by the unnatural fumes he cannot but suck in;—and yet he
believes himself upon the sound sure way to saving; wherefore he
puts his best foot foremost, and dupes himself as to the very
things that block that pathway with their evil
bodings.—Nevertheless, did he only know it, he is travelling
on the pathway of salvation. This is, in very truth, the road that
leads from Error. Nay, it is more, it is the end of that road; for
it is Error's crown of errors, blazoning forth its fall. That fall
means here: <hi>the open death of Opera</hi>,—the death that
Mendelssohn's good angel sealed, when it closed its charge's eyes
in pitying season!—</p>

<p>That the solution of the riddle lies
before our eyes, that it speaks aloud from the very surface of the
show, but that Critics and Artists alike can still turn their heads
from its acknowledgment—this is the veritable woe of our 
art-epoch. Let us be ever so honestly concerned to occupy ourselves
alone with Art's true substance, let us be ever so righteously
wroth in our campaign against the Lie: yet we deceive ourselves
about that substance, and with all the powerlessness of such
deception we fight against that lie the while, anent the essence of
the most puissant art-form in which Music greets the public ear,
we persistently
<pb id="pag17" n="17"/>
abide in the selfsame error from which that
art-form sprang all unawares, and to which alone is to be ascribed
its open shattering, the exposure of its nullity.</p>

<p>It almost seems to me as though ye required a
mighty courage, an uncommonly bold resolve, to acknowledge and
proclaim aloud that error. It is to me as though ye felt the ground
would slip away from all your present musical producings, if once
ye made that necessary avowal, and that it therefore needs an
unparalleled self-sacrifice to bring yourselves to do it. But yet,
meseems, it calls for no excess of strength or trouble, and least
of all, of pluck or daring: when it is nothing but a question of
simply, and without any outlay upon wonder and amazement,
acknowledging a patent fact, long felt but now grown past denial. I
almost blush to speak with <hi>lifted</hi> voice the brief formula
that bares the error, for I well might be ashamed to give the air
of a weighty novelty to something so clear, so simple, and in
itself so certain, that I should fancy all the world must long ago
have got the thing by heart. If nevertheless I pronounce this
formula with stronger accent, if I declare aloud that <hi>the error
in the art-genre of Opera consists herein:</hi></p>

<quote><hi rend="b">that a Means of expression (Music)
has been made the end, while the End of expression (the Drama) has
been made a means</hi>,</quote>

<p>I do it nowise in the idle dream of having
discovered something new, but with the object of posting the Error
so plain that every one may see it, and of thus taking the field
against that miserable half-heartedness which has spread its pall
above our Art and Criticism. If we take the torch of truth provided
by the enucleation of this error, and light therewith the features
of our operatic art and criticism, we shall see amazed in what a
labyrinth of fancies we have hitherto been wandering, with our
makings and our judgings; it will show us clearly why, not only in
our Making must every high endeavour founder on the breakers
<pb id="pag18" n="18"/>
of impossibility, but also in our Judging have
the evenest of heads reeled to and fro in dotage and delirium.</p>

<p>Is it, by any chance, first necessary to prove
the justice of that proclamation of the Error innate in the
art-genre of Opera? Can it possibly be doubted, that in Opera music
has actually been taken as the end, the drama merely as the means?
Surely not. The briefest survey of the historic evolution of Opera
teaches us this, quite past disputing; every one who has busied
himself with the account of that development has—simply by
his historical research—unwillingly laid bare the truth. Not from
the medieval Folk-plays, in which we find the traces of a natural
coöperation of the art of Tone with that of Drama, did Opera
arise; but at the luxurious courts of Italy—notably enough,
the only great land of European culture in which the Drama never
developed to any significance—it occurred to certain
distinguished persons, who found Palestrina's church-music no
longer to their liking, to employ the singers, engaged to entertain
them at their festivals, on singing <hi>Arias</hi>, i.e. Folk-tunes
stripped of their naïvety and truth, to which 'texts' thrown
together into a semblance of dramatic cohesion were added waywardly
as underlay.
<note id="rn003" corresp="n003" place="unspecified" anchored="yes"/>
This <hi>Dramatic Cantata</hi>, whose contents aimed at
anything but Drama, is the mother of our Opera; nay more, it is
that Opera itself. The more it developed from this its point of
origin, the more consistently the purely musical Aria, the only
vestige of remaining Form, became the platform for the dexterity of
the Singer's throat: the more
<pb id="pag19" n="19"/>
plainly did it become the office of the
<hi>Poet</hi>, called-in to give a helping hand to their musical
diversions, to carpenter a poetic form which should serve for
nothing further than to supply the needs both of the Singer and of
the musical Aria-form with their verse-requirements.
<hi>Metastasio's</hi> great fame consisted in this, that he never
gave the musician the slightest harass, never advanced an unwonted
claim from the purely dramatic standpoint, and was thus the most
obedient and obliging servant of this Musician.</p>

<p>Has this relation of the Poet to the Musician
altered by one hair's-breadth, to our present day? To be sure, in
respect of that which, according to purely musical canons, is now
held as dramatic, and which certainly differs widely from the
old-Italian opera; but by no means in respect of what concerns the
chief characteristic of the situation. This holds as good to-day as
150 years ago: that the Poet shall take his inspiration from the
Musician, that he shall listen for the whims of music, accommodate
himself to the musician s bent, choose his stuff by the latter's
taste, mould his characters by the timbres expedient for the purely
musical combinations, provide dramatic bases for certain forms of
vocal numbers in which the musician may wander at his
ease,—in short, that, in his subordination to the musician,
he shall construct his drama with a single eye to the specifically
musical intentions of the Composer,—or else, if he will not
or cannot do all this, that he shall be content to be looked on as
unserviceable for the post of opera-librettist.—Is this true,
or not? I doubt that any can advance one jot of argument against
it.</p>

<milestone unit="section"/>

<p>The aim of Opera has thus ever been, and still
is to-day, confined to Music. Merely so as to afford Music with a
colourable pretext for her own <hi>excursions</hi> (Ausbreitung), is
the purpose of Drama <hi>dragged on</hi>,—naturally, not to
curtail the ends of Music, but rather to serve her simply as a
<hi>means.</hi> Unhesitatingly is this admitted on every hand; no one
so much as attempts to deny this statement of the position of Drama
toward Music, of the Poet toward the
<pb id="pag20" n="20"/>
Tone-artist; only, in view of the uncommon
spread and effectiveness (<hi>Wirkungsfähigkeit</hi>) of Opera,
have folk believed that they must make friends with a monstrosity,
nay, must even credit its unnatural agency with the possibility of
doing something altogether new, unheard, and hitherto undreamt:
namely, of <hi>erecting the genuine Drama on the basis of Absolute
Music.</hi></p>

<p>Since, then, I have made it the goal of this
book to prove that by the collaboration of precisely <hi>our</hi>
Music with dramatic Poetry a heretofore undreamt significance not
only can, but <hi>must</hi> be given to Drama: so have I, for the
reaching of that goal, to begin with a complete exposure of the
incredible error in which those are involved who believe they may
await that higher fashioning of Drama from the essence of our
<hi>modern Opera</hi>, i.e. from the placing of Poetry in a
contra-natural position toward Music.</p>

<p>Let us, therefore, first turn our attention
exclusively to the nature of Opera!</p>
</div> 

<div type="part" n="1" org="uniform" sample="complete" part="N">
<pb id="pag21"/>
<head rend="up">First Part</head>
<head type="sub" rend="up">Opera and the Nature of Music</head>
<pb id="pag22"/>
<div type="chapter" n="1" org="uniform" sample="complete" part="N">
<pb id="pag23"/>
<head>I.</head>

<p><hi rend="up">Everything</hi> lives and lasts by the
inner Necessity of its being, by its own nature's Need. It lay in
the nature of the art of Tone, to evolve herself to a capability of
the most definite and manifold expression; which
capability, albeit the need thereof lay hid
within her soul, she would never have attained, had she not been
thrust into a position toward the art of Poetry in which she saw
herself compelled to will to answer claims upon her utmost powers,
even though those claims should ask from her a thing
impossible.</p>

<p>Only in its Form, can a being utter itself: the
art of Tone owed all her forms to Dance and Song. To the Word-poet,
who merely wished to make use of Music for the heightening of his
own vehicle of expression, in Drama, she appeared solely in that
narrowed form of song-and-dance; in which she could not possibly
betray to him the wealth of utterance whereof, in truth, she still
was capable. Had the art of Tone remained once for all in a
position toward the Word-poet such as the latter now occupies
towards herself in Opera, then she could only have been employed by
him in her meanest powers, nor would she ever have reached the
capability of becoming that supremely mighty organ of expression
that she is to-day. Music was therefore destined to credit herself
with possibilities which, in very truth, were doomed to stay for
her impossibilities; herself a sheer organ of expression, she must
rush into the error of desiring to plainly outline the thing to be
expressed; she must venture on the boastful attempt to issue orders
and speak out aims <hi>there</hi>, where in truth she can only have
to subordinate herself to an aim <hi>her</hi> essence cannot ever
formulate (<hi>fassen</hi>) but to whose realising she gives, by
this her subordination, its only true enablement.—</p>

<pb id="pag24" n="24"/>

<p>Along two lines has Music developed in that
art-genre which she dominates, the Opera: along an
<hi>earnest</hi>—with all the Tone-poets who felt lying on
their shoulders the burthen of responsibility that fell to Music
when she took upon herself alone the aim of Drama; along a
<hi>frivolous</hi>— with all the Musicians who, as though
driven by an instinctive feeling of the impossibility of achieving
an unnatural task, have turned their backs upon it and, heedful
only of the profit which Opera had won from an uncommonly
widespread popularity, have given themselves over to an unmixed
musical empiricism. It is necessary that we should commence by
fixing our gaze upon the first, the <hi>earnest</hi> line.</p>

<milestone unit="section" rend="hr"/>

<p>The musical basis of Opera was—as we
know—nothing other than the <hi>Aria</hi>; this Aria, again,
was merely the Folk-song as rendered by the art-singer before the
world of rank and quality, but with its Word-poem left out and
replaced by the product of the art-poet to that end commissioned.
The conversion of the Folk-tune into the Operatic-aria was
primarily the work of that art-Singer; whose concern was no longer
for the right delivery of the tune, but for the exhibition of his
throat-dexterity. It was he, who parcelled out the resting-points
he needed, the alternation of more lively with more placid
phrasing, the passages where, free from any rhythmic or melodic
curb, he might bring his skill to bearing as it pleased him best.
The Composer merely furnished the singer, the Poet in his turn the
composer, with the material for their virtuosity.</p>

<p>The natural relation of the artistic factors of
Drama was thus, at bottom, as yet not quite upheaved: it was merely
distorted, inasmuch' as the Performer, the most necessary condition
for Drama's possibility, represented but one solitary
talent—that of absolute song-dexterity—and nowise
<pb id="pag25" n="25"/>
all the conjoint faculties of artist Man. This one distortion of the
character of the Performer, however, sufficed to bring about the
ultimate perversion of the natural relation of those factors: to
wit, the absolute preferment of the Musician before the Poet. Had
that Singer been a true, sound and whole Dramatic-performer, then
had the Composer come necessarily into his proper position toward
the Poet; since the latter would then have firmly spoken out the
dramatic aim, the measure for all else, and ruled its realising.
But the poet who stood nighest that Singer was the
Composer,—the composer who merely helped the singer to attain
his aim; while this aim, cut loose from every vestige of dramatic,
nay even poetic bearing, was nothing other, through and through,
than to show-off his own specific song-dexterity.</p>

<p>This original relation of the artistic factors
of Opera to one another we have to stamp sharply on our minds, in
order to clearly recognise, in the sequel, how this distorted
relation became only all the more entangled through every attempt
to set it straight.—</p>

<p>Into the Dramatic Cantata, to satisfy the
luxurious craving of these eminent sirs for change in their
amusements, there was dovetailed next the Ballet. Dance and
Dance-tune, borrowed just as waywardly from the Folk-dance and its
tune as was the operatic Aria from the Folk-song, joined forces
with the Singer, in all the sterile immiscibility of un-natural
things; while it naturally became the Poet's task, midst such a
heaping-up of inwardly incongruous matter, to bind the samples of
the diverse art-dexterities, now laid before him, into some kind of
patchwork harmony. Thus, with the Poet's aid, an ever more
obviously imperative dramatic cohesion was thrust on <hi>That</hi>
which, in its actual self, was crying for no cohesion whatever; so
that the aim of Drama—forced on by outward Want—was
merely lodged (<hi>angegeben</hi>), by no means housed
(<hi>aufgenommen</hi>). Song-tune and Dance-tune stood side by side
in fullest, chillest loneliness, for exhibition of the agility of
singer or of dancer; and only in that
<pb id="pag26" n="26"/>
which was to make shift to bind them, to wit the
musically-recited dialogue, did the Poet ply his lowly calling, did
the Drama peep out here and there.</p>

<p>Neither was Recitative itself, by any means,
some new invention proceeding from a genuine urgence of Opera
towards the Drama. Long before this mode of intoning was introduced
into Opera, the Christian Church had used it in her services, for
the recitation of biblical passages. The banal singsong of these
recitals, with its more listlessly melodic than rhetorically
expressive incidence of tone, had been early fixed by ritualistic
prescript into an arid semblance, without the reality, of speech;
and this it was that, merely moulded and varied by musical caprice,
passed over into the Opera. So that, what with Aria, Dance-tune and
Recitative, the whole apparatus of musical drama— unchanged
in essence down to our very latest opera—was settled once for
all. Further, the dramatic groundplans laid beneath this apparatus
soon won a kindred stereotyped persistence. Mostly taken from an
entirely misconstrued Greek mythology, they formed a theatric
scaffolding from which all capability of rousing warmth of human
interest was altogether absent, but which, on the other hand,
possessed the merit of lending itself to the good pleasure of every
composer in his turn; in effect, the majority of these texts were
composed over and over again by the most diverse of
musicians.—</p>

<p>The so famous revolution of <hi>Gluck</hi>, which
has come to the ears of many ignoramuses as a complete reversal of
the views previously current as to Opera's essence, in truth
consisted merely in this: that the musical composer revolted
against the wilfulness of the singer. The Composer, who, next to
the Singer, had drawn the special notice of the public to
himself—since it was <hi>he</hi> who provided the singer with
fresh supplies of stuff for his dexterity—felt his province
encroached upon by the operations of the latter, in exact measure
as he himself was busied to shape that stuff according to his own
inventive fancy, and thus secure that <hi>his</hi> work also, and
perchance at last <hi>only</hi> his
<pb id="pag27" n="27"/>
work, might catch the ear of the
audience. For the reaching of his ambitious goal there stood
<hi>two</hi> ways open to the Composer: either, by use of all the
musical aids already at his disposal, or yet to be discovered, to
unfold the purely sensuous contents of the Aria to their highest,
rankest pitch; or—and this is the more earnest path, with
which we are concerned at present—to put shackles on
Caprice's execution of that Aria, by himself endeavouring to give
the tune, before its executions an expression answering to the
underlying Word-text. As, by the nature of these texts, they were
to figure as the feeling discourse of the dramatis personae, so had
it already occurred, quite of itself to feeling singers and
composers to furnish forth their virtuosity with an impress of the
needful warmth; and Gluck was surely not the first who indited
feeling airs, nor his singers the first who delivered them with fit
expression. But that he <hi>spoke out with consciousness and firm
conviction</hi> the fitness and necessity of an expression answering
to the text-substratum, in Aria and Recitative, this it is that
makes him the departure-point of an at any rate thorough change in
the quondam situation of the artistic factors of Opera toward one
another. Henceforth the sceptre of Opera passes definitely over to
the Composer: the Singer becomes the <hi>organ of the Composer's
aim</hi>, and this aim is consciously declared to be the matching of
the dramatic contents of the text-substratum with a true and
suitable expression. Thus, at bottom, a halt was only cried to the
unbecoming and heartless vanity of the singing Virtuoso; but with
all the rest of Opera's unnatural organism things remained on their
old footing. Aria, Recitative and Dance-piece, fenced-off each from
each, stand side by side as unaccommodated in the operas of Gluck
as they did before him, and as, with scarcely an exception, they
still stand to-day.</p>

<p>In the situation of the <hi>Poet</hi> toward the
Composer not one jot was altered; rather had the Composer grown
more dictatorial, since, with his declared consciousness of a
higher mission—made good against the virtuoso Singer—he set
<pb id="pag28" n="28"/>
to work with more deliberate zeal at the arrangement of the
opera's framework. To the Poet it never occurred to meddle with
these arrangements; he could not so much as dream of Music, to
which the Opera had owed its origin, in any other form than those
narrow, close-ruled forms he found set down before him—as
binding even upon the Musician himself. To tamper with these forms
by advancing claims of dramatic necessity, to such an extent that
they should cease to be intrinsic shackles on the free development
of dramatic truth, would have seemed to him unthinkable; since it
was precisely in these forms alone—inviolable even by the
musician—that he could conceive of Music's essence.
Wherefore, once engaged in the penning of an opera-text, he must
needs pay even more painful heed than the musician himself to the
observance of those forms; at utmost leave it to that musician, in
his own familiar field, to carry out enlargements and developments,
in which he could lend a helping hand but never take the
initiative. Thus the Poet, who looked up to the Composer with a
certain holy awe, rather confirmed the latter's dictatorship in
Opera, than set up rival claims thereto; for he was witness to the
earnest zeal the musician brought to his task.</p>

<p>It was Gluck's successors, who first bethought
them to draw profit from this their situation for the actual
widening of the forms to hand. These followers, among whom we must
class the composers of Italian and French descent who wrote for the
Paris opera-stage at quite the close of the past and beginning of
the present century, gave to their vocal pieces not only a more and
more thorough warmth and straightforwardness of expression, but a
more and more extended formal basis. The traditional divisions of
the Aria, though still substantially preserved, were given a wider
play of motive; modulations and connecting phrases
(<hi>Übergänge und Verbindungsglieder</hi>) were themselves
drawn into the sphere of expression; the Recitative joined on to
the Aria more smoothly and less waywardly, and, as a necessary mode
of expression, it stepped into
<pb id="pag29" n="29"/>
that Aria itself. Another notable
expansion was given to the Aria, in that—obediently to the
dramatic need— more than <hi>one</hi> person now shared in its
delivery, and thus the essential Monody of earlier opera was
beneficially lost. Pieces such as Duets and Terzets were indeed
known long before; but the fact of two or three people singing in
one piece had not made the slightest essential difference in the
character of the Aria: this had remained exactly the same in
melodic plan and insistence on the tonality once started
(<hi>Behauptung des einmal angeschlagenen thematischen
Tones</hi>)—which bore no reference to any individual
expression, but solely to a general, specifically-musical
mood—and not a jot of it was really altered, no matter
whether delivered as a monologue or duet, excepting at the utmost
quite materialistic details, namely in that its musical phrases
were either sung alternately by different voices, or in concert
through the sheer harmonic device of combining two, three, or more
voices at once. To apply that specifically-musical factor in such a
way that it should be susceptible of a lively change of individual
expression, was the object and the work of these composers, as
shown in their handling of the so-called <hi>dramatic-musical
Ensemble</hi>. The essential musical substance of this Ensemble was
still, indeed, composed of Aria, Recitative and Dance-tune: only,
when once a vocal expression in accord with the text-substratum had
been recognised as a becoming claim to make on Aria and Recitative,
the truthfulness of such expression must logically be extended to
everything else in the text that betrayed a particle of dramatic
coherence. From the honest endeavour to observe this logical
consistency arose that broadening of the older musical forms, in
Opera, which we meet in the serious operas of <hi>Cherubini</hi>,
<hi>Méhul</hi> and <hi>Spontini</hi>. We may say that in these
works there is fulfilled all that <hi>Gluck</hi> desired, or could
desire; nay, in them is once for all attained the acme of all
natural, i.e. in the <hi>best</hi> sense consequential, evolution on
the original lines of Opera.</p>

<pb id="pag30" n="30"/>

<p>The most recent of these three masters,
<hi>Spontini</hi>, was moreover so fully convinced that he had
actually reached the highest point attainable in the genre of
Opera; he had so firm a faith in the impossibility of ever seeing
his exertions capped, that, in all the later art-productions
wherewith he followed up the works of his great Paris period, he
never made even the slightest attempt, as to form and import, to
overstep the standpoint taken in those works. He obstinately
refused to look upon the later, so-called "romantic" development of
Opera as anything but its manifest decadence; so that he gave to
people, with whom he afterwards discussed this matter, the
impression of a man who was positively eaten up with himself and
his works; whereas he was really only uttering a conviction based,
in truth, upon a thoroughly sound view of the essence of Opera..
Surveying the demeanour of our Modern Opera, Spontini could say,
with perfect justice: "Have you in any way developed the essential
Form of the musical constituents of Opera, beyond what you find
with me? Or have you, perchance, been able to bring forth any
intelligible or healthy thing by actually quitting that form? Is
not all the, unpalatable in your works the mere result of your
stepping outside that form, and all the palatable a simple outcome
of your adherence to it? Where will you find this Form more
majestic, broader, or more capacious, than in my three grand Paris
operas? And who will tell me that he has filled this Form with more
glowing, more feeling, or more energic Contents, than I?"—</p>

<p>It would be hard to give Spontini's question any
answer that should bewilder him; still harder, to prove to him that
<hi>he</hi> is mad for taking <hi>us</hi> for madmen. Out of Spontini
speaks the honest, confident voice of the absolute-musician, who
there proclaims: "If the Musician <hi>per se</hi>, as ordainer of the
Opera, desires to bring to pass the Drama, he cannot go a step
farther than <hi>I</hi> have gone, without betraying his total
incapacity for the task." But in this there unwittingly lies the
corollary: "If you desire
<pb id="pag31" n="31"/>
<hi>more</hi>, you must address yourselves,
not to the Musician, but—<hi>to the Poet</hi>."</p>

<milestone unit="section" rend="hr"/>

<p>Now how did this Poet bear himself towards
Spontini and his colleagues? With all the maturing of Opera's
musical Form, with all the development of its innate powers of
Expression, the position of the Poet had not altered in the
slightest. He still remained the platform-dresser 
<note id="rn004" corresp="n004" place="unspecified" anchored="yes"/>
for the altogether independent experiments of the Composer. When the
latter, by attained success, felt growing his power of freer motion
within those forms of his, he simply bade the poet serve him his
material with less fear and trembling; he, as it were, shouted to
him: "See what I can do! Don't incommode yourself; trust me to
dissolve even your daringest dramatic combinations, gristle, bone
and all, into my music!"—So the Poet was merely hurried
along with the Musician; he would have been ashamed to bring his
master wooden hobby-horses, now that master was able to mount a
real live horse, for he knew the rider had bravely learnt to ply
the reins— those musical reins which were to school the
horse's prancings in the well-strewn opera-circus, and without
which neither Poet nor Musician would have dared to mount, for fear
the steed should clear the ring and gallop home to its own wild
wind-blown pastures.</p>

<p>Thus, in the wake of the Composer, the Poet
certainly won an access of importance; but only in exact degree as
the musician mounted upwards in advance, and bade him merely
follow. The strictly musical possibilities, as pointed out by the
composer, the poet had to keep in eye as the only measure for all
his orderings and shapings, nay even for his choice of Stuff; and
thus, for all the fame that <hi>he</hi> began to reap also, he
remained ever but
<pb id="pag32" n="32"/>
the skilful servant who was so handy at waiting
on the "dramatic" composer. Seeing that the composer had gained no
other view of the relative position of the poet than the one he
found laid down already by the very nature of Opera, he could only
regard himself as the <hi>de facto</hi> responsible agent, and thus
in all good conscience stay rooted to the standpoint of Spontini as
the fittest; for thereon he might flatter himself that he was doing
all that hay within the powers of a musician who fain would see the
Opera, as a Musical Drama, maintain its claim to rank as an
artistic form.</p>

<p>That in the Drama itself however, there lay
possibilities which could not be so much as approached within that
art-form—if it were not to fall to pieces,—this,
perhaps, is <hi>now</hi> quite clear to us, but could by no chance
occur to the poet or composer of that epoch. Of all dramatic
possibilities, they could only light on such as were realisable in
that altogether settled and, of its very essence, hampered
Opera-music form. The broad expansion, the lingering on a motive,
which the Musician required in order to speak intelligibly in his
form,—the purely musical accessories he needed as a
preliminary to setting his bell a-swinging, so that it might sound
out roundly, and especially might sound in a fashion to give
fitting expression to a definite character,—made it from the
first the Poet's duty to confine himself to dramatic sketches of
one settled pattern, devoid of colour and affording ample
elbow-room to the musician for his experiments. Mere stereotyped
rhetoric phrases were the prime requirement from the poet, for on
this soil alone could the musician gain room for the expansion that
he needed, but which was yet in truth entirely undramatic. To have
allowed his heroes to speak in brief and definite terms, surcharged
with meaning, would have only drawn upon the poet the charge of
turning out wares impracticable for the composer. Since, then, the
poet felt himself constrained to put trite and meaningless phrases
in the mouth of his heroes, even the best will in the world could
not have enabled him either to infuse a
<pb id="pag33" n="33"/>
real character into persons
who talked like that, or to stamp the sum-total of their actions
with the seal of full dramatic truth. His drama was forever a mere
<hi>make-believe</hi> of Drama; to pursue a <hi>real dramatic aim</hi>
to its legitimate conclusions could not so much as occur to him.
Wherefore, strictly speaking, he only translated Drama into the
language of Opera, and, as a matter of fact, mostly adapted
long-familiar dramas already played to death upon the acting stage,
as was notably the case in Paris with the tragedies of the
Théâtre Français. The dramatic aim, thus bare
within and hollow, passed manifestly over into the mere intentions
of the Composer; from him was That awaited which the Poet gave up
from the first. To him alone—to the Composer—must it
therefore fall, to clothe this inner void and nullity of the whole,
so soon as ever he perceived it; and thus he found himself saddled
with the unnatural task of, from his standpoint—from the
standpoint of the man whose only duty it should have been to help
to realise by the <hi>expression</hi> at his command an already
fully-fledged dramatic aim—imagining and calling into life
that aim itself. The Musician thus had virtually to pen the drama,
to make his music not merely its expression but its <hi>content</hi>;
and yet this content, by the very nature of affairs, was to be none
other than the Drama's self!</p>

<p>It is here that the predicate "dramatic" most
palpably begins to work a strange confusion in men's notions of the
nature of Music. Music, which, as an art of <hi>expression</hi>, can
in its utmost wealth of such expression be nothing more than
<hi>true</hi>, has conformably therewith to concern itself alone with
<hi>what</hi> it should express: in Opera this is unmistakably the
Feeling of the characters conversing on the stage, and a music
which fulfils this task with the most convincing effect is all that
it ever can be. A music, however, which would fain be more than
this, which should not connect itself with any object to be
expressed, but desire to fill its place, i.e. to be alike that
object: such a music is no longer any kind of music, but a
fantastic, hybrid emanation from Poetry and Music, which in truth
can only materialise itself as
<pb id="pag34" n="34"/>
caricature. With all its perverse
efforts, Music, the in any way effective music, has actually
remained naught other than Expression. But from those efforts to
make it in itself a Content—and that, forsooth, the Content
of a Drama—has issued That which we have to recognise as the
consequential downfall of Opera, and therewith as an open
demonstration of the radical un-nature of that genre of art.</p>

<p>If the foundation and intrinsic Content of
Spontinian opera were void and hollow, and its musical investiture
of Form both threadbare and pedantic, yet with all its narrowness
it was a plain, sincere avowal of the limits that must bound this
genre, without one is to drive its un-nature into raving madness.
<hi>Modern opera</hi>, on the contrary, is the open proclamation of
the actual advent of that madness. In order to approach its essence
closer, let us now turn to that other line of Opera's evolution
which we have denoted above as the <hi>frivolous</hi>, and by whose
intercrossing with the <hi>serious</hi> line just dealt-with there
has been brought to light that indescribable medley which we hear
spoken of, and not seldom even by seemingly reasonable beings, as
"modern Dramatic Opera."</p>
</div> 

<div type="chapter" n="2" org="uniform" sample="complete" part="N">
<pb id="pag35"/>
<head>II.</head>

<p><hi rend="up">Long</hi> before the time of Gluck—as
we have already mentioned—it had occurred quite of itself to
nobly-gifted, nobly-feeling singers and composers to equip the
phrasing, (<hi>Vortrag</hi>) of the operatic Aria with a more sincere
(<hi>innig</hi>) expression; amid all their song-dexterity, and
despite their virtuose <hi>bravura</hi>, to work upon their hearers by
conveying genuine feeling and true passion wherever the text
permitted, and even where it brought nothing to meet such expression
half-way. This step was due entirely to the individual disposition
of the <hi>musical</hi> factors of Opera; and therein the true essence of
Music was so far victorious over formalism, as she proclaimed
herself that art whose very nature it is to be the immediate
language of the heart.</p>

<p>If, in the evolution of Opera, we may call the
line (<hi>Richtung</hi>) on which this noblest attribute of Music was raised
<hi>on principle</hi> by Gluck and his followers into the ordainer of the
drama, that of <hi>reflective</hi> Opera: on the other hand, we must call
that other line, on which this attribute—especially on the
Italian opera-stage—was unconsciously evinced by
naturally-gifted musicians, the <hi>naïve</hi> line. It is
characteristic of the first, that, coming to Paris as a foreign
product, it matured under the eyes of a public which, in itself
entirely unmusical, gives a far more cordial welcome to
well-balanced, dazzling turns of speech than to any feeling Content
of that speech; whereas the second, the naïve line, remained
preeminently the property of the sons of Italy, the home of modern
music.</p>

<p>Admitted that it was again a German, who
displayed the utmost splendour of this line: yet was he called
alone to this high office because his artist nature was as clear,
as spotless, as unruffled as a shining sheet of water, to which the
rare, the brightest flower of Italian music bent down its
<pb id="pag36" n="36"/>
head; to see therein, to know, to love the
mirrored likeness of itself. This mirror, however, was but the
surface of a deep, unending sea of yearning, which from the
measureless fill of its being reached upwards to that surface, as
for the utterance of its meaning; from the gentle greeting of that
fair vision, bending down to it as though in thirst for knowledge
of itself, to win a form, a fashioning, a beauty.</p>

<p>Whosoever insists on seeing in Mozart an
experimenting musician who turns, forsooth, from one attempt to
solve the operatic problem to the next, can only counterpoise this
error by placing alongside of it another, and, for instance,
ascribing naïvety to Mendelssohn when, mistrustful of his own
powers, he took his cautious, hesitating steps along that endless
stretch of road which lay between himself and Opera.
<note id="rn005" corresp="n005" place="unspecified" anchored="yes"/>
The naïve, truly inspired artist casts himself with reckless
enthusiasm into his artwork; and only when this is finished, when
it shows itself in all its actuality, does he win from practical
experience that genuine force of Reflection which preserves him in
general from illusions (<hi>die ihn allgemeinhin vor
Täuschungen bewahrt</hi>), yet in the specific case of his
feeling driven again to art-work by his inspiration, loses once
more its power over him completely. There is nothing more
characteristic of Mozart, in his career of opera-composer, than the
unconcernedness wherewith he went to work: it was so far from
occurring to him to weigh the pros and cons of the æsthetic
problem involved in Opera, that he the rather engaged with utmost
unconstraint in setting any and every operatic textbook offered
him, almost heedless whether it were a thankful or a thankless task
for him as pure musician. If we piece together all his æsthetic
hints and sayings, culled from here and there, we shall find that
the sum of his Reflection mounts no higher than his famous
definition of his "nose." He was so utterly and entirely a
musician, and nothing but musician, that through him we may also
gain the clearest and most convincing view of the true and proper
<pb id="pag37" n="37"/>
position of the Musician toward the Poet
Indisputably his weightiest and most decisive stroke for Music he
dealt precisely in Opera,—in Opera, over whose conformation
it never for a moment struck him to usurp the poet's right, and
where he attempted nothing but what he could achieve by purely
musical means. In return, however, through the very faithfulness
and singleness of his adoption of the poet's aim—wherever and
howsoever present—he stretched these purely musical means of
his to such a compass that in none of his absolute-musical
compositions, and particularly his instrumental works, do we see
the art of Music so broadly and so richly furthered as in his
operas. The noble, straightforward simplicity of his purely musical
instinct, i.e. his intuitive penetration (<hi>unwillkürlichen
Innehabens</hi>) into the arcana of his art, made it wellnigh
impossible to him <hi>there</hi> to bring forth magical effects, as
Composer, where the Poem was flat and meaningless. How little did
this richest-gifted of all musicians understand our modern
music-makers' trick of building gaudy towers of music upon a
hollow, valueless foundation, and playing the rapt and the inspired
where all the poetaster's botch is void and flimsy, the better to
show that the Musician is the jack in office and can go any length
he pleases, even to making something out of nothing—the same
as the good God! O how doubly dear and above all honour is Mozart
to me, that it was <hi>not</hi> possible to him to invent music for
<hi>Tito</hi> like that of <hi>Don Giovanni</hi>, for <hi>Cosi fan
tutte</hi> like that of <hi>Figaro</hi>! How shamefully would it have
desecrated Music!</p>

<p>Music Mozart always made, but <hi>beautiful</hi>
music he could never write excepting when inspired. Though this
Inspiration must ever come from within, from his own possessions,
yet it could only leap forth bright and radiant when kindled from
without, when to the spirit of divinest Love within him was shewn
the object worthy love, the object that in ardent heedlessness of
self it could embrace. And thus would it have been precisely the
most absolute of all Musicians, Mozart himself who would have
long-since solved the
<pb id="pag38" n="38"/>
operatic problem past all doubt, who would have
helped to pen the truest, fairest and completest <hi>Drama</hi>, if
only he had met the <hi>Poet</hi> whom he only would have had to
<hi>help</hi>. But he never met that Poet: at times it was a
pedantically wearisome, at times a frivolously sprightly maker of
opera-texts, that reached him Arias, Duets, and Ensemble-pieces to
compose; and these he took and so turned them into music, according
to the warmth they each were able to awake in him, that in every
instance they received the most answering expression of which their
last particle of sense was capable.</p>

<p>Thus did Mozart only prove the exhaustless power
of Music to answer with undreamt fulness each demand of the Poet
upon her faculty of Expression; for all his un-reflective method,
the glorious musician revealed this power, even in the truthfulness
of dramatic expression, the endless multiplicity of its
motivation, in far richer measure than Gluck and all his followers.
But so little was a fundamental principle laid down in his
creations, that the pinions of his genius left the <hi>formal</hi>
skeleton of Opera quite unstirred: he had merely poured his music's
lava-stream into the moulds of Opera. Themselves, however, they
were too frail to hold this stream within them; and forth it flowed
to where, in ever freer and less cramping channels, it might spread
itself according to its natural bent, until in the Symphonies of
Beethoven we find it swollen to a mighty sea. Whereas in Instrumental
music the innate capabilities of Music developed into
boundless power, those Operatic-forms, like burnt-out bricks and
mortar, stayed chill and naked in their pristine shape, a carcase
waiting for the coming guest to pitch his fleeting tent within.</p>

<p>Only for the history of Music in general, is
Mozart of so strikingly weighty moment; in no wise for the history
of Opera in particular, as a specific genre of art. Opera, whose
unnatural being was bound to life by no laws of genuine Necessity,
was free to fall a ready booty to the first musical adventurer who
came its way.</p>

<pb id="pag39" n="39"/>

<p>The unedifying spectacle presented by the
art-doings of so-called followers of Mozart, we here may reasonably
pass by. A tolerably long string of composers figured to
themselves that Mozart's Opera was a something whose form might be
imitated; wherewith they naturally overlooked the fact that this
form was Nothing in itself, and Mozart's musical spirit Everything.
But to reconstruct the creations of Spirit by a pedantic setting of
two and two together, has not as yet succeeded in the hands of any
one.</p>

<milestone unit="section"/> 

<p>One thing alone remained to utter in those
forms. Albeit Mozart, in unclouded naïvety, had evolved their
purely musical-artistic content to its highest pitch, yet the real
secret of the whole opera-embroglio, in keeping with its source of
origin, was still to be laid bare to nakedest publicity in those
same forms. The world was yet to be plainly told, and without
reserve, what longing and what claim on Art it was, that Opera owed
its origin and existence to: that this longing was by no means for the
genuine Drama, but had gone forth towards a pleasure merely
seasoned with the sauces of the stage; in no sense moving or
inwardly arousing, but merely intoxicating and outwardly diverting.
In <hi>Italy</hi>, where this—as yet unconscious—longing
had given birth to Opera, it was at last to be fulfilled with open
eyes.</p>

<p>This brings us back to a closer dealing with the
essence of the <hi>Aria</hi>.</p>

<p>So long as Arias shall be composed, the
root-character of that art-form will always betray itself as an
absolute-musical one. The Folk-song issued from an immediate
double-growth, a consentaneous action of the arts of Poetry and
Tone. This art—as opposed to that almost only one we can now
conceive, the deliberate art of Culture—we ought perhaps to
scarcely style as Art; but rather to call it an instinctive
manifestment of the Spirit of the Folk through the organ of
artistic faculty. Here the Word-poem and the Tone-poem are one. It
never happens to the Folk, to sing its songs without a 'text';
without the Words (<hi>Wortvers</hi>) the Folk would brook no Tune
(<hi>Tonweise</hi>).
<pb id="pag40" n="40"/>
If the Tune varies in the course
of time, and with the divers offshoots of the Folk-stem, so vary
too the Words. No severing of these twain can the Folk imagine; for
<hi>it</hi> they make as firmly knit a whole as man and wife.</p>

<p>The man of Luxury heard this Folk-song merely
from afar; in his lordly palace he listened to the reapers passing
by; what staves surged up into his sumptuous chambers were but the
staves of Tone, whereas the staves of Poetry died out before they
reached him. Now, if this Tone-stave may be likened to the
delicate <hi>fragrance</hi> of the flower, and the Word-stave to its
very <hi>chalice</hi>, with all its tender stamens: the man of
luxury, solely bent on tasting with his nerves of smell, and not
alike with those of sight, squeezed out this fragrance from the
flower and distilled therefrom an extract, which he decanted into
phials to bear about him at his lief, to sprinkle on his splendid
chattels and himself whene'er he listed. To gladden his <hi>eyes</hi>
with the flower itself, he must necessarily have sought it closer,
have stepped down from his palace to the woodland glades, have
forced his way through branches, trunks and bracken; whereto the
eminent and leisured sir had not one spark of longing. With this
sweet-smelling residue he drenched the weary desert of his life,
the aching void of his emotions; and the artificial growth that
sprang from this unnatural fertilising was nothing other, than the
<hi>Operatic Aria</hi>. Into whatsoever wayward intermarriages it
might be forced, it stayed still ever-fruitless, forever but
itself, but what it was and could not else be: a sheer musical
Substratum.</p>

<p>The whole cloud-body of the Aria evaporated into
Melody; and this was sung, was fiddled, and at last was whistled,
without its ever recollecting that it ought by rights to have a
word-stave, or at the least a word-sense under it. Yet the more
this extract, to give it some manner of stuff for physically
clinging to, must yield itself to every kind of
experiment—among which the most pompous was the serious
pretext of the Drama,—the more folk felt that it was
suffering by mixture with the threadbare
<pb id="pag41" n="41"/>
foreign matter, nay, was actually losing its own pungency and pleasantness.</p>

<p>Now the man from whom this perfume, unnatural as
it was, acquired again a corpus, which, concocted though it was, at
least imitated as cleverly as possible that natural body which had
once breathed forth its very soul in fragrance; the uncommonly
handy modeller of <hi>artificial</hi> flowers, which he shaped from
silk and satin and drenched their arid cups with that distilled
substratum, till they began to smell like veritable
blooms;—this great artist was <hi>Joachimo Rossini</hi>.</p>

<p>In the glorious, healthy, single-hearted
artist-nature of Mozart that melodic scent had found so fostering a
soil, that it eke put forth again the bloom of noble Art which
holds our inmost souls as captives still Yet even with Mozart it
only found this food when the akin, the sound, the purely-human
offered itself as Poetry, for wedding with his wholly musical
nature; and it was wellnigh a stroke of Luck, that this repeatedly
occurred for him. Where Mozart was left unheeded by this fecund
god, there, too, the artificial essence of that scent could only
toilsomely uphold its false, unnecessary life by artificial
measures. Melody, however costly were its nurture, fell sick of
chill and lifeless Formalism, the only heritage the early sped
could leave his heirs; for in his death he took away with
him—his Life.</p>

<p>What <hi>Rossini</hi> saw around him, in the first
flower of his teeming youth, was but the harvesting of Death. When
he looked upon the serious, so-called Dramatic Opera of France, he
saw with the keen insight of young Joy-in-life a garish corpse;
which even Spontini, as he stalked along in gorgeous loneliness,
could no longer stir to life, since—as though for some solemn
sacrament of Self—he had already embalmed himself alive.
Driven by his prickling sense of Life, Rossini tore the pompous
cerecloths from this corpse, as one intent on spying out the secret
of its former being. Beneath the jewelled and embroidered trappings
he disclosed the true life-giver of even this majestic mummy:
<pb id="pag42" n="42"/>
and that was—<hi>Melody</hi>.—When he looked
upon the native Opera of Italy and the work of Mozart's heirs, he
saw nothing but Death again; death in empty forms whose only life
shewed out to him as <hi>Melody</hi>,—Melody downright, when stripped
of that pretence of Character which must seem to him a hollow sham
if he turned to what of scamped, of forced and incomplete had
sprung therefrom.</p>

<p><hi>To live</hi>, however, was what Rossini meant;
to do this, he saw well enough that he must live with those who had
ears to hear him. The only living thing he had come upon in Opera,
was absolute Melody; so he merely needed to pay heed to the
<hi>kind</hi> of melody he must strike in order to be heard. He
turned his back on the pedantic lumber of heavy scores, and
listened where the people sang without a written note. What he
there heard was what, out of all the operatic box of tricks, had
stayed the most unbidden in the ear: the <hi>naked, ear-delighting,
absolute-melodic Melody</hi>; i.e. melody that was just
<hi>Melody</hi> and nothing else; that glides into the ear—one
knows not why; that one picks up—one knows not why; that one
exchanges to-day with that of yesterday, and forgets again
to-morrow—also, one knows not why; that sounds sad when we
are merry, and merry when we are out of sorts; and that still we
hum to ourselves—we haven't a ghost of knowledge why.</p>

<p>This Melody Rossini struck; and behold!—the mystery of
Opera was laid bare. What reflection and
æsthetic speculation had built up, Rossini's opera-melodies pulled
down and blew it into nothing, like a baseless dream. The
"dramatic" Opera met the fate of Learning with her problems: those
problems whose foundation had really been mistaken insight, and
which the deepest pondering could only make but more mistaken and
insoluble; until at last the sword of Alexander sets to work, and
hews the leathern knot asunder, strewing its thousand thongs on
every side. This Alexander-sword is just the naked Deed; and such a
deed Rossini did, when he made the opera-public of the world a
witness to the very definite truth, that people were
<pb id="pag43" n="43"/>
merely wanting to hear "delicious melodies"
where mistaken artists had earlier fancied to make Musical
Expression do duty for the aim and contents of a Drama.</p>

<milestone unit="section"/> 

<p>The whole world hurrahed Rossini for his melodies:
Rossini, who so admirably knew how to make the
employment of these melodies a special art. All organising of Form
he left upon one side; the simplest, barrenest and most transparent
that came to hand, he filled with all, the logical contents it had
ever needed,—with narcotising Melody. Entirely unconcerned
for Form, just because he left it altogether undisturbed, he turned
his whole genius to the invention of the most amusing hocus-pocus
for execution within those forms. To the singers, erstwhile forced
to study the dramatic expression of a wearisome and nothing-saying
'text,' he said: "Do whatever you please with the words; only,
before all don't forget to get yourselves liberally applauded for
risky runs and melodic <hi>entrechats</hi>." Who so glad to take him
at his word, as the singers?— To the instrumentists,
erstwhile trained to accompany pathetic snatches of song as
intelligently as possible in a smooth ensemble, he said: "Take it
easy; only, before all don't forget to get yourselves sufficiently
clapped for your individual skill, wherever I give you each his
opportunity." Who more lavish of their thanks, than the
instrumentists?—To the opera-librettist, who had erstwhile
sweated blood beneath the self-willed orderings of the dramatic
composer, he said: "Friend, you may put your nightcap on; I have
really no more use for you." Who so obliged for such release from
sour, thankless toil, as the opera-poet?</p>

<p>But who more idolised Rossini, for all these
deeds of good, than the whole civilised world—so far as the
Opera-house could hold it? And who had better reason, than it had?
Who, with so much talent, had shewn it such profound consideration
as Rossini?—Did he learn that the public of one city had a
particular fancy for prima donna's runs, while another preferred a
sentimental song: straightway he gave
<pb id="pag44" n="44"/>
his prima donnas nothing but runs, for the first
city; for the second, only sentimental songs. Did he discover that
<hi>here</hi> folk liked to hear the drum in the band: at once he
made the overture to a rustic opera begin with a rolling of the
drum. Was he told that people <hi>there</hi> were passionately fond
of a crescendo, in ensemble-pieces: he sat down and wrote an opera
in the form of a continuously recurring crescendo.—Only
<hi>once</hi> had he cause to rue his complaisance. For Naples he
was advised to be more careful with his construction: his more
solidly built-up opera did not take; and Rossini resolved never in
his life again to think of carefulness, even if advised to.—</p>

<p>Not the smallest charge of vanity or overweening selfconceit
can we bring against Rossini, if,
hooking at the vast success of his treatment of Opera, he laughed
people in the face and told them he had found the true secret for
which his predecessors had groped in vain. When he maintained that
it would be easy for him to consign to oblivion the operas of his
greatest forerunners, not excepting Mozart's <hi>Don Juan</hi>, by
the simple expedient of composing the same subject over again in
<hi>his own</hi> fashion, it was by no means arrogance that spoke out
here, but the certain instinct of <hi>what</hi> the public really
asked from Opera. In very deed, our musical pietists would have
only had to see their own complete confusion, in the appearance of
a Rossinian "Don Juan"; for it may be taken for granted that, with
the genuine, verdict-giving theatrical public, Mozart's <hi>Don
Juan</hi> must have had to yield—if not for ever, still for
long enough—to that of Rossini. For this is the real turn
that Rossini gave the opera-question: down to their last rag, his
operas appealed <hi>to the Public</hi>; he made this Public, with all
its whims and wishes, the determinative factor in the Opera.</p>

<p>If the opera-Public had at all possessed the
character and significance of the <hi>Folk</hi>, in the proper sense
of the word, Rossini must have seemed to us the most
thorough-paced <hi>revolutionary</hi> in the whole domain of Art.
In face of one section of our society, however, a section only to 
be regarded as an unnatural outgrowth from the Folk, and
<pb id="pag45" n="45"/>
which in its social superfluity, nay
harmfulness, can only be looked on as the knot of caterpillars that
erodes the healthy, nourishing leaves of the natural Folk-tree, and
thence at most derives the vital force to flutter through a day's
luxurious existence as a giddy swarm of butterflies; in face of
such a Folk's-scum, which, gathering above a sediment of sordid
filth, can rise to vicious elegance but never into sterling human
culture; in short,—to give the thing its fittest
name,—in face of our <hi>Opera-Public</hi>, Rossini was no more
than a <hi>reactionary</hi>: whereas we have to view Gluck and his
followers as methodic <hi>revolutionaries</hi> on principle, though
powerless for radical results. Under the banner of the luxurious
but only genuine Content of the Opera and its logical development,
<hi>Joachimo Rossini</hi> reacted just as successfully against the
doctrinaire maxims of the revolutionary Gluck as Prince
<hi>Metternich,</hi> his great protector, under the banner of the
inhuman but only veritable Content of European Statecraft and its
logical enforcement, reacted against the doctrinaire maxims of the
Liberal revolutionaries who, <hi>within</hi> this system of the
State and with out a total upheaval of its unnatural Content,
desired to instal the Human and the Reasonable in the selfsame
forms which breathed that Content out of every pore. As Metternich,
<note id="rn006" corresp="n006" place="unspecified" anchored="yes"/>
with perfect logic on his side, could not conceive
the <hi>State</hi> under any form but that of <hi>Absolute
Monarchy</hi>: so Rossini, with no less force of argument, could
conceive the <hi>Opera</hi> under no other form than that of
<hi>Absolute Melody</hi>. Both men said: "Do you ask for Opera and State?
Here you have them;—there are no others!"</p>

<p>With Rossini the real <hi>life-history of
Opera</hi> comes to end. It was at end, when the unconscious
seedling of its being had evolved to nakedest and conscious bloom;
when the Musician had been avowed the absolute factor of this art
work, invested with despotic power; when the taste of the
theatre-Public had been recognised as the only standard
<pb id="pag46" n="46"/>
for his demeanour. It was at end, when all
pretence of Drama had been scrupulously swept away; when the
Performers had been allotted the showiest virtuosity of Song as their
only task, and their hence-sprung claims on the Composer had been
acknowledged as their most inalienable of rights. It was at end,
when the great musical public had come to take quite characterless
Melody for music s only Content, a bandbox of operatic 'numbers'
for the only joinery of musical Form, the intoxication of an
opera-night's narcotic fumes for the sole effect of music's Essence.
It was at end—that day the deified of Europe, <hi>Rossini</hi>
lolling in the rankest lap of luxury, deemed it becoming to pay the
world-shy anchorite, the moody <hi>Beethoven</hi>, already held for
half-insane, a ceremonial visit— —which the latter did
not return. What thing may it have been, the wanton, roving eye of
Italy's voluptuous son beheld, when it plunged unwitting in the
eerie glance, the sorrow-broken, faint with yearning—and yet
death-daring look of its unfathomable opposite? Did there toss
before it the locks of that wild shock of hair, of the Medusa-head
that none might look upon and live?—Thus much is certain:
with Rossini died the Opera.—</p>

<milestone unit="section" rend="hr"/>

<p>In Paris, however, that great city where the most
educated connoisseurs and critics can even yet
not comprehend what distinction there can possibly be between two
famous composers, such as Beethoven and Rossini, excepting mayhap
that the one turned his heaven-sent genius to the composition of
Operas, the other to writing Symphonies,—in this splendid
seat of modern music-wisdom was still to be drawn up a wonderful
fresh lease of life for Opera. There is always a masterful hold on
being, in everything that once exists. The Opera was an
accomplished fact, just like the Byzantine Cæsardom; and just like that
will it endure, so long as shall remain in force the unnatural
conditions that uphold it—dead at core—in lingering
life: until at last the untutored Turks arrive, who
<pb id="pag47" n="47"/>
once already put an end to the Byzantine Empire,
and were even so unmannerly as to stable their wild horses in the
gorgeous sanctuary of S. Sophia.</p>

<p><hi>Spontini</hi> erred, when he deemed the Opera
buried with himself, inasmuch as he took the Opera's "dramatic
tendence" for its essence: he forgot the possibility of a Rossini,
who very well could prove to him the contrary. When <hi>Rossini</hi>,
with far more reason, held the Opera concluded with himself, he
certainly erred less; inasmuch as he had recognised its essence,
had laid it bare and brought it into general acceptance, and thus
was justified in assuming that he might indeed be imitated, but
never overbid. However, it had escaped even <hi>his</hi> reckoning,
that from all the quondam tendencies of Opera a caricature might be
cobbled up, which should be greeted not only by the Public, but
also by the wiseacres of Art, as a new and substantial shape of
Opera; for in the flower of his prime he never could have dreamt
that it would some day occur to the Bankers, for whom he had always
made their music, to make it for themselves.</p>

<p>Ah! how wroth he waxed, the else so easy-going
master; how fierce he grew and evil-whimmed; to see himself
outdone, if not in talent, yet in skill at exploiting the
good-for-nothingness of public art! Ah! how was he now the
"<hi>dissoluto punito</hi>," the cast-off courtezan; and with what
rankling indignation at this shame, did he reply to the Paris
Opera-director—who invited him, amid a momentary lull, to
blow off a little tune again for the Parisians—that he would
never come back until "the Jews had finished with their Sabbath
there!" He was made to learn that, so long as God's wisdom rules
the world, each fault will find its punishment: even the candour
wherewith he had told the crowd the truth concerning
Opera.—In righteous expiation of his sins, he became a
fish-purveyor and church-composer.—</p>

<p>However, it is only by a wider circuit that we can reach
an intelligible exposition of the essence of our
modernest Opera.</p>
</div> 

<div type="chapter" n="3" org="uniform" sample="complete" part="N">
<pb id="pag48"/>
<head>III.</head>

<p><hi rend="up">The</hi> history of Opera, since Rossini,
is at bottom nothing else but the history of <hi>operatic
melody</hi>; of its application from an art-speculative, its
execution from an effect-hunting standpoint.</p>

<p>Rossini's hugely successful method of procedure
had unconsciously turned composers from all seeking for the
dramatic Content of the Aria, all attempt to read into it any
dramatically-consistent meaning. <hi>The Essence of Melody
itself</hi> into which the whole scaffolding of Aria had evaporated,
was the thing that now led captive both the instinct and the
speculation of the Composer. One could not but perceive that, even
in the Aria of Gluck and his followers, the Public had only been
edified in exact measure as the general sentiment indicated in the
text-substratum had received in the purely melodic portion of that
Aria an expression which, in its kindred generality, merely shewed
itself as absolute, ear-pleasing Tune. If this is already visible
enough in the case of Gluck, it becomes quite palpable in that of
his latest follower, Spontini. They all, these serious
Musical-dramatists, had more or less deceived themselves, when they
ascribed the effect of their music less to the purely melodic
essence of its airs, than to the realisation of the dramatic aim
with which they had written them. The opera-house in their time,
and especially in Paris, was the rendezvous of æsthetic
<hi>beaux esprits</hi>, and of a world of notables which plumed itself on
likewise being witty and æsthetic. The serious æsthetic intention
of these masters was greeted by this public with all respect; the
nimbus of an artistic lawgiver streamed from the Musician who
undertook to write the Drama <hi>in notes</hi>; his public, nothing
loath, imagined it was being moved by the dramatic "declamation,"
whereas, in truth, it was only carried away by the
<pb id="pag49" n="49"/>
charm of the Aria's melody. When the Public
then, at last emancipated by Rossini, dared to confess this openly
and unabashed, it simply avowed an undeniable truth, and proved how
logical and natural it was that, where Music was the. main affair,
the end and aim,—not merely by an outward assumption, but in
keeping with the whole artistic basis of this form of
art,—there Poetry the handmaid, with all her hints of
dramatic purpose, must stay helpless and effectless, leaving Music
herself to call forth the whole effect by her individual powers.
Every attempt to pass for dramatic and characteristic could only
disfigure Music's genuine essence; and—once that Music wills
not merely to help and <hi>co</hi>operate in the reaching of a higher aim,
but to <hi>operate</hi> entirely by and for herself—this
essence speaks out alone in Melody, as the expression of a
<hi>general</hi> emotion.</p>

<p>Every Opera-composer was plainly shewn this by
Rossini's indisputable success. If a rejoinder still stood open to
deeper-feeling musicians, it could only be the following: that
they looked on the <hi>character</hi> of Rossinian melody not only as
shallow and distasteful, but as by no means <hi>exhausting</hi> the
essence of Melody. To such musicians the artistic project could
not but present itself, to give this unquestioned power of Melody
the whole full utterance of beauteous human Feeling
(<hi>Empfindung</hi>) that is its own by birthright In the effort to
fulfil this task, they carried the reaction of Rossini—right
back behind the nature and the origin of Opera—to the very
fount from which the Aria once had drawn its artificial life, <hi>to
the restoration of the primal strains</hi> (Tonweise) <hi>of the
Folk-song</hi>.</p>

<p>It was a <hi>German</hi> musician who first, and
with remarkable success, called this transformation of Melody into
being. <hi>Karl Maria von Weber</hi> reached his artistic manhood in
an epoch of historic evolution wherein the waking pulse of Freedom
as yet stirred less in <hi>men</hi> as units, than in the Folks as
<hi>national masses</hi>. The feeling of Independence—not yet
applied in politics to the Purely-human, and therefore not yet
reading itself as absolutely and unconditionally an aspiration for
purely-human independence
<pb id="pag50" n="50"/>
—sought still for grounds of vindication,
as though inexplicable to itself and rather roused by chance than
of necessity, and thought to find them in the National roots of
Race. The resultant movement was more akin, in truth, to
Restoration than to Revolution. In its farthest strayings it took
the form of a passion for re-setting up the old and lapsed; and
alone in quite recent days have we been taught the lesson, how this
error could only lead to fresh-forged fetters on our evolution
into truly human freedom. But in that we have been compelled to
learn this, have we now been driven, with knowledge too, into the
right road; and that by painful, aye, but healing force.</p>

<p>I have no idea of attempting to show the
development of Opera as marching hand in hand with our political
evolution; such a thesis allows too much room to wilful phantasy,
for it not to run riot in the most absurd vagaries,—as
indeed has already happened, in this
reference, to a most unedifying pitch. I am far more concerned to
demonstrate the unnatural and contradictory element in this
art-genre, together with its manifest incapacity to really reach
its professed aim, solely by a survey of its essence. However, the
<hi>national line</hi>, as taken in the treatment of Melody, has in
its import and its strayings, and finally in its ever plainer
cleavages and barrenness,—the tokens of its error,—far
too much parallelism with the errors of our political evolution of
the last forty years, for the relationship to be quite passed
by.</p>

<p>In Art, just as in Politics, this line has for
its distinctive mark, that the error, lying at its base, appeared
under a garment of bewitching beauty in its first instinctive
innocence; but in its final selfish, cramped stiffneckedness, under one
of loathsome hideosity. It was beautiful, so long as the first
lispings of the soul of Freedom spoke out in it; it is repulsive
now, when the soul of Freedom has already broken through it, and
only vulgar Egoism can hold it artfully together.</p>

<p>In the case of Music the national line shewed
all the more genuine beauty in its beginnings, as the specific
character
<pb id="pag51" n="51"/>
of Music fits it more for the utterance of
general, than of particular emotion. What with our romanticising
<hi>poets</hi> betrayed itself as an ogling with the one eye at
Roman-catholic mysticism and with the other at feudal-chivalric amours,
<note id="rn007" corresp="n007" place="unspecified" anchored="yes"/>
expressed itself in Music as homelike, deep and
broad-breathed Tune, instinct with noble grace,—Tune as
listened from the last vanishing sigh of the naïve spirit of
the Folk.</p>

<p>The tone-poet of <hi>Der Freischütz</hi>,
above all worth our love, was cut to the very heartstrings of his
artistic purity by the voluptuous melodies of Rossini, in which the
whole world had gone a-revelling. He could not allow that in
<hi>them</hi> was bared the fount of genuine Melody; he needs must
show the world that they were but an impure outflow of that
fountain, and that the source itself, had man the wit to find it,
still flowed in undisturbed limpidity. If those so eminent founders
of the Opera had only bent a careless ear to the Folk's sweet song,
now <hi>Weber</hi> hearkened to it with all the strain of fixed
attention. If the scent of the lovely Folk's-bloom had risen from
the fields and pierced the mansions of the luxurious music-world,
to be there imprisoned in its portable distillates: a yearning for
the vision of the flower itself
<note id="rn008" corresp="n008" place="unspecified" anchored="yes"/>
drove Weber down from the
sumptuous halls into the meadow; and there he saw the bloom on the
brink of the rippling brook, amid odorous wood-grasses, upon a bed
of wondrous crinkled moss, beneath the dreamy whispering branches
of trees grown gnarled with age. How the happy artist felt his
heart-beat quicken at the sight, his breath grow light with all
this fill of fragrance! He could not withstand the loving impulse,
to bring to nerveless fellow-men this healing vision, this livening
perfume, for a ransom from their madness; to tear the bloom itself
from the godlike nurture of its woodlands, and hold it, the
hallowedest of all created things, before a world of Luxury
<pb id="pag52" n="52"/>
bereft of blessing:—<hi>he plucked it!</hi>—Unhappy
man!—Aloft in the banquet-hall he set the
sweet shy flower, in a costly vase; daily he sprinkled it with
freshest water from the forest stream. But lo I—the petals,
chastely clasped before, unfold themselves as though to lax
delights; unshamed the bloom lays bare its dainty stamens, and
offers them, with horrible indifference, to the prying nose of
every ribald rake. "What ails thee, flower?" the master cries, in
agony of soul: "forget'st so soon the verdant meadow, that fostered
thy virginity?" But one by one the petals fall; weary and wan, they
shower upon the carpet; with one last breath of its own sweet
scent, the flower sighs to the master: "I die but—since thou
pluck'dst me!"—And with the bloom the master died. For it
had been the soul of all his art, and this Art the upholding secret
of his life.—In the meadow no more grew a flower I—From
their uplands came the Tyrolean singers: they sang before Prince
Metternich; he gave them letters of safe conduct to every court;
and all the Lords and Bankers amused themselves, in their reeking
salons, with the merry <hi>Jodel</hi> of the children of the Alps,
with their songs in honour of their "<hi>Dierndel</hi>" (lassie). Now
the ploughboys march to Bellinian Arias to the murder of their
brothers, and dance with their Dierndel to Donizettian
Opera-melodies; for—<hi>the flower bloomed no more!</hi>—</p>

<p>It is a characteristic feature of the <hi>German</hi> Folk-melody,
that it less affects a brisk, compact and lively
rhythm, than a long-breathed, lusty <hi>(froh)</hi> and yet plaintive
swell. A German song without its harmony is to us unthinkable:
everywhere we hear it sung in two 'voices' at
the least; art instinctively feels challenged to supply the bass
and so easily filled-in second 'inner voice,' and thus to have the
whole body of Harmonic-melody before it. This melody is the basis
of the Weberian Folk-opera: leaving aside all. local-national
idiosyncrasies, it is of broad and general emotional expression;
has no other adornment than the smile of sweetest and most natural
sincerity (<hi>Innigkeit</hi>); and thus, by the indwelling force of
its undisfigured grace,
<pb id="pag53" n="53"/>
it speaks directly to the hearts of men, no
matter what their national peculiarity, simply because in it the
Purely-human comes so unbesmeared to show. In the world-spread
potency of Weber's Melody may we better recognise the essence of
the <hi>German</hi> spirit, and its supposed predestination, than in
those sham specific qualities with which the German people now is
credited!—
<note id="rn009" corresp="n009" place="unspecified" anchored="yes"/>
</p>

<p>According to this Melody, does Weber shape the
whole. Filled to the brim with <hi>it</hi>, whatever he had seen and
would give forth, whatever in the farthest nook of Opera he had
recognised as capable, or found means of making capable, of
expression in this Melody,—be it only by breathing over it
the perfume, or shaking on to it a dewdrop from the chalice, of the
flower,—that he was bound to succeed in bringing to an
exquisitely true and pertinent effect. And <hi>this</hi> Melody it
was, that Weber made the actual factor of his Opera: through this
melody the figment of Drama found in so far its realisement, as his
whole drama was <hi>ab initio</hi> poured out in yearning to be taken
up into this Melody, by it to be consumed, in it redeemed, and
through it justified. If we look at the "<hi>Freischutz</hi>" drama
in this light, we must give its poem exactly the same relation to
Weber's music, as we give the poem of "<hi>Tancredi</hi>" towards its
music by Rossini. Rossini's Melody laid down the lines of the poem
of "<hi>Tancredi</hi>," precisely as much as Weber's Melody ordained
Kind's poem of "<hi>Der Freischütz</hi>"; and Weber <hi>here</hi>
was nothing other than Rossini <hi>there</hi>, excepting that
<hi>this</hi> man was noble and senseful (<hi>sinnig</hi>) whereas
<hi>that</hi> was frivolous and sensual (<hi>sinnlich</hi>).
<note id="rn010" corresp="n010" place="unspecified" anchored="yes"/>
Weber only opened
<pb id="pag54" n="54"/>
his arms so much the wider to take up the Drama,
as his Melody was the veritable language of the heart, all true and
undefiled: whatever ascended thereinto, was sheltered safe and sure
from all disfigurement. Yet, for all its truthfulness, whatsoever
was <hi>not</hi> utterable in this language, by reason of its
limitation, even Weber toiled in vain to bring from out it. His
stammering here may stand, for us, as the honest avowal of Music's
inaptitude to herself become the genuine Drama: in other words, to
allow the genuine Drama—and not one merely cut out to her
order—to be taken up (<hi>aufgehen</hi>) into her; whereas, in
right and reason, it is Music that must <hi>herself</hi> be taken up
into this genuine Drama.</p>

<milestone unit="section" rend="hr"/>

<p>We have now to continue the history of Melody.</p>

<p>When Weber in his search for Melody had harked
back to the <hi>Folk</hi>, and when in the <hi>German</hi> Folk he
found the happy attribute of naive heartiness (<hi>Innigkeit</hi>)
without the cramp of national insularity (<hi>Sonderlichkeit</hi>),
he had led the operatic composers of all the world to a stream
which now, wherever they could spy it out, was pounced on as a not
unlikely source of profit.</p>

<p>The first to follow, were the <hi>French</hi>
composers; who bethought them of serving up the herb they found a
native of their soil. For years the witty or sentimental "Couplet"
had flourished on their Folk-stage, in the spoken play. By its
nature more adapted for a gay—or if for a tender, certainly
never for a tragic expression, it has quite of itself laid down the
character of the dramatic genre into which it was taken with set
purpose. The Frenchman is not made so as to allow of his emotions
rising altogether into music; if his agitation mounts to a longing
for Musical Expression, he must still retain the right of speech
withal, or at the very least, of dancing. With him, where the
Couplet ends there begins the Contredanse; without that, there is
no room for music in his economy. In his Couplet <hi>speech</hi> is
<pb id="pag55" n="55"/>
so much the main affair, that he insists on
singing it <hi>alone</hi>, and never with another; for otherwise one
would not clearly understand the matter spoken. In the Contredanse,
too, the dancers for the most part stand singly facing one another;
each does by himself what he has to do, and mutual claspings of the
pair only occur when the general character of the dance makes them
absolutely inevitable. Thus, in the French <hi>Vaudeville</hi>, all
the items of the musical apparatus stand singly side by side,
merely strung together by the prattling Prose; and where the
Couplet is sung by several people at once, this is accomplished in
the most painful musical <hi>unison</hi> imaginable. The <hi>French
Opera</hi> is an enlarged Vaudeville; its broader musical apparatus
is borrowed, <hi>as to Form</hi>, from the so-called Dramatic-opera,
but <hi>as to Content</hi>, from that virtuosic element which reached
its rankest outgrowth in the hands of Rossini.</p>

<p>The distinctive blossom of this opera is now,
and ever has been, the more <hi>spoken</hi> than chanted Couplet; its
<hi>musical</hi> essence, the Rhythmic-melody of the Contredanse. To
this national product, which had remained a mere subsidiary of the
dramatic aim, and had never been strictly taken up into it, the
French opera-composers turned back with set intention so soon as
they observed on the one side the death of Spontinian-opera, on the
other, the world-inebriating effect of Rossini's and, above all,
the heart-searching influence of Weber's Melody. But the living
Content of that native French production had already vanished;
Vaudeville and Comic Opera had sucked so long at it, that its
source could no longer flow within its parched-up bed. Where the
nature-craving art-musicians listened longingly for the babbling of
the brook, they could no more hear it for the prosy clip-clap of
the mill, whose wheel their selves were working with the water
turned from out its natural channel and brought in wooden
conduits. Where they wanted to hear the People sing, there hummed
nothing for them but the Vaudeville-factories that they were sick
to death of.</p>

<p>So the great hunt for Folk-melodies in foreign lands
<pb id="pag56" n="56"/>
was given tongue. Already Weber himself, who
found his home-bred flower a-dying, had diligently thumbed the
pages of Forkel's illustrations of Arabian music, and taken thence
a march for harem-guarders. Our Frenchmen were nimbler on their
legs; they merely thumbed the pages of tourists' handbooks, and at
once set off themselves to hear and see, at closer quarters, if
anywhere a morsel of Folk's naïvety were left, and how it
looked and sounded. Our greybeard civilisation became a child
again; and childish greybeards have short shrift!—</p>

<p>Far off in fair, but much soiled Italy, whose musical
fat Rossini had skimmed so elegantly for
the starving art-world, there sat the careless master at his ease,
looking out with an astonished smile at the picking and grabbing of
the brave Parisian hunters for Folk-melodies. One of these was a
capital horseman, and, whenever he dismounted after a smart canter,
people knew that he had unearthed a right good melody which would
bring him in a heap of money. This time he galloped, as one
possessed, through all the piles of fish and fruit in the Naples
market, sending everything flying right and left; cackles and
curses sped behind him, threatening fists were reared in
front,—and so with lightning-speed he scented out the notion
of a splendid revolution of fruiterers and fishmongers. But there
was still more yet to be made of the idea! Out to Portici stormed
the Paris horseman, to the nets and wherries of the simple
fisher-folk, who sing as they ply their trade; who pass their lives
between sleeping and wrangling, playing with their wives or
children and hurling knives at one another; who stab to death, but
keep on singing. Master <hi>Auber</hi>, say now! that was a mighty
fine ride, and better worth than one upon the Hippogryph that only
soars into the clouds,—where, when all 's said and done,
there's nothing to be caught but colds and sneezing!—The
rider rode home; got off his horse; made Rossini an uncommonly
handsome bow (he knew well enough the reason why); took extra-post
for Paris; and what he polished off
<pb id="pag57" n="57"/>
with a turn of his wrist, was his famous "<hi>Stumme von Portici</hi>."
<note id="rn011" corresp="n011" place="unspecified" anchored="yes"/>
</p>

<p>This <hi>Stumme</hi> was the dumb-struck Muse of
Drama, who wandered broken-hearted between the singing, raging
throngs, and, tired of life, made away at last with herself and her
hopeless sorrow in the artificial fury of a stage-volcano!—</p>

<p>Rossini gazed on the glittering spectacle from afar.
Travelling to Paris, he thought it well to rest
a while amid the snowy Alps of Switzerland, and there to hearken
how the sturdy, healthy peasants divide their musical pastimes
between their mountains and their cows. Arrived in Paris, he made
Auber his civilest of bows (for he, too, knew what he was about),
and, with all a happy father's pride, he shewed the world his
youngest child, in a lucky moment christened "<hi>William Tell</hi>."</p>

<p>The "<hi>Dumb Girl of Portici</hi>" and "William
Tell" henceforth became the poles round which the world of
speculative opera-music revolved. A new recipe for galvanising the
half-paralysed body of Opera had been found; so it now might live
for just as long as one could discover anywhere a remnant of
national peculiarity. All the countries of the Continent were
ransacked, each province plundered, every Folk-stem drained of its
last drop of musical blood; and the ardent extract was let off in
blinding fireworks, to the supreme satisfaction of the princes and
peddlers of the grand world of Opera. The German art-critics, on
their side, discovered here a notable approximation of the Opera to
its goal; for, behold l it had struck the "national," aye—if
you will—the "historic" path.
When all the world goes crazy, the Germans are in their seventh
heaven; for they have so much the more to ponder, to unravel, to
expound, and finally—so as to make themselves <hi>quite</hi>
comfortable—to classify!—</p>

<p>Let us consider the operation of the <hi>National</hi> on Melody,
and through it upon Opera.</p>

<p>The Folk-element has ever been the fruitful fount of
<pb id="pag58" n="58"/>
Art, so long as—free of all
Reflection—it was able to lift itself by natural channels
into Art-work. In Society, as in Art, we have merely fed upon the
Folk, without our even knowing it. In our complete aloofness from
the Folk, we have taken the fruit on which we lived for manna, for
a gift dropped out of the clouds by heavenly Caprice into the
mouths of us privileged persons, us elect of God, us plutocrats and
geniuses. But when the manna was devoured, we looked ravenously
round upon the orchards of the earth; and, robbers by the grace of
God, we robbed their fruits with barefaced impudence, uncaring
whether we had planted them or nursed them. Yea, the trees
themselves we tore up by the roots,—to see if these might not
be made quite tasty, or at any rate swallowable, by scientific
cooking. And so have we dug up the whole fair native forest of the
Folk, that <hi>with it</hi> we now stand naked, starving beggars.</p>

<p>Thus, so soon as ever it discovered its own
sterility and drought, has Operatic Music thrown itself upon the
Folk-song, and sucked it empty to its roots; in odious
opera-melodies it flings the plundered Folk the stringy fruit-sheath, for
pitiful and health-destructive food. But it too, this Operatic
Melody, is now without a shadow of a prospect of fresh food. It has
swallowed all there was to swallow; without one chance of fresh
manuring, it falls unfruitful to the ground. In the death-throes of
an expiring glutton, it gnaws at its own flesh; and this horrible
assault upon itself is called by German critics a "Striving for
higher <hi>Charakteristik</hi>," just as they christened the
uprooting of those plundered orchards of the Folk
"<hi>Emanzipation</hi> of the Masses"!—</p>

<p>The true Folk-element the opera-composer had not the
wit to grasp; to have done this, he must himself
have worked in the spirit and with the notions of the Folk, i.e.
have been himself a part and parcel of it. Only the <hi>Insular</hi>
(das <hi>Sonderliche</hi>), in which the particularity of Folkhood
shows itself to him, could he lay hold of; and this is the
<hi>National</hi>. The national colouring, already washed
<pb id="pag59" n="59"/>
entirely from out the upper classes, now lived
on only in those sections of the Folk which, fastened to the furrow
of the field, the shore, the upland valley, had been held back from
any fertilising interchange of idiosyncrasies. It was therefore but
a fossilised memento of the past, that fell into the hands of those
freebooters; and in these hands,—which must pluck out the
last fibre of its reproductive organs, or ever they could use it
for their own luxurious caprice,— it could become nothing but
a <hi>modish curiosity</hi>. Just as the modistes take at lief some
hitherto-neglected foreign item of Folk-costume, and force it into
their new-fangled finery:
so Opera stripped the life of secluded
nationalities of its scraps of melody and rhythm, and decked
therewith the motley carcase of its outlived empty forms.</p>

<p>Upon the general demeanour of Opera, however,
this procedure could not but exert a by no means unimportant
influence: to wit, it brought about that change in the relation of
Opera's executant factors to one another which, as already said,
has been termed the "Emancipation of the Masses." Into this we must
now look closer.</p>
</div> 

<div type="chapter" n="4" org="uniform" sample="complete" part="N">
<pb id="pag60"/>
<head>IV.</head>

<p><hi rend="up">In</hi> exact measure as any art-tendency
draws near its prime, does it gain the power of closer, plainer,
surer shaping. In the beginning, the Folk expresses by cries of
Lyric rapture its marvel at the constant wonders of
Nature's workings; in its efforts to master the
object of that marvel, it condenses (<hi>verdichtet</hi>) the
many-membered show of Nature into a God, and finally its God into a
Hero. In this Hero, as in the convex mirror of its being, it learns
to know itself; his deeds it celebrates in Epos, but itself in
Drama re-enacts them. The tragic Hero of the Greeks stepped out
from amid the Chorus, and, turning back to face it, cried:
"Lo!—so does, so bears himself, a human being! What ye were
hymning in wise saws and maxims, I set it up before you in all the
cogence of Necessity."</p>

<p>Greek Tragedy, in its Chorus and its Heroes,
combined the Public with the Art-work: the latter held before the
Folk, not only itself, but also its own judgment on
itself—as it were, a concrete meditation. Now the Drama ripened into
Art-work in exact measure as the interpretative judgment of the
Chorus so irrefutably expressed itself in the actions of the
Heroes, that the Chorus was able to step down from the stage and
back into the Folk itself; thus leaving behind it only actual
partakers in the living Action.
<note id="rn012" corresp="n012" place="unspecified" anchored="yes"/>
<hi>Shakespeare's</hi> Tragedy
unconditionally stands above that of Greece, in so far as it has
enabled artistic technique to dispense with the necessity of a
Chorus. With Shakespeare, the Chorus is resolved into divers
individuals directly interested
<pb id="pag61" n="61"/>
in the Action, and whose doings are
governed by precisely the same promptings of individual Necessity
as are those of the chief Hero himself. Even their apparent
subordination in the artistic framework is merely a result of the
scantier points of contact they have in common with the chief Hero,
and nowise of any technical undervaluing of these lesser
personages; for wherever the veriest subordinate has to take a
share in the main plot, he delivers himself entirely according to
his personal characteristics, his own free fancy.</p>

<p>If, in the further course of modern dramatic
art, the sharply outlined personalities of Shakespeare have lost
more and more of their plastic individuality, and sunk at last to
fixed and rigid character-masks, this must solely be ascribed to
the influence of a State which has put everything into a regulation
livery, and has crushed out with ever direr violence the right of
free personality. The shadow-pantomime of hollow masks like these,
all bare of inner individuality, is what became the dramatic basis
of the Opera. The more void of contents were the personalities
beneath these masks, the more fitted were they deemed for singing
Operatic Arias. "Prince and Princess,"—that is the dramatic
pivot round which the Opera has revolved, and round which, if one
would only look a little closer, it still revolves to-day. No
Individualism could possibly come to these operatic masks,
excepting by a coat of paint; and so at last a local peculiarity of
scene must make good what they forever lacked inside. Composers
having exhausted all the melodic productivity of their art, and
being obliged to borrow from the Folk its local tunes, at last the
whole <hi>locale</hi> itself was seized upon: scenery, costume, and
the moveable stock to fill them out—the <hi>Opera-Chorus</hi>,
became at last the main affair, the Opera itself, and must cast
from every side their rainbow light upon the "Prince and Princess,"
so as to keep the poor wretches in their paint-daubed
singer-life.</p>

<p>So was the Drama's circle rounded back upon
itself, to its eternal shame: the individual personages into which the
<pb id="pag62" n="62"/>
chorus of the Folk had crystallised, were melted
down into a motley, conglomerate Surrounding, without a centre to
surround. In the Opera this Surrounding, and nothing but it, cries
out to us from the whole gigantic scenic apparatus, from the
machinery, the painted canvas and the piebald dresses; and its
voice is the voice of the Chorus, singing: "I am I, and there is
none other Opera beside me!"</p>

<p>Undoubtedly, noble artists had earlier employed
the trappings of the National; but it had only been able to exert a
veritable charm where it was added as an occasional embellishment
to a dramatic Stuff already livened by a characteristic plot, and
where it was introduced without the slightest ostentation. How
admirably did <hi>Mozart</hi> infuse a national colouring into his
Osmin and his Figaro, without having to seek in Turkey or in Spain,
or any handbooks, for the tint he wanted. That Osmin and that
Figaro, however, were genuine individual characters, the happy
inspirations of a poet, furnished with a true expression by the
musician, and utterly impossible to be misrendered by any
common-sense performer. The national trimmings of our modern
opera-composers, on the other hand, are not applied to
individualities like these, but are intended to give to a quite
characterless subject some vestige of a spurious character, in
justification and enlivenment of its intrinsically meaningless and
colourless existence. The summit toward which all healthy Folkhood
tends, the characterisation of the <hi>purely human</hi>, has been
from the first degraded in our Opera to a colourless and
nothing-saying mask for Aria-singers. This mask, forsooth, is now
to be artfully enlivened by reflexion of the surrounding colours;
wherefore the surrounding is painted thick with the glaringest and
cryingest of splotches.</p>

<milestone unit="section"/> 

<p>The Folk having been robbed of its Melody, at
last the Folk itself has been dragged upon the stage, in order to
brighten up the scene around the Aria-singer; yet this naturally
could not be <hi>that</hi> Folk which had invented the
<pb id="pag63" n="63"/>
tune, but the well-schooled <hi>Mass</hi>, which
now is marched hither and thither in beat with the operatic Aria.
It was not the <hi>Folk</hi>, that was wanted, but the <hi>Mass:</hi>
i.e. the material leavings of the Folk, from which the living
spirit had been sucked dry. The massive Chorus of our modern opera
is nothing else but the stage machinery set into motion and song,
the dumb pageant of the coulisses translated into nimble noise.
"Prince and Princess," with the best will in the world, had nothing
more to say than their thousand-times repeated florid Aria: so one
sought at last to vary the theme by making the whole theatre, from
the wings right down to the last-hundredth chorister, join in the
singing of that Aria, and indeed—the higher was the effect to
mount—no longer in polyphonic harmony but in a downright
thundrous <hi>unison</hi>. In the "Unisono," which has to-day become
so fashionable, there is quite palpably revealed the inner purpose
of this employment of the Masses; and, in an <hi>operatic sense</hi>,
we hear the Masses quite fittingly "emancipated" when we hear them,
as in the most famous passages of the most famous modern operas,
delivering the same old worn-out Aria in hundred-throated unison.
Thus, too, has our State of nowadays emancipated the Masses, when
it makes them march battalion-wise in military uniform, wheel left
and right, present and shoulder arms: when the Meyerbeerian
"Huguenots" attain their highest pitch, we <hi>hear</hi> the selfsame
thing as we <hi>see</hi> in a Prussian regiment of Guards. German
critics—as remarked above—call it Emancipation of the
Masses.</p>

<milestone unit="section" rend="hr"/>
 
<p>But, taken at bottom, the thus "emancipated"
Surrounding was itself but a mask the more. If a truly
characteristic life was absent from the chief personages of the
opera, it could certainly be still less instilled into the
mass-like apparatus. The reflected rays, that were to fall from
this enlivening apparatus upon the hero and the heroine, could
therefore only be of any effective service if the mask of this
Surrounding also got itself, from here or
<pb id="pag64" n="64"/>
there outside, a coat of varnish that should
cloak its inner emptiness. This varnish it gained from the
<hi>historic costume</hi>, which must lend the national colouring a
still more striking brilliance.</p>

<p>One might imagine that, with the introduction of
the Historic element, it must have necessarily fallen to the lot of
the Poet to take a determinative share in the shaping of Opera. Yet
we shall soon be convinced of our mistake, if we remember the
previous evolutionary course of Opera:</p>

<p>how it owed each phase of its development solely
to the desperate struggle of the Musician to keep his work in
artificial life; and how he had only been guided to the choice of
the <hi>historic</hi> element, by no means through an imperious
longing to yield himself to the Poet, but through the force of
purely musical circumstances,—through a force which issued,
in its turn, from the wholly unnatural proposal of the Musician to
provide the Drama with both object and expression. We shall have to
return later to the situation of the Poet toward our modernest
Opera; for the moment let us follow undisturbed the actual factor
of Opera, the Musician, and see into what a quandary his mistaken
efforts were now to lead him.</p>

<p>Let him take on ne'er such airs and graces—the
Musician could only give Expression, and nothing but
Expression; he was therefore bound to lose even this faculty of
true and sound Expression, in exact measure as, in his misguided
eagerness to himself indite and shape the Object of expression, he
purposely degraded that object to a vague and empty <hi>schema</hi>.
As he had not asked the Poet for <hi>men</hi>, but the Mechanician
for <hi>puppets</hi>, which he might drape according to his fancy,
and daze the eye by the mere shimmer and arrangement of these
draperies of his:</p>

<p>so now, since he could not possibly exhibit by
these puppets the warm pulsings of the human frame, he was forced,
amid the increasing poverty of his vehicle of expression, to hunt
about at last for any new variety in the disposition of his folds
and colours. But the Historic garb of Opera—so rich in
opportunities because it allows the
<pb id="pag65" n="65"/>
most checkered play of clime and period—is
really the property of the Scene-painter and Stage-tailor, and
these two auxiliaries have in effect become the most important
allies of the modern opera-composer. Still the Musician did not
rest till he had adapted his tone-pallet to the requirements of
Historic costume; for how should he, the creator of Opera, he who
had turned the Poet into his lacquey, not find a means of
distancing the painter and the tailor? Had he not dissolved the
whole drama, plot and characters and all, into his music: and how
should it stay beyond his power, to turn into musical water the
drawings and colours of the painter and the tailor? He managed to
tear down every dam, to open every sluice, that hedged the ocean
from the land; and thus to drown the Drama, man and beast,
paint-brush and scissors, in the deluge of his music!</p>

<p>The Musician was bound to fulfil his destiny of
presenting German Criticism—for whom it is well-known that
God's all-caring providence created Art—with the joy of an
"<hi>Historic music</hi>." His high vocation full soon inspired him
to find the way.</p>

<p>How must an "historic" music sound, to produce
an effect in keeping with its name? To be sure, quite otherwise
than a not-historic music. But wherein lay the difference? Clearly
in this: that the "historic music" should differ as much from that
we are now accustomed to, as the costume of a former epoch from
that of the present day. Would it not be wisest then, just as one
had copied faithfully the costumes of the date in question, to take
one's music also from that epoch? Alas! this was not quite so easy,
for in those epochs, so piquant in their costume, there was,
barbarically enough, no Opera: a general type of operatic speech
was therefore not to be borrowed from them. On the other hand, the
people of those epochs sang in <hi>churches</hi>, and these
church-hymns have about them, if one springs their chanting
suddenly upon us, something strikingly foreign to our modern music.
Excellent! Fetch out the Hymns! Religion shall take a turn upon the
<pb id="pag66" n="66"/>
stage!
<note id="rn013" corresp="n013" place="unspecified" anchored="yes"/>
So Music's want of an historic costume
became a Christian operatic virtue. For the crime of stealing the
Folk's-melody one procured oneself Roman-catholic and
Evangelical-protestant absolution, in return for the service
rendered to the Church in that, just as earlier the Masses, now
Religion too—to follow logically the expression of German
Criticism—was "emancipated" by Opera.</p>

<p>Thus the opera-composer became the redeemer of
all the world; and in the deeply-inspired and self-lacerating
rapture of the fervent <hi>Meyerbeer</hi> we have in any case to
recognise the modern saviour, the bearer of the sins of the modern
world.</p>

<p>However, this atoning "emancipation of the
Church" could be only conditionally fulfilled by the musician. If
Religion wished for the blessing of Opera, it must be reasonably
content to take its fitting place among the other emancipates.
Opera, as enfranchiser of the world, must rule Religion, and not
Religion Opera; if the opera was to be turned into a church, then
Religion would certainly not be emancipated by it, but it by
Religion. For sake of the purity of historic musical-costume, Opera
would by all means have been only too delighted to have solely to
do with Religion, since the only serviceable historic music was to
be found in the Church alone. But to have to do with nothing but
monks and clergy, would have seriously interfered with the gaiety
of Opera: for the real thing that was to be glorified by the
emancipation of Religion was the Operatic Aria, that luxuriantly
unfolded germ of all the opera's being; and its roots were nowise
bathed in longing for devout self-concentration, but for an
entertaining dissipation.
<note id="rn014" corresp="n014" place="unspecified" anchored="yes"/>
Strictly speaking, Religion was only to
be used as a side-dish, just the same as in our well-regulated
civic life: the 'piece of resistance' must still be "Prince and
<pb id="pag67" n="67"/>
Princess," with a due seasoning of villain, court-choir and
folk-choir, scenery and dresses.</p>

<p>How on earth, though, was this highly respectable Opera-symposium
to be translated into Historic music?—</p>

<p>Here stretched a blank expanse of clouds in face of the
musician, a grey mist of unadulterated, absolute Invention:
the challenge to <hi>creation out of nothing</hi>.
But see, how quickly he took its measure! He had only to look to it
that his music should always sound a <hi>shade different</hi> from
what one might have ordinarily expected, and his music would at
once sound quite <hi>outlandish</hi> (fremdartig), while a skilful
snip by the stage-tailor would suffice to make it out-and-out
"historic."</p>

<p>Music, as the highest power of Expression, was
now assigned a quite new, an uncommonly piquant task: to take this
Expression, which she 'had already gone so far as to turn into the
Object of expression, and contradict it out of its own mouth.
Expression—which, without an object worth expressing, was
already in itself completely <hi>null</hi>—now <hi>denied
itself</hi> in its endeavour to pose as that object; so that the
resultant of our theories of the world's-creation, according to
which a Something has been brought about by two negations, was to
be set up for entire attainment by our opera-composers. We commend
the outcome to German criticism, as "<hi>Emancipated
Metaphysics</hi>."</p>

<p>Let us follow this course a little farther.—</p>

<p>If the composer wished to furnish a straightforward and
appropriate Expression, he could not, with the
best will in the world, do it otherwise than in that musical
dialect which we recognise to-day as an intelligible musical
utterance; but as he meant to henceforth lend it an Historic
colouring, and as he could only deem this attainable, at bottom, by
giving it a generally outlandish and unaccustomed twang, there
stood chiefly at his service the expressional manner of an earlier
musical epoch, which he might copy at his pleasure or borrow from
according to his whim. In this way has the composer patched
together from all the tasty peculiarities of style of various
periods a
<pb id="pag68" n="68"/>
piebald jargon, which, taken on its merits, was
in a fair way to meet his quest for outlandishness and unaccustomed
ness. But musical-speech, once it is cut adrift from any Object
worth expressing, once that it means to speak without a Content and
according to the bare caprice of Operatic Aria,—i.e. to
merely chirp and chatter,—is so completely given over to
the tender mercies of the <hi>Mode</hi>, that it either has to submit
itself to this Mode or, if luck is favouring, to rule it: that is,
to bring it the <hi>very latest thing</hi> in modes. So that, in the
event of his success, the jargon which the composer had invented in
order to speak <hi>outlandishly</hi>—for sake of his Historic
ends—becomes at once another Mode, which suddenly <hi>ceases
to sound outlandish</hi> and turns into the dress we all are
wearing, the speech we all are speaking. The composer cannot help
despairing, to find himself thus everlastingly balked by his own
inventions, in his effort to appear outlandish; he is therefore
forced to hit upon some method of appearing outlandish for good and
all, if he means to keep faith with his calling to "historic"
music. Once for all, then, he must take pains to dislocate the very
backbone of his most distorted utterance—since it has
positively become a thing of Fashion by his own example:
to cut the story short, he must make up his mind
to say "No" where he really means "Yes," to give himself a joyous
bearing where he has to express sorrow, to whine and whimper where
his business is supreme delight. Yes indeed, only thus is it
possible for him in every case to seem outlandish, odd, and as
though sprung from God knows where; he must feign to be rightdown
crazy, so as to appear "historico-characteristic." Thus have we won
a truly brand-new element: the passion for the "historic" has
turned into <hi>hysteric</hi> mania, and when the lights are turned
up, this mania is found, to our intense delight, to be nothing else
than—how shall we call it?—Eh!—<hi>Neoromantic</hi>.</p>
</div> 

<div type="chapter" n="5" org="uniform" sample="complete" part="N">
<pb id="pag69"/>
<head>V.</head>

<p>To the distortion of all truth and
nature, that we see practised on musical expression by the French
so-called <hi>Neoromantists</hi>, there was furnished from a sphere
of Tone-art lying entirely aside from Opera a seeming
vindication, and above all a food-stuff, which
we may easiest sum together under the title of a
<hi>misunderstanding of</hi>
<note id="rn015" corresp="n015" place="unspecified" anchored="yes"/>
<hi>Beethoven</hi>.</p>

<p>It is very important to notice that, down to the
present day, everything which has had a real and determinant
influence upon the shaping of Opera has issued <hi>simply from the
domain of Absolute Music</hi>; never from that of Poetry, nor from a
healthy coöperation of both arts. As we found that from
Rossini onwards the history of Opera had definitely narrowed itself
to the history of operatic <hi>melody</hi>, so do we also see the
whole bias given in recent times to the more and more
historico-dramatic pose of Opera proceeding from <hi>that</hi>
opera-composer who, in his forced endeavour to vary
operatic-melody, has been driven step by step to take up into this
melody of his even the figment of an historical Characteristique,
and who has accordingly instructed the Poet what to supply to the
Musician in keeping with his plan. But as this melody had hitherto
been propagated artificially as <hi>vocal</hi> melody,—i.e.
melody which, parted from the poetic conditions of its base, yet
obtained in the Singer's mouth or throat fresh conditions for its
further cultivation,—and as it had chiefly gained these fresh
conditions by a renewed eavesdropping of the primal nature-melody
from the mouth of the Folk: so did it turn its greedy ears at last
to where Melody, parted this time from the Singer's mouth, had won
its further life-conditions from the mechanism of the Instrument. Thus
<pb id="pag70" n="70"/>
<hi>Instrumental-melody</hi>, translated into the melody of operatic Song,
<note id="rn016" corresp="n016" place="unspecified" anchored="yes"/>
became the main factor in this fictive <hi>drama</hi>:—and this,
in fact, was what was bound to happen in the long
run to the unnatural genre of Opera!—</p>

<p>Whereas Operatic-melody, deprived of any actual
fecundation by Poetry, could only pass from
violence to violence, in its endeavour to uphold a toilsome, barren
life: Instrumental-music, taking the harmonic strains of Dance and
Song, separating them into smaller and ever smaller portions,
augmenting and diminishing these portions, and building them up
again into constantly varying forms, had won itself an idiomatic
speech; a speech which, in any higher artistic sense, however, was
arbitrary and incapable of expressing the Purely-human, so long as
the longing for a clear and intelligible portrayal of definite,
individual human feelings did not become its only necessary
measure for the shaping of those melodic particles. That the
expression of an altogether definite, a clearly-understandable
individual Content, was in truth impossible in this language that
had only fitted itself for conveying the general character of an
emotion,—<hi>this</hi> could not be laid bare, before the arrival of
that instrumental composer with whom the longing to speak out such
a content first became the consuming impulse of all his artistic
fashioning.</p>

<milestone unit="section"/>

<p>The history of Instrumental-music, from the
moment when that longing first evinced itself, is the history of an
artistic error; yet of one that ended, not in the demonstration of
an impotence of Music's, like that of the Operatic genre, but with
the revelation of a boundless inner power. The error of
<hi>Beethoven</hi> was that of Columbus,
<note id="rn017" corresp="n017" place="unspecified" anchored="yes"/>
who merely
<pb id="pag71" n="71"/>
meant to seek out a new way to the old known
land of India, and discovered a new world instead. Columbus took
his error with him to the grave: he made his comrades swear a
solemn oath, that this new world of his was still the ancient
India; but, never so involved in error, his deed tore off the
bandage from the old world's eyes, and taught it to see, past all
denial, the actual figure of the earth in its undreamt
fulness.—For us, too, has there been unveiled the exhaustless
power of Music, through Beethoven's all-puissant error. Through
his undaunted toil, to reach the artistically Necessary within an
artistically Impossible, is shown us Music's unhemmed faculty of
accomplishing every thinkable task, if only she consent to stay
what she really is—an <hi>art of Expression</hi>.</p>

<p>Beethoven's error, however, alike with the boon
of his artistic deed, we could not fully estimate until we were in
a position to survey his works in their totality, until he and his
works had become for us a rounded whole, and until the artistic
labours of his followers—who adopted into their own creations
the error of the master, without either the right of ownership or
the giant force of that longing of his—had shewn us the error
in its clearest light. The contemporaries and immediate successors
of Beethoven, on the other hand, saw in his separate works, whether
in the magical impression of the whole or the peculiar shaping of
its details, precisely That alone which, always according to the
strength of their receptivity and comprehension, was obvious to
them at a glance. So long as Beethoven was at unison with the
spirit of his musical era, and simply embedded the flower of that
spirit in his works: so long could the reflex of his art-production
prove nothing but beneficial to his surroundings. But from the time
when, in concord with the moving sorrows of his life, there awoke
in the artist a longing for distinct expression of specific,
characteristically individual emotions,—as though to unbosom
himself to the intelligent sympathy of fellow men,—and this
longing grew into an ever more compulsive force; from the time when
he began to care
<pb id="pag72" n="72"/>
less and less about merely making music, about
expressing himself agreeably, enthrallingly or inspiritingly in
general, within that music; and instead thereof, was driven by the
Necessity of his inner being to employ his art in bringing to sure
and seizable expression a definite Content that absorbed his
thoughts and feelings:—thenceforth begins the agony of this
deep-stirred man and imperatively straying (<hi>nothwendig
irrenden</hi>) artist. Upon the curious hearer who did not
understand him, simply because the inspired man could not possibly
make himself intelligible to such an one, these mighty transports
and the half-sorrowful, half- blissful stammerings of a Pythian
inspiration, could not but make the impression of a genius stricken
with madness.</p>

<p>In the works of the second half of his artistic
life, Beethoven is un-understandable—or rather
mis-understandable—mostly just <hi>where</hi> he desires to
express a specific, individual Content in the most intelligible
way. He passes over the received, involuntary conventions of the
Absolute-musical, i.e. its anyway recognisable resemblance—in
respect of expression and form—to the dance- or song-tune; he
chooses instead a form of speech which often seems the mere
capricious venting of a whim, and which, loosed from any purely
musical cohesion, is only bound together by the bond of a Poetic
purpose impossible to render into Music with full poetic plainness.
The greater portion of Beethoven's works of this period must be
regarded as instinctive efforts (<hi>unwillkürliche
Versuche</hi>) to frame a speech to voice his longing; so that they
often seem like sketches for a picture, as to whose <hi>subject</hi>
indeed the master was at one with himself, but not as to its
intelligible grouping. The picture itself he could not carry out,
until he had tuned its subject to the pitch of his expressional
powers, had seized it in its more general meaning and translated
its individual features into the native tints of Tone, and thus in
a measure had 'musicalised' his very subject. If there had come
before the world only these finished pictures, in which Beethoven
spoke out his thoughts with delightful clearness and
comprehensibility, then the misunderstanding about
<pb id="pag73" n="73"/>
himself, that the master gave rise to, would at
any rate have had a less bewildering and misguiding effect on
others. But Musical Expression, in its divorce from the conditionments
of expression, had already fallen a prey to the relentless
necessity of mere modish likes and dislikes, and therefore to all
the conditionings of Mode itself. Certain melodic, harmonic, or
rhythmic features would flatter the ear to-day so temptingly, that
people used them to satiety; but after a brief to-morrow they would
be worn out to such a pitch, that they would suddenly sound
intolerable or ridiculous to ears of taste. Now, he who made it his
business to catch the public's fancy, could think nothing more
important than to appear as new as possible in those features of
absolute-musical expression which we have just characterised; and
seeing that the food for such a newness could only come from the
art-domain of Music itself,—was nowhere to be borrowed from
the changing shows of Life,—that musician was bound to see a most
productive quarry in those very works of Beethoven which we have
denoted as the sketches for his greater paintings, and in which the
struggle for discovery of a new basis of musical language, with its
excursions in all directions, often shewed itself in certain
spasmodic traits (<hi>kramphaften Zügen</hi>) that perforce must
strike the unintelligent listener as odd, original, bizarre, and in
any case quite new. The abrupt contrastment, the hasty
intersection, and above all the often wellnigh simultaneous
utterance, of accents of joy and sorrow, ecstasy and horror,
closely woven each with each,—such as the master's seeking
instinct mingled in the strangest harmonic melismi and rhythms, to
form fresh terms for definitely expressing individual moments of
emotion,—all this, seized merely by its formal surface, fell
into the technical forcing-pit of those composers who in the
adoption of Beethoven's peculiarities espied a rich manuring for
their Music-for-all-the-world. Whereas the majority of
<hi>older</hi> musicians could only comprehend and sanction that
element in the works of Beethoven which lay the farthest from the
master's individual being and appeared but as the crowning flower of
<pb id="pag74" n="74"/>
an earlier, less anxious period of musical art: the <hi>younger</hi>
note-setters have chiefly copied the externals
and singularities of the later Beethovenian manner.</p>

<p>However, as there were only externals to be
copied, since the Content of those idioms was doomed to stay the
<hi>unspoken</hi> secret of the master, so necessity commanded that
some sort of inner subject should be sought for them, some subject
that, despite its inevitable generality, might afford a pretext for
employing those features which pointed so strongly to the
particular and individual. This subject was naturally to be found
alone beyond the bounds of Music; and this again, for unmixed
Instrumental-music, could only be within the realm of Phantasy. A
programme, reciting the heads of some subject taken from Nature or
human Life, was put into the hearer's hands; and it was left to his
imaginative talent to interpret, in keeping with the hint once
given, all the musical freaks that one's unchecked license
(<hi>Willkür</hi>) might now let loose in motley chaos.</p>

<milestone unit="section"/>
 
<p><hi>German</hi> musicians stood close enough to
the spirit of Beethoven, to keep aloof from the wildest antics that
sprang from this misunderstanding of the master. They sought to
save themselves from the consequences of that expressional manner,
by polishing down its most jutting angles; by taking up again the
older fashions of expression, and weaving them into these newest,
they formed themselves an artificial mixture that we can only call
a general Abstract style of music, in which one might go on
music-ing with great propriety and respectability for quite a
length of time without much fear of its being seriously disturbed
by drastic individualities. If Beethoven mostly gives us the impression
of a man who has something to tell us, which yet he cannot
plainly impart: on the other hand these modern followers of his
appear like men who, often in a charmingly circumstantial fashion,
impart to us the news that they have nothing at all to
say.—</p>

<pb id="pag75" n="75"/>

<p>It was in Paris, however, that great devourer of
all artistic tendencies, that a Frenchman gifted with uncommon
musical intelligence pursued the above-named tendence to its
uttermost extreme. <hi>Hector Berlioz</hi> is the immediate and most
energetic offshoot of Beethoven on <hi>that</hi> side from which the
latter turned away so soon—as I have above described—as
he pressed forward from the sketch to the actual picture. The often
crabbed and hasty penstrokes in which Beethoven, without a closer
scrutiny, jotted down his attempts at finding new methods of
expression, were almost the only heirloom of the great artist that
fell into the eager pupil's hands. Was it a suspicion that
Beethoven's most finished picture, his Last Symphony, would also be the
very last work of its kind, that restrained Berlioz in his own
interest—for he, too, wished to create great works—from
searching those pictures for the master's actual trend
(<hi>Drang</hi>)?—a trend which surely headed somewhere else,
than toward the appeasement of a mere fantastic whim. Certain it
is, that Berlioz' artistic inspiration was fed upon an enamoured
staring at those strangely crumpled penstrokes: horror and ecstasy
seized him at the sight of the enigmatic symbols in which the
master had bound both ecstasy and horror in one common spell, to
show by them the secret which he never could speak out in Music and
yet believed he could speak therein alone. At this sight the starer
was seized at last with giddiness; in wild confusion there danced
a garish, witch-like chaos before eyes whose natural vision yielded
to a purblind polyopia (<hi>Vielsichtigkeit</hi>), in which the
dazed one fancied he was looking on human forms with all the hues
of flesh, when there were really nothing but ghostly skeletons
playing their tricks upon his fancy. But this spectre-roused
vertigo was Berlioz' only inspiration: when he woke from it he saw,
with all the exhaustion of an opium-eater, a chilling void around
him, which he now endeavoured to animate by artificially 
resummoning the fever of his dream; and this he could only manage by
a toilsome re-arrangement of his musical household-stuff.</p>

<pb id="pag76" n="76"/>

<p>In his struggle to note down the apparitions of
his gruesomely excited fancy, so as to present them accurately and
palpably to the incredulous, hidebound world of his Parisian
surroundings, Berlioz forced his enormous musical intelligence to
a hitherto undreamt-of technical power. What he had to say to
people was so wonderful, so unwonted, so entirely unnatural, that
he could never have said it out in homely, simple words: he needed
a huge array of the most complicated machines, in order to proclaim
by help of many-wheeled and delicately adjusted Mechanism what a
simple human Organism could not possibly have uttered—just
because it was so quite un-human. We know, now, the supernatural
wonders wherewith a priesthood once deluded childlike men into
believing that some good god was manifesting himself to them: it
was nothing but Mechanism, that ever worked these cheating wonders.
Thus to-day again the super-natural, just because it is the
un-natural, can only be brought before a gaping public by the
wonders of mechanics; and such a wonder is the secret of the
<hi>Berliozian Orchestra</hi>. Each height and depth of this
Mechanism's capacity has Berlioz explored, with the result of
developing a positively astounding knowledge, and if we mean to
recognise the inventors of our present industrial machinery as the
benefactors of modern State-humanity, then we must worship Berlioz
as the veritable saviour of our world of Absolute-music; for he has
made it possible to musicians to produce the most wonderful effect,
from the emptiest and most un-artistic Content of their
music-making, by an unheard marshalling of mere mechanical
means.</p>

<p>Berlioz himself, in the beginning of his
artistic career, was certainly not attracted by the glory of a mere
mechanical inventor: in him there dwelt a genuine artistic stress
(<hi>Drang</hi>), and this stress was of a burning, a consuming
kind. That, in order to content this stress, he was driven by the
unsound and the un-human along the line above-discussed, to such a
point that he needs must sink as artist into mechanism, as
supernatural, fantastic dreamer into an all-devouring materialism:
this makes of him not
<pb id="pag77" n="77"/>
only a warning example,—but so much the
more a deeply to be deplored phenomenon as he to-day is still
consumed with a genuinely artistic yearning, notwithstanding that he
lies already buried hopelessly beneath the desert waste of his
machines.</p>

<p>He is the tragic sacrifice to a tendency whose
results have been exploited from <hi>another</hi> side with the most
grievous unabashedness, the most heedless self-complacency in all
the world. The Opera, to which we shall now return, has swallowed
down the Neoromanticism of Berlioz, too, as a plump, fine-flavoured
oyster, whose digestion has conferred on it anew a brisk and
well-to-do appearance.</p>

<milestone unit="section" rend="hr"/>

<p>From the sphere of Absolute-music an enormous 
increase in means of manifold Expression had been brought to Opera by
the <hi>modern orchestra</hi>, by the orchestra that—in the
opera-composer's sense—was now prepared to bear itself
"dramatically." Formerly the Orchestra had never been anything
beyond the rhythmic and harmonic bearer of the opera-melody:
however richly equipped in this its station, yet it was always
subordinated to that melody; and where it even reached so far as to
take a direct share or interest in its delivery, still it really
only served to render mistress Melody more dazzling and more proud,
by sumptuously adorning, as it were, her court. Everything that
belonged to the necessary accompaniment of the dramatic-action was
taken from the sphere of Pantomime or Ballet, whose melodic
expression had evolved from the Folkdance-tune by precisely the
same laws as Operatic Aria had evolved from the tune of the
Folksong. Just as the one tune had owed its development and
tricking-out o the wayward fancy of the Singer, and finally of the
novelty-hunting Composer, so had the other owed <hi>its</hi> to that
of the Dancer and Pantomimist. In neither had it been possible to
tamper with its essential roots, since these lay beyond the soil of
operatic art, were incognisable and
<pb id="pag78" n="78"/>
inaccessible to the factors of Opera; and this
essence was enunciated in that hard-and-fast (<hi>scharf
gezeichneten</hi>) rhythmic and melismic Form, whose surface the
composer might haply vary, but never wash away its outlines with
out completely drowning himself in a chaos of the most hopelessly
indefinite expression. Thus Pantomime itself had been domineered
over by Dance-melody. The pantomimist could deem nothing
expressible by gestures but what this Dance - melody, sternly
chained to certain rhythmic and melismic conventions, was able to
accompany with any degree of fitness. He was strictly bound to
measure his movements and gestures, and consequently what they were
intended to express, by the standard of the music's powers; by
these to mould and stereotype himself and his individual
powers,—exactly as in Opera the singing-actor must temper his
dramatic powers to those of the stereotyped Aria-expression, and
leave his own quite undeveloped, albeit entitled by the nature of
the case to the real determinative voice.
<note id="rn018" corresp="n018" place="unspecified" anchored="yes"/>
</p>

<p>In this anti-natural relation of the artistic
factors to one another, in both Pantomime and Opera,
musical-expression had been starved into the barest formalism.
Above all the Orchestra, as accompanist of dance or pantomime, had
not been able to gain that faculty of expression which it must
needs have reached if this subject of accompaniment, to wit the
Dramatic pantomime, had ventured to evolve according to its own
exhaustless inner powers, and thus <hi>in itself</hi> to offer the
Orchestra the material for genuine invention. Even in Opera nothing
else had been possible to the Orchestra, when accompanying
pantomimic movements, but that tied-down, banal rhythmic-melodic
expression: by luxuriance and glitter of surface colour alone, had
one sought to indue it with variety.</p>

<p>Now, in independent Instrumental-music this
fixed expression had been broken down, and that by actually smiting
its rhythmic and melodic Form to pieces, from
<pb id="pag79" n="79"/>
which new and endlessly diverse forms were
moulded according to purely musical design. <hi>Mozart</hi> still
commenced his Symphonies with an entire melody, which he then, as
though in sport, divided contrapuntally into smaller and smaller
portions. <hi>Beethoven's</hi> most distinctive creation began with
these divided pieces, from which he built before our very eyes an
ever loftier and richer edifice. <hi>Berlioz</hi>, however, was
delighted with the intricate and gay confusion into which he shook
those fractions; and the hugely complicated machine, the
kaleidoscope in which he rattled parti-coloured stones together, he
took and reached it to the modern opera-composer in his
<hi>Orchestra</hi>.</p>

<p>These splintered and atomic melodies, whose
fragments he might join together at his lief—the more without
rhyme or reason, the more quaintly and surprisingly—the
Opera-composer now lifted from the orchestra <hi>into the voice
itself</hi> However fantastically whimsical this sort of melodic
practice might appear in purely orchestral pieces, yet <hi>here</hi>
everything could be excused; for the difficulty, nay impossibility
of expressing oneself in Music alone, with full distinctness, had
already betrayed even the most earnest masters into a like
fantastic whimsicality. But in Opera, where the sharp-cut word of
Poetry afforded the musician a quite natural basis for a sure,
infallible expression, this scandalous confounding of all
expression, this supercilious maiming of each still healthy organ
of expression, such as is exhibited in the modernest Opera's
preposterous stringing-together of utterly alien and radically
diverse melodic elements—this we can only ascribe to the
complete development of madness in the composer; who, in his
arrogant pretension to bring about the Drama by his sole 
absolute-musical powers, with <hi>merely labourer's assistance</hi> from the
Poet, was necessarily bound to arrive where we see him arrived
to-day amid the ridicule of every man of common sense.</p>

<p>In virtue of his hugely swollen musical
apparatus, the Composer, who since Rossini's time had only
developed his frivolous side and lived on absolute Opera-melody,
now felt
<pb id="pag80" n="80"/>
called to boldly advance from the standpoint of
melodic frivolity to the further stage of dramatic
"Characteristique." As such a "Characteristicist" is the most
famous opera-composer of modern times acclaimed; and that not only
by the public, who had long-since been made his deeply compromised
accomplice in the assault upon Music's truth, but also by the
art-critics. In view of the greater melodic purity of former
epochs, and compared therewith, 'tis true the Meyerbeerian melody
is upbraided by our criticists as <hi>frivolous</hi> and
<hi>flimsy</hi> (gehaltlos); but in regard of the quite new marvels
in the way of "Characteristique" that have blossomed from his music
this composer is meted out a plenary indulgence,—which
involves the corollary that, after all, one considers a
<hi>musical-dramatic Characteristique</hi> only possible when couched
in a <hi>frivolous and flimsy Melodique</hi>:
a consideration which in its turn can only fill the æsthetician
with an utter distrust of the whole genre of Opera—</p>

<p>Let us briefly survey the nature of this modern
"Characteristique," as exhibited in Opera.</p>
</div> 

<div type="chapter" n="6" org="uniform" sample="complete" part="N">
<pb id="pag81"/>
<head>VI.</head>

<p><hi rend="up">Modern "Characteristique,"</hi> in Opera, is something
essentially different from its counterpart in the <hi>pre</hi>-Rossinian
era, in the tendency of Gluck or of Mozart</p>

<p>In declaimed Recitative, as in be-sung Aria,
Gluck—with full retention of these forms, and amid his
instinctive carefulness to comply with the wonted claims upon their
purely musical content—was consciously concerned to reproduce
as faithfully as possible by his Musical Expression the emotion
indicated in the 'text,' and above all to never sacrifice the
purely declamatory accent of the verse in favour of this musical
expression. He took pains to speak correctly and intelligibly in
his music.</p>

<p><hi>Mozart</hi>, by reason of a nature wholly sound at
core, could never speak otherwise than correctly. He pronounced
with the selfsame clearness the rhetorical 'pigtail' and the
genuine dramatic accent: with him grey was always grey, and red
red; only that this grey and this red were equally bathed with the
freshening dew of his music, were resolved into all the nuances of
the primordial colour, and thus appeared as many-tinted grey, as
many-tinted red. Instinctively his music ennobled all the
conventional stage-characters presented him, by polishing, as it
were, the rough-hewn stone, by turning all its facets to the light,
and finally by fixing it in that position where the light could
smite it into brightest play of colour. In this way was he able to
lift the characters of "Don Juan," for instance, into such a
fulness of expression that a writer like Hoffmann could fall on the
discovery of the deepest, most mysterious relations between them,
relations of which neither poet nor musician had been ever really
conscious. Certain it is, however, that Mozart could not possibly
have made his music characteristic in such sort,
<pb id="pag82" n="82"/>
had the characters themselves not been already present in the
poet's work. The more we are able to look through the glowing tints
of Mozart's music to the ground behind, with the greater sureness
do we recognise the sharp and definite penstrokes of the Poet,
whose lines and touches first prescribed the colours of the
Musician, and without whose skill that wondrous music would have
straightway been impossible.</p>

<p>But the amazingly lucky relationship between
Poet and Composer, that we have found in Mozart's masterwork, we
see completely vanishing again in the further evolution of Opera;
until, as we have already noticed, <hi>Rossini</hi> quite abolished
it, making absolute Melody the only authentic factor of Opera, to
which all other interests, and above all the coöperation of
the Poet, had wholly to subordinate themselves. We further saw that
<hi>Weber's</hi> objection to Rossini was only directed against this
Melody's shallowness and want of character; by no means against
the unnatural position of the Musician toward the Drama. On the
contrary, Weber only added to this unnaturalness, in that he
assigned himself a still more heightened position, as against the
Poet, by a characteristic ennobling of his Melody; a position
loftier in exact degree as his melody outtopped Rossini's in just
that point of nobility of character. To Rossini the Poet hung on
like a jolly trencherman, whom the Composer—distinguished,
but affable person that he was—treated to his heart's content
with oysters and champagne; so that, in the whole wide world, the
Poet found himself nowhere better off than with the famous maestro.
Weber, on the other hand, from unbending faith in the
characteristic pureness of his one and indivisible Melody,
tyrannised over the Poet with dogmatic cruelty, and forced him to
erect the very stake on which the wretch was to let himself be
burnt to ashes for the kindling of the fire of Weber's melody. The
poet of "Der Freischütz," entirely without his own knowledge,
had committed this act of suicide: from out his very ashes he
protested, while the flames of Weber's fire were already filling
all the
<pb id="pag83" n="83"/>
air; he called to the world that these flames
were really leaping forth from <hi>him</hi>. But he made a radical
mistake; his wooden logs gave forth no flame until they were
consumed—destroyed: their ashes alone, the prosaic dialogue,
could he claim as his property after the fire.</p>

<p>After the "Freischütz" Weber sought him out
a more accommodating poet; for a new opera he took into his pay a
lady, from whose more unconditional subservience he even demanded
that, after the burning of the funeral pile, she should not leave
behind so much as the last ashes of her prose: she should allow
herself to be consumed flesh and bone in the furnace of his melody.
From Weber's correspondence with Frau von Chezy, during the preparation
of the text of "Euryanthe," we learn with what painstaking
care he felt again compelled to rack the last drop of blood from a
poetic helper; how he rejects and prescribes, and once more
prescribes and rejects; here cuts, there asks for more; insists on
lengthenings here and shortenings there,—nay extends his
orders even to the characters themselves, their motives and their
actions. Was he in this, mayhap, a peevish malcontent, or a
boastful parvenu who, inflated by the success of his "Freischütz,"
desired to play the despot where by rights he should have obeyed?
No, no! Out of his mouth there spake alone the honourable
artist-care of the Musician, who, tempted by stress of
circumstance, had undertaken to construct the Drama itself from
Absolute-melody. Weber here was led into a serious error, but into
an error which was necessarily bound to take him. He had lifted
Melody to its fairest, most feeling height of nobleness; he wanted
now to crown it as the <hi>Muse of Drama</hi> herself, and by her
strenuous hand to chase away the whole ribald pack of profaners of
the stage. As in the "Freischütz" he had led each lyric fibre of
the opera-poem into this Melody, so now he wished to shower down
the Drama from the beams of his melodic planet. One might almost
say that the melody for his "Euryanthe" was ready before a line of
its poem; to provide the latter, he only
<pb id="pag84" n="84"/>
wanted someone who should take his melody
completely into ear and heart, and merely poetise upon it. Since
this was not practicable, however, he and his poetess fell into a
fretful theoretic quarrel, in which a clear agreement was possible
from neither the one side nor the other,—so that in this case
of all others, when calmly tested, we may plainly see into what
painful insecurity men of Weber's gifts and artistic love of truth
may be misled, by holding fast to a fundamental artistic error.</p>

<p>After all was done, the Impossible was bound to
stay impossible for Weber too. Spite all his suggestions and
instructions to the Poet, he could not procure a dramatic
groundwork which he might entirely dissolve into his Melody;
because he wished to call into being a genuine drama, and not
merely a play filled out with lyric moments, where—as in "Der
Freischütz"—he would need to employ his music for nothing
but those lyric moments. In the text of "Euryanthe," besides the
dramatic-lyric elements,—for which, as I have expressed
myself; the melody was ready in advance,—there was still so
much of additional matter quite foreign to Absolute Music, that
Weber was unable to get command of it by his Melody proper. If this
text had been the work of a veritable poet, who should only have
called upon the musician for aid, in the same manner as the
musician had now called upon the poet: then this musician, in his
affection for the proffered drama, would never have had a moment's
hesitancy. Where he recognised no fitting Stuff to feed or
vindicate his broader musical expression, he would only have
deployed his lesser powers, to wit of furnishing an accompaniment
subordinate but ever helpful to the whole; and only where the
fullest musical expression was necessarily conditioned by the
Stuff itself, would he have entered with his fullest powers. The
text of "Euryanthe," however, had sprung from the converse
relationship between poet and musician, and wherever the
Composer—the virtual author of that opera—should by
rights have stood aside or withdrawn into the background, there he
<pb id="pag85" n="85"/>
now could only see a doubled task, namely that
of imprinting on a musically quite sterile stuff a stamp which
should be musical throughout. In this Weber could have succeeded
only if he had turned to music's frivolous line; if, looking quite
aside from truth, he had given rein to the epicurean element, and
set death and the devil to amusing melodies <hi>à la</hi>
Rossini But this was the very thing against which Weber lodged his
strongest artistic protest: <hi>his</hi> melody should be everywhere
<hi>characteristic</hi>, i.e. true and answering to each emotion of
his subject. Thus he was forced to betake himself to some other
expedient.</p>

<p>Wherever his broad-breathed melody—mostly
ready in advance, and spread above the text like a glittering
garment—would have done that text too manifest a violence,
there Weber broke this melody itself in pieces. He then took up the
separate portions of his melodic building, and, always according to
the declamatory requirements of the words, re-joined them together
into a skilful mosaic; which latter he coated with a film of fine
melodic varnish, in order thus to preserve for the whole
construction an outward show of Absolute Melody, detachable as much
as possible from the text-words. The desired illusion, however, he
did not succeed in effecting.</p>

<p>Not only Rossini, but Weber himself had made
Absolute Melody so decidedly the main content of Opera, that,
wrested from its dramatic framework and even stripped of its
text-words, it had passed over to the Public <hi>in its barest
nakedness</hi>. A melody must be able to be fiddled and blown, or
hammered-out upon the pianoforte, <hi>without</hi> thereby losing the
smallest particle of its individual essence, if it was ever to
become a real melody for the public. To Weber's operas, too, the
public merely went to hear as many of such melodies as possible,
and the musician was terribly mistaken when he flattered himself
that he would see that lacquered declamatory mosaic accepted as
Melody by this public: for, to tell the truth, that was what the
composer 'really made for. Though in
<pb id="pag86" n="86"/>
the eyes of Weber himself that mosaic could only
be justified by the words of the text, yet on the one side the
public was entirely indifferent—and that with perfect
justice—to those words; while on the other side it
transpired that this text itself had not been quite suitably reproduced
in the music. For it was just this immature half-melody that turned
the attention of the hearer away from the words, and made him look
out anxiously for the formation of a whole melody that never came
to light,—so that any longing for the presentment of a poetic
thought was throttled in advance, while the enjoyment of a melody
was all the more painfully curtailed as the longing for it was
roused indeed, but never satisfied. Beyond the passages in
"Euryanthe" where the composer's artistic judgment could hold his
own broad natural melody completely justified, we see in that work
his higher artistic efforts only crowned with true and beautiful
success where, for love of truth, he quite renounces
Absolute-melody, and—as in the opening scene of the first
act—gives the noblest, most faithful musical expression to
the emotional dramatic declamation (<hi>Rede</hi>) as such; where he
therefore sets the aim of his own artistic labours no longer in the
music but in the poem, and merely employs his music for the
furthering of that aim: which, again, could be attained by nothing but
Music with such fulness and so convincing truth.</p>

<p>Criticism has never dealt with "Euryanthe" in
the measure that its uncommonly instructive Content deserves. The
Public gave an undecided voice, half stirred, half chagrined.
Criticism, which at bottom always waits upon the public voice, in
order—according to its own intention of the
moment—either from that and the outward success to take its
cue, or else to doggedly oppose it: this Criticism has never been
able to take proper stock of the utterly contradictory elements
that cross each other in this work, to sift them carefully, and
from the composer's endeavour to unite them into one harmonious
whole to find a warrant for its ill-success. Yet never, so long as
Opera has existed,
<pb id="pag87" n="87"/>
has there been composed a work in which the
inner contradictions of the whole genre have been more
consistently worked out, more openly exhibited, by a gifted,
deeply-feeling and truth-loving composer, for all his high
endeavour to attain the best. These contradictions are: <hi>absolute,
self-sufficing melody, and—unflinchingly true dramatic
expression</hi>. Here one or the other must necessarily be
sacrificed,—either Melody or Drama. Rossini sacrificed the
Drama; the noble Weber wished to reinstate it by force of his more
judicious (<hi>sinnigeren</hi>) melody. He had to learn that this was
an impossibility. Weary and exhausted by the troubles of his
"Euryanthe," he sank back upon the yielding pillow of an oriental
fairy-dream; through the wonder-horn of Oberon he breathed away his
last life's-breath.</p>

<milestone unit="section" rend="hr"/>

<p>What this noble, lovable Weber, aglow with a
pious faith in the omnipotence of his pure Melody, vouchsafed him
by the fairest spirit of the Folk,—what <hi>he</hi> had striven
for in vain, was undertaken by a friend of Weber's youth, by
<hi>Jacob Meyerbeer</hi>; but from the standpoint of Rossinian
melody.</p>

<p>Meyerbeer passed through all the phases of this
Melody's development; not from an abstract distance, but in a very
concrete nearness, always on the spot. As a Jew, he owned no
mother-tongue, no speech inextricably entwined among the sinews of
his inmost being: he spoke with precisely the same interest in any
modern tongue you chose, and set it to music with no further
sympathy for its idiosyncrasies than just the question as to how
far it shewed a readiness to become a pliant servitor to Absolute
Music. This attribute of Meyerbeer's has given occasion to a
comparison of him with <hi>Gluck</hi>; for the latter, too, although
a German, wrote operas to French and Italian texts. As a fact,
Gluck did not create his music from the instinct of Speech (which
in such a case must always be the <hi>mother</hi>-speech):
what he, as Musician, was concerned with in his attitude
<pb id="pag88" n="88"/>
toward Speech (<hi>die Sprache</hi>), was its
Rhetoric (<hi>die Rede</hi>), that utterance of the speech-organism
which merely floats upon the surface of this myriad of organs. Not
from the generative force of these organs, did his productive
powers mount through the Rhetoric into the Musical-expression; but
from the sloughed-off Musical-expression he harked back to the
Rhetoric, merely so as to give that baseless Expression some ground
of vindication. Thus every tongue might well come equally to Gluck,
since he was only busied with his rhetoric: if Music, in this
transcendental line, had been able to pierce through the Rhetoric into
the very organism of Speech, it must then have surely had to
entirely transform itself.—In. order not to interrupt the
course of my argument, I must reserve this extremely weighty topic
for thorough investigation in a more appropriate place; for the
present I content myself with commending to notice, that
<hi>Gluck's</hi> concern was with an animated Rhetoric in
general—no matter in what tongue,
—since in that alone did he find a
vindication for his melody; whereas since Rossini this Rhetoric has
been completely swallowed up in Absolute-melody, leaving only its
materialest of frameworks, its vowels and its consonants, as a
scaffolding for musical tone.</p>

<p><hi>Meyerbeer</hi>, through his indifference to
the spirit of any tongue, and his hence-gained power to make with
little pains its outer side his own (a faculty our modern
education has brought within the reach of all the well-to-do), was quite
cut out for dealing with Absolute Music divorced from any lingual
ties. Moreover, he thus was able to witness on the spot the
salient features in the aforesaid march of Opera-music's evolution:
everywhere and everywhen he followed on its footsteps. Above all is
it noteworthy that he merely <hi>followed</hi> on this march, and
never kept <hi>abreast</hi> of; to say nothing of outstripping it. He
was like the starling who follows the ploughshare down the field,
and merrily picks up the earthworm just uncovered in the furrow.
Not <hi>one</hi> departure is his own, but each he has eavesdropped
from his forerunner, exploiting it with monstrous
<pb id="pag89" n="89"/>
ostentation; and so swiftly that the man
in front has scarcely spoken a word, than <hi>he</hi> has bawled out
the entire phrase, quite unconcerned as to whether he has caught
the meaning of that word; whence it has generally arisen, that he
has actually said something slightly different from what the man in
front intended. But the noise of the Meyerbeerian phrase was so
deafening, that the man in front could no longer arrive at bringing
out his own real meaning: willy-nilly, if only to get a word in
edgeways, he was forced at last to chime into that phrase.</p>

<p>In Germany alone was Meyerbeer unsuccessful, in
his search for a new-fledged phrase to anyhow fit the word of
Weber: what Weber uttered from the fill of his melodic life, could
not be echoed in the lessoned, arid formalism of Meyerbeer. At
last, disgusted with the fruitless toil, he betrayed his friend by
listening to Rossini's siren strains, and departed for the land
where grew those raisins (<hi>Rosinen</hi>). Thus he became the
weathercock of European opera-music, the vane that always veers at
first uncertain with the shift of wind, and only comes to a
standstill when the wind itself has settled on its quarter. Thus
Meyerbeer in Italy composed operas <hi>à la</hi> Rossini,
precisely till the larger wind of Paris commenced to chop, and
Auber and Rossini with their "<hi>Stumme</hi>" and their
"<hi>Tell</hi>" blew the new gale into a storm! With one bound, was
Meyerbeer in Paris! There he found, however, in the
<hi>Frenchified</hi> Weber (need I recall "<hi>Robin des bois</hi>"?)
and the <hi>be-Berliozed</hi> Beethoven, certain moments to which
neither Auber nor Rossini had paid attention, as lying too far out
of their way, but which Meyerbeer in virtue of his cosmopolitan
capacity knew very well to valuate. He summed up all his
overhearings in one monstrous hybrid phrase, whose strident outcry
put Rossini and Auber to sudden silence:
"Robert," the grim "Devil," set his clutches on them all.</p>

<p>In the survey of our operatic history, there is
something most painful about being <hi>only able to speak good of
the dead</hi>, and being forced to pursue the living with
remorseless bitterness!—But if we want to be candid, since
we <hi>must</hi>,
<pb id="pag90" n="90"/>
we have to recognise that the departed masters
of this art deserve alone the martyr's crown; if <hi>they</hi> were
victims to an illusion, yet that illusion shewed in them so high
and beautiful, and they themselves believed so earnestly its sacred
truth, that they offered up their whole artistic lives in
sorrowful, yet joyful sacrifice thereto. No living and still active
Tone-setter any longer strives from inner stress for such a
martyrdom; the illusion now is laid so bare, that no more can
anyone repose implicit trust in it. Bereft of faith, nay, robbed of
joy, operatic art has fallen, at the hand of its modern masters, to
a mere commercial article. Even the Rossinian wanton smile is now
no more to be perceived; all round us nothing but the yawn of
ennui, or the grin of madness! Almost we feel most drawn towards
the aspect of the <hi>madness</hi> (Wahnsinn); in it we find the last
remaining breath of that <hi>illusion</hi> (Wahn) from which there
blossomed once such noble sacrifice. The juggling side of the
odious exploitation of our modern opera-affairs we will therefore
here forget, now that we must call before us the work of the last
surviving and still active hero of operatic composition: that
aspect could only fill us with indignation, whereby we might
perhaps be betrayed into inhuman harshness towards a personage, did
we lay on it alone the burden of the foul corruption of those
affairs which surely hold this personage the more a captive as to
us it seems set upon their dizziest peak, adorned with crown and
sceptre. Do we not know that Kings and Princes, precisely in their
most arbitrary dealings, are now the greatest slaves of all?
—No, in this king of operatic music let us
only look upon the traits of Madness, by which he appears to us an
object of regret and warning, not of scorn! For the sake of
everlasting Art, we must learn to read the symptoms of this madness;
because by its contortions shall we plainest recognise <hi>the
illusion</hi> that gave birth to an artistic genre, as to whose
erroneous basis we must thoroughly clear up our minds before ever
we can gain the healthy, youthful courage to set rejuvenating hands
to Art itself.</p>

<p>To this inquiry we may now press on with rapid step, as
<pb id="pag91" n="91"/>
we have already shewn the essence of that
Madness, and have only to observe a few of its most salient
features in order to be quite sure about it.</p>

<milestone unit="section" rend="hr"/>

<p>We have seen the frivolous
Opera-melody—i.e. that robbed of any real connexion with the
poem's text—grow big with taking up the tune of
National-song, and seen it swell into the pretence of Historic
Characteristique. We have further noticed how, with an
ever-dwindling individualisation of the chief rôles in the
musical drama, the character of the Action was more and more
allotted to the—"emancipated"—masses, from whom
this Character was then to fall as a mere reflex on the main
transactors. We have remarked that only by an Historic costume
could the surrounding Mass be stamped with any distinctive, at all
cognisable character; and have seen the Composer, so as to maintain
his supremacy against the Scene-painter and Stage-tailor—to
whom had virtually fallen the merit of establishing the historic
Characteristique,—compelled to outdo them by the most
unwonted application of his purely-musical nostrums. Finally, we
have seen how the most desperate departure in Instrumental-music
brought the composer an extraordinary sort of mosaique-melody,
whose waywardest of combinations offered the means of appearing
strange and outlandish, whenever he had a fancy that way,—and
how, by a miraculous employment of the Orchestra, calculated solely
for material surprise, he believed he could imprint on such a
method the stamp of a quite special Characteristique.</p>

<p>Now we must not leave out of sight that, after
all, this whole conjuncture could never have arisen without the
Poet's confederacy; wherefore we will turn, for a moment, to an
examination of the modernest relationship of the Musician to the
Poet.</p>

<p>Through Rossini the new operatic tendency started decidedly
from Italy: <hi>there</hi> the Poet had degenerated into
<pb id="pag92" n="92"/>
an utter nonentity. But with the transshipment of Rossini's
tendency to Paris, the position of the Poet also altered. We have
already denoted the peculiarities of French Opera, and found that
its kernel was the entertaining conversation (<hi>der unterhaltende
Wortsinn</hi>) of the Couplet. In French Comic-opera the Poet had
erstwhile relinquished to the Composer but a limited field, which
he was to cultivate for himself while the poet abode in undisputed
possession of the ground-estate. Now although, in the nature of
the thing, that musical terrain had gradually so encroached upon
the rest that it took up in time the whole estate, yet the Poet
still held the title-deeds, and the Musician remained a mere
feoffee, who certainly regarded the entire fief as his hereditary
property, but notwithstanding—as in the whilom Romo-German
Empire—owed allegiance to the Emperor as his feudal lord. The
Poet enfeoffed, and the Musician enjoyed. In this situation alone,
have there ever come to light the healthiest of Opera's progeny,
when viewed as a Dramatic genre. The Poet honestly bestirred
himself to invent characters and situations, to provide an
entertaining and enthralling piece, which only in its final
elaboration did he trim for the Musician and the latter's Forms; so
that the actual weakness of these French opera-poems lay more in
the fact that, by their very Content, they mostly called for no
music at all, than in that they were swamped by Music in advance.
On the stage of the <hi>Opéra Comique</hi> this entertaining,
often delightfully witty genre was in its native element; and in it
the best work was always done when the music could enter with
unforced naturalness into the poetry.</p>

<p>This genre was now translated by Scribe and
Auber into the pompous phraseology of so-called "Grand Opera." In
the "<hi>Muette de Portici</hi>" we still can plainly recognise a
well-planned theatric piece, in which the dramatic interest is
nowhere as yet subordinated with manifest intention to a purely
musical one: only, in this poem the dramatic-action is already
essentially transferred to the operations of the surrounding Mass,
so that the main transactors behave more as talking representatives
of the mass, than as real
<pb id="pag93" n="93"/>
Persons who act from individual necessity. So
shack already, arrived before the imposing chaos of Grand Opera,
did the Poet hold the reins of the opera carriage; those reins he
was soon to drop upon the horses' backs! But whereas in the
"Muette," and in "Tell," the Poet still kept the reins within his
hand, since it occurred to neither Auber nor Rossini to do anything
else but just take their musical ease and melodious comfort in the
stately opera-coach—unworried as to how and whither the
well-drilled coachman steered its wheels,—now Meyerbeer, to
whom that rank melodic ease did not come so in the grain, felt
impelled to seize the coachman's reins, and by the zig-zag of his
<hi>route</hi> arouse the needful notice, which he could not succeed
in attracting to himself so long as he quietly sat in the coach,
with no other company than his own musical personality.—</p>

<p>Merely in scattered anecdotes has it come to our ears,
what painful torments Meyerbeer inflicted on his
poet, Scribe, during the sketching of his opera-subjects. But if we
paid no heed to any of these anecdotes, and knew absolutely nothing
of the mysteries of those opera-confabulations between Scribe and
Meyerbeer, we should still see clearly by the resultant poems
themselves what a pothersome, bewildering incubus must have weighed
on the else so rapid, so easy-working and quick-witted Scribe, when
he had to cobble up those bombastical, rococo texts for Meyerbeer.
While Scribe continued to write fluent, often interestingly planned
dramatic poems for other composers; texts in any case worked out
with considerable natural skill, and at least based always on a
definite plot, with easily intelligible situations to suit that
plot,—yet this uncommonly expert poet turned out for
Meyerbeer the veriest fustian, the lamest galimathias; actions
without a plot, situations of the most insane confusion, characters
of the most ridiculous buffoonery. This could never have come about
by natural means: so easily does no sober judgment, like that of
Scribe, submit to the experiments of craziness. Scribe must first
have had his brain unhinged for him,
<pb id="pag94" n="94"/>
before he conjured up a" Robert the Devil"; he
must have first been robbed of all sound sense for dramatic-action,
before he lent himself in the "Huguenots" to the mere compilation
of scene-shifters' nuances and contrasts; he must have been
violently initiated into the mysteries of Historical hanky-panky,
before he consented to paint a "Prophet" of the sharpers.—</p>

<p>We here perceive a determinant influence of the Composer on the Poet,
akin to that which Weber exerted on the poetess of "Euryanthe": but
from what diametrically opposite motives! Weber wanted a Drama that
could pass with all its members, with every scenic nuance, into his
noble, soulful Melody:—Meyerbeer, on the contrary, wanted a
monstrous piebald, historico-romantic, diabolico-religious,
fanatico-libidinous, sacro-frivolous, mysterio-criminal,
autolyco-sentimental dramatic hotch-potch, therein to find
material for a curious chimeric music,—a want which, owing to
the indomitable buckram of his musical temperament, could never be
quite suitably supplied. He felt that, with all his garnered store
of musical effects, there was still a something wanting, a
something hitherto non-existent, but which he could bring to
bearing were he only to collect the whole thing from every farthest
cranny, heap it together in one mass of crude confusion, dose it
well with stage gunpowder and lycopodium, and spring it crashing
through the air. What he wanted therefore from his librettist,
was, so to speak, an inscenation of the Berliozian Orchestra;
only—mark this well!—with the most humiliating
degradation of it to the sickly basis of Rossini's vocal trills
and <hi>fermate</hi>—for sake of "dramatic" Opera. To bring the
whole stock of elements of musical effect into some sort of
harmonious concord through the Drama, would have necessarily
appeared to him a sorry way of setting about his business; for
Meyerbeer was no idealistic dreamer, but, with a keen practical eye
to the modern opera-public, he saw that by a harmonious concord he
would have gained no one to his side, whereas by a rambling
hotch-potch he must certainly catch the moods
<pb id="pag95" n="95"/>
of all, i.e. of each man in his line. So that
nothing was more important for him, than a maze of mad
cross-purposes, and the merry Scribe must sweat blood to concoct a
dramatic medley to his taste. In cold-blooded care the musician
stood before it, calmly meditating as to which piece of the
monstrosity he could fit out with some particular tatter from his
musical store-room, so strikingly and cryingly that it should
appear quite out-of-the-ordinary, and
therefore—"characteristic."</p>

<p>Thus, in the eyes of our art-Criticism, he
developed the powers of Music into <hi>historical
Characteristique</hi>, and brought matters so far that he was told,
as the most delicate compliment, that the texts of his operas were
terribly poor stuff <hi>but what wonders his music knew how to make
out of this wretched rubbish</hi>!—So the utmost triumph of
Music was reached: the Composer had razed the Poet to the ground,
and upon the ruins of operatic- poetry the <hi>Musician</hi> was
crowned the only <hi>authentic poet</hi>!—</p>

<milestone unit="section" rend="hr"/>

<p>The secret of Meyerbeer's operatic music is—<hi>Effect</hi>.
If we wish to gain a notion of what we are to
understand by this "Effect" ("<hi>Effekt</hi>"), it is
important to observe that in this connection we do not as a rule
employ the more homely word" <hi>Wirkung"</hi> [lit. "a working"].
Our natural feeling can only conceive of "<hi>Wirkung</hi>" as bound
up with an antecedent <hi>cause</hi>: but here, where we are
instinctively in doubt as to whether such a correlation subsists,
or are even as good as told that it does not subsist at all, we
look perplexedly around us for a word to anyhow denote the
impression which we think we have received from, e.g., the
music-pieces of Meyerbeer; and so we fall upon a foreign word, not
directly appealing to our natural feeling, such as just this word
"Effect." If, then, we wish to define what we understand by this
word, we may translate "Effect" by "a Working, without a cause"
("<hi>Wirkung ohne Ursache</hi>").</p>

<pb id="pag96" n="96"/>

<p>As a fact, the Meyerbeerian music produces, on
those who are able to edify themselves thereby, a
Working-without-a-cause. This miracle was only possible to the extremest
music, i.e. to an expressional power which—in Opera—had
from the first sought to make itself more and more independent of
anything worth expressing, and had finally proclaimed its
attainment of complete independence by reducing to a moral and
artistic nullity the Object of expression, which alone should have
given to this Expression its being, warranty and measure; by
reducing it to such a degree that this <hi>object</hi> now could only
gain its being, warranty and measure from a mere act of grace on
the part of Music,—an act which had thus itself become devoid
of any real expression. This act of grace, however, could only be
made possible in conjunction with other coefficients of
absolute-Working. In the extremest Instrumental-music appeal had
been made to the vindicating force of Phantasy, to which a
programme, or mayhap a mere title, had given an extramusical
leverage: in Opera this leverage was to be materialised, i.e. the
imagination was to be absolved from any painful toil. What had
there been programmatically adduced from moments of the phenomenal
life of Man or Nature, was here to be presented in the most
material reality, so as to produce a fantastic Working without the
smallest fellow-working of the Phantasy. This material leverage the
Composer borrowed from the scenic apparatus, inasmuch as he took
also purely for their own sake the workings it was able to produce,
i.e. absolved them from the only object that, lying beyond the
realm of Mechanism and on the soil of life-portraying Poetry,
could have given them conditionment and vindication.—Let us
explain our meaning clearly by one example, which will at the same
time characterise the most exhaustively the whole of Meyerbeerian
art.</p>

<p>Let us suppose that a poet has been inspired
with the idea of a hero, a champion of light and freedom, in whose
breast there flames an all-consuming love for his downtrod
brother-men, afflicted in their holiest rights. The poet
<pb id="pag97" n="97"/>
wishes to depict this hero at the zenith of his
career, in the full radiance of his deeds of glory, and chooses for
his picture the following supreme moment. With thousands of the
Folk—who have left house and home, left wife and children, to
follow his inspiring call, to conquer or to die in fight against
their powerful oppressors—the hero has arrived before a
fortressed city, which must be stormed by his unpractised mob, if
the work of freedom is to come to a victorious issue. Through
earlier hardships and mishaps, disheartenment has spread apace;
evil passions, discord and confusion are raging in his hosts: all
is lost, if all shall not be won to-day. This is a plight in which
heroes wax to their fullest grandeur. In the solitude of the night
just past the hero has taken counsel of the god within him, of the
spirit of the purest love for fellow-men, and with its breath has
sanctified himself; and now the poet takes him in the grey of dawn,
and leads him forth among those hosts, who are already wavering as
to whether they should prove coward beasts or godlike heroes. At
his mighty voice, the Folk assemble. That voice drives home into
the inmost marrow of these men, who now alike grow conscious of the
god within them: they feel their hearts uplifted and ennobled,
and their inspiration in its turn uplifts the hero to still loftier
heights; from inspiration he presses on to deed. He seizes the
standard and waves it high towards those fearful walls, the
embattled city of the foe, who, so long as they lie secure behind
their trenches, make impossible a better future for mankind. "On,
then, comrades! To die or conquer! This city <hi>must</hi> be
ours!"—The poet now has reached his utmost confines: upon the
boards he wills to show the one instant when this high-strung mood
steps suddenly before us with all the plainness of a great reality;
the scene must now become for us the stage of all the world; Nature
must now declare herself a sharer in this exaltation; no longer can
she stay a chilling, chance bystander. Lo! sacred Want compels the
poet:—he parts the cloudy curtains of the morn, and at his
word the
<pb id="pag98" n="98"/>
streaming sun mounts high above the city, that
city henceforth hallowed to the victory of the inspired.</p>

<p>Here is the flower of all-puissant Art, and this
wonder blossoms only from the art of Drama.</p>

<p>Only, the opera-composer has no longing for
wonders such as blossom merely from the dramatic-poet's inspiration
and may be effectuated by a picture taken lovingly from Life
itself: he wishes for the <hi>effect</hi> but not the <hi>cause,</hi>
since the latter lies outside his sway. In a leading scene of
Meyerbeer's "Prophète," where the <hi>externals</hi> resemble
those just described, we obtain for the ear the purely physical
effect of a hymn-like melody, listened from the Folk-song and
swelled into a sound like thunder: for the eye, that of a sunrise
in which there is positively nothing for us to see but a
master-stroke of Mechanism. The Object that should be fired by that
melody, should be shone on by this sun, <hi>the inspired hero</hi>
who from very ecstasy must pour his soul into that melody, who at
the stressful climax of Necessity called forth the dawning of this
sun,—the warranty, the kernel of the whole luxuriant dramatic
fruit,—is <hi>absolutely not to hand</hi>.
<note id="rn019" corresp="n019" place="unspecified" anchored="yes"/>
In his place there
functions a characteristically-costumed tenor, whom Meyerbeer has
commissioned through his private-secretary poet, Scribe, to sing as
charmingly as possible and at the same time behave a wee bit
communistically, in order that the gentry might have an extra dash
of piquancy to think
<pb id="pag99" n="99"/>
into the thing. The hero of whom we spoke
before, is some poor devil who out of sheer weakness has taken on
the rôle of trickster, and finally bewails in the most
pitiful fashion—by no means any error, any fanatical
hallucination, which might at a pinch have called for a sun to
shine on it,—but solely his weakness and mendacity.</p>

<milestone unit="section"/>

<p>What considerations may have joined forces to
call into the world such an unworthy object under the title of a
"Prophet," we will here leave unexplored; let it suffice us to
observe the resultant, which is instructive enough in all
conscience. First, we see in this example the complete moral and
artistic dishonourment of the Poet, in whose work even those who
are most favourably disposed to the Composer can find no single
hair's-breadth of merit: so!— the poetic aim is no longer to
attract us in the slightest; on the contrary, it is to revolt us.
The Performer is now to interest us as nothing but a costumed
Singer; in the above-named scene, he can only do this by his
singing of that aforesaid melody, which makes its effect entirely
for itself—as Melody. Wherefore the sun is likewise to work
entirely for itself, namely as a successful theatrical copy of the
authentic sun: so that the ground of its 'working' comes not at all
into the province of Drama, but into that of sheer
Mechanics,—the only thing left for us to think about when it
puts in its appearance; for how alarmed the composer would be, if
one chose to take this appearance as an intentional transfiguration
of the hero, in his capacity of champion of mankind! No, no: for
him and his public, everything must be done to turn such thoughts
away, and guide attention solely to that master-stroke of
mechanism. And thus in this unique scene, so heaped with honours by
the public, the whole of Art is resolved into its mechanical
integers: the externals of Art are turned into its essence; and
this essence we find to be—<hi>Effect</hi>, the absolute
Effect, i.e. the stimulus of an artificial love-titillation,
without the potence of an actual taste of Love.</p>

<milestone unit="section" rend="hr"/>

<pb id="pag100" n="100"/>

<p>I have not taken upon myself to offer a
criticism of Meyerbeer's operas, but merely to shew by them the
essence of our modernest Opera, in its hang with the whole class in
general. Though the nature of my subject has often compelled me to
give my exposition the character of a historic survey, yet I have
had to resist the being led aside into historic detail-writing. If
I had to characterise in particular the calling and talent
of Meyerbeer for dramatic composition, I should have for very sake
of truth, which I here am labouring to bare completely, to lay the
strongest stress upon one remarkable phenomenon in his
works.—In Meyerbeer's music there is shewn so appalling an
emptiness, shallowness and artistic nothingness, that—
especially when compared with by far the larger number of his
musical contemporaries—we are tempted to set down his
specific musical capacity at zero. However, it is not that despite
all this he has reaped such great successes with the European
opera-public, which should fill us with wonderment; for this
miracle is easily explained by a glance at that Public
itself:—no, it is a purely artistic observation, which here
should rivet and instruct us. We observe, namely, that for all the
renowned composer's manifest inability to give by his unaided
musical powers the slightest sign of artistic life, nevertheless in
certain passages of his operatic music he lifts himself to the
height of the most thoroughly indisputable, the very greatest
artistic power. These passages are products of a genuine
inspiration, and if we look a little closer we shall also see
whence this inspiration derived its stimulus—namely, from
the Poetic situation. Where the poet forgot his hampering regard
for the musician, where amid his work of dramatic compilation he
stumbled on a moment in which the free, the freshening breath of
human Life might come and go,—there he suddenly transmits
this breath alike to the musician, as a gust of Inspiration; and
now the composer, who had exhausted all the resources of his
musical ancestry without being able to strike one solitary spark of
real Invention, is at a blow empowered to find the richest,
noblest, most
<pb id="pag101" n="101"/>
heart-searching musical Expression. I here would
chiefly call, to mind certain features in the well-known plaintive
love-scene of the Fourth Act of the "Huguenots," and above all the
invention of that wondrous moving melody in G-flat major, by side
of which—sprung as it is, like a fragrant flower, from a
situation which stirs each fibre of the human heart to blissful
pain—there is very little else, and certainly none but the
most perfect of Music's works, that can be set. This I signalise
with the sincerest joy and frank enthusiasm, because precisely in
this phenomenon is the real essence of Art presented in so clear
and irrefutable a fashion, that we can but see with rapture how
the faculty for genuine art-creation must come to even the most
corrupted music-maker, so soon as he treads the soil of a Necessity
stronger than his self-seeking Caprice; of a necessity which
suddenly guides his erring footsteps, to his own salvation, into
the paths of sterling Art</p>

<milestone unit="section"/>

<p>But, that here we can only mention separate
features, and not one whole great track—not e.g. the entire
love-scene to which I have referred, but only scattered moments in
it,—this compels us to above all ponder well
the gruesome nature of that Madness, which nips in the folded bud
the musician's noblest faculties, and stamps upon his muse the
sickly smile of odious complaisance, or else the ghastly grin of
crazy tyranny. This madness is the musician's passion to supply for
himself, and by his own powers, what he does not in himself and of
his powers possess, and in whose joint establishment he can only
<hi>take a share</hi> when it is brought him by the individual powers
of another. Through this unnatural eagerness of the Musician to
satisfy his vanity, namely to exhibit his possessions
(<hi>Vermögen</hi>) in the dazzling light of a measureless
capacity, he has reduced these possessions-ample enough, in all
truth—to that beggarly array in which the Meyerbeerian
opera-music now appears. In her self-seeking endeavour to force her
narrow forms upon the Drama as of sole validity, this Opera-music
has exposed their wretched stiffness and unyieldingness, till
<pb id="pag102" n="102"/>
they have grown past any bearing with. In her
mania for seeming rich and many-sided, she has sunk, as a musical
art, to the utmost spiritual penury, been driven to borrowing from
the most material Mechanism. In her egoistic feint of affording an
exhaustive dramatic Characteristique by sheerly musical means, she
has ended by losing all power of natural Expression, and won
instead the doubtful honours of a contortionist and
mountebank.—</p>

<p>As I said at the beginning, that the <hi>error</hi> in the Operatic
art-genre consisted in "that a Means of
expression (Music) had been made the end, while the End of
expression (the Drama) had been made a means,"—so the heart
of the <hi>illusion</hi>, and finally of that <hi>madness</hi> which
has exposed the Operatic art-genre in its rankest un-naturalness to
the ridicule of all, we must thus denote:</p>

<quote><hi rend="b">that this means of Expression wanted of itself
to prescribe the aim of Drama</hi>.</quote>
</div> 

<div type="chapter" n="7" org="uniform" sample="complete" part="N">
<pb id="pag103" n="103"/>
<head>VII.</head>

<p><hi rend="up">We</hi> have reached the end;—for we
have followed Music's powers in Opera to the proclamation of her
utter impotence.</p>

<p>When to-day we talk of Opera-music, in any stricter sense,
we speak no longer of an Art, but of a mere article of Fashion. Only the
Critic, who feels no stir of artistic necessity within him, can
still expound his hopes or fears about the future of Opera. The
Artist—provided he does not degrade himself into a
speculator on the Public—shews by the very fact of his seeking for
outlets aside from Opera, and particularly his soliciting the
energetic participation of the Poet, that he takes the Opera itself
for dead already.</p>

<p>But here, in this to-be-solicited
<hi>participation of the Poet</hi>, do we touch the point as to which
we must reach a conscious clearness, bright as day, if we want to
grasp and set fast in its genuine, its healthy naturalness the
relation between Musician and Poet This relation must be one
completely opposite to that wonted heretofore, so entirely changed
that, for his own welfare, the Musician will only settle down to it
when he dismisses every memory of the old unnatural union, whose
last-remaining bond could but draw him back into the old unfruitful
madness.</p>

<p>In order to get the clearest notion of this sane and only salutary
relation that is to come, we must once more denote <hi>the nature of
our present music</hi>, in brief but definite terms.—</p>

<milestone unit="section" rend="hr"/>

<p>We shall quickest reach a lucid survey, if we tersely sum
up Music's nature in the concept, <hi>Melody</hi>.</p>

<p>As the inner is both ground and conditionment of the outer,
but in the outer comes the inner first to plain and</p>
<pb id="pag104" n="104"/>
<p>definite show, so are <hi>Harmony</hi> and <hi>Rhythm</hi> indeed the
shaping organs, but <hi>Melody</hi> the first real Shape of music.
Harmony and Rhythm are the blood, flesh, nerves and bones, with all
the entrails, and like these, when we look upon the finished,
living man, stay closed against the gazing eye; Melody, on the
other hand, is this finished Man himself, just how he shews his
body to our eye. In gazing on this man we view alone the supple
shape, as expressed in the form-giving demarcations of the outward
skin; we linger on the most expressive aspect of this shape, in the
features of his face; and finally we pause before the eye, the most
life-full and communicative utterance of the whole man: who
through this organ—which, in its turn, obtains its
power-of-imparting solely from its quite universal faculty for
taking up the utterances of the surrounding world—at once
reveals the most convincingly his inner soul. So is Melody the most
perfect expression of the inner being of Music, and every true
melody, conditioned by this inmost being, speaks also through that
eye to us; that eye which most expressively imparts to us this
Inmost, but always so that we see alone the flashing of the pupil,
and not the inner, in itself still formless organism in all its
nakedness.</p>
 

<p>When the <hi>Folk</hi> invented melodies, it
proceeded like the natural bodily-man, who, by the instinctive
exercise of sexual functions, begets and brings forth Man; this
finished Man, arrived at light of day, reveals himself at once by
his outer stature: not first, forsooth, by his hidden inner
organism. <hi>Greek Art</hi> still apprehended this Man by his outer
stature alone, and strove to mould his faithful, lifelike
counterfeit—at last in bronze and marble.
<hi>Christianity</hi>, on the contrary, proceeded anatomically:
it wanted to find man's <hi>soul</hi>; it opened
and cut up his body, and bared all that formless inner organism at
which our gaze rebelled, because it neither is nor should be set
there for the eye.
<note id="rn020" corresp="n020" place="unspecified" anchored="yes"/>
In searching for the soul, however,
<pb id="pag105" n="105"/>
we had slain the body; in hunting for the
source of Life we had destroyed its utterance, and thus arrived at
nothing but dead entrails, which only in completely unbroken
faculty of utterance could be at all conditionments of Life. But
the searched-for <hi>soul</hi>, in truth, is nothing other than
<hi>the life</hi>: wherefore what remained over, for Christian
anatomy to look upon, was only—<hi>Death</hi>.</p>

<p>Christianity had choked the organic impulse of
the Folk's artistic life, its natural force of procreation: it had
hacked into its flesh, and with dualistic scissors had played havoc
with even its artistic organism. Community, in which alone the
Folk's artistic force of procreation can mount to the full power of
perfect art-creation, belonged to Catholicism: only in solitude,
where fractions of the Folk—far distant from the highways of
associate life—found themselves alone with Nature and each
other, was there preserved in its childlike simpleness and
straitened indigence the <hi>Folkslied</hi>, so indivorcibly ingrown
with Poetry.</p>

<p>If for the moment we turn aside from this, we
see Music taking in the realm of cultured-art an amazing new
development: from its anatomically disjoined, its inwardly
slaughtered organism, we see it making for a new life-evolution by
piecing together its severed organs and allowing them to freshly
coalesce.—In the Christian Church-song Harmony had
independently matured itself. Its natural life-need now drove it of
necessity to utterance as Melody; for that utterance, however, it
could not dispense with the hold on form and movement given by the
organ of Rhythm; and this it took, as an arbitrary, more fancied
than actual standard, from Dance. The new union could only be an
artificial one. Just as Poetry had been constructed by the rules
which Aristotle had abstracted from the tragic poets, so must Music
be dressed by scientific canons and assumptions. This was at the
time when <hi>men,</hi> in sooth, were to be made by scholarly
recipes, and from chemical decoctions. Such a Man did bookish music
endeavour to construct: <hi>Mechanism</hi> was to set up
<hi>Organism</hi>, or else replace it.
<pb id="pag106" n="106"/>
But, in truth, the restless mainspring of this
mechanical inventiveness drove ever toward the genuine Man, the man
who was to be re-erected from out the <hi>Concept</hi>, and thus was
finally to wake to real organic life.—We here impinge upon
the whole vast course of modern manhood's evolution!—</p>

<p>But the man whom Music wished to erect, was really
none other than <hi>Melody</hi>, i.e., the moment
of most definite, most convincing utterance of her actual hiving,
inner organism. The farther Music evolved, in this necessary
longing to become a human being, the more decisively do we see the
struggle for a plain melodic message wax into a positively painful
yearning; and in the works of no musician do we see this yearning
grow to such a stress and power, as in the great Instrumental works
of <hi>Beethoven</hi>. In these we marvel at the gigantic efforts of
Mechanism longing to become a Man; efforts to resolve its every
component part into the flesh and blood of an actual living
organism, and through that to reach an unerring utterance as
Melody.</p>

<p>In this respect, the characteristic, decisive
course of our whole art-evolution shows out with Beethoven by far
more genuinely than with our Opera-composers. These apprehended
Melody as something lying outside the realm of their
art-production, as something ready-made; Melody, in whose organic
generation they had taken absolutely no part, they snatched from
the mouth of the Folk, thus tearing it loose from its Organism, and
<hi>applied</hi> it just according to their wayward whim, without
ever being able to justify it by anything but their own luxurious
pleasure. If that Folk's-melody was the outward Shape of man, then
in a sense the Opera-composers stripped this man of his skin and
covered therewith a puppet, as though to give it a human look: but
with it they could only dupe at most the civilised savages of our
purblind opera-public.</p>

<p>With Beethoven, on the contrary, we perceive the natural
thrust of Life, to breed Melody from out music's inner
Organism. In his weightiest works, he by no means posits Melody as
something ready in advance, but in a measure lets it <hi>be born</hi>
from Music's organs before our very eyes; he
<pb id="pag107" n="107"/>
inducts us into this act of bearing, inasmuch as
he sets it before us in all its organic Necessity. But his most
decisive message, at last given us by the master in his <hi>magnum
opus</hi>, is the necessity he felt <hi>as Musician</hi> to throw
himself into the arms of the Poet, in order to compass the act of
<hi>begetting</hi> the true, the unfailingly real and redeeming
Melody. To become a <hi>human being</hi>, Beethoven perforce must
become <hi>an entire</hi>, i.e. a social (<hi>gemeinsamer</hi>) being,
subjected to the generic conditionments of <hi>the manly and the
womanly</hi>.—What an earnest, deep and yearning brooding
unveiled at last to the endless-gifted master the limpid melody
wherewith he broke into the Poet's words: "Joy, thou fairest spark
of Godhead!" ("<hi>Freude, schöner Götterfunken!</hi>").—With
this Melody is solved withal the mystery of Music:
we <hi>know</hi> now, we have won the faculty, to be <hi>with
consciousness</hi> organically-working artists.—</p>

<p>Let us linger now beside the weightiest point of our
investigation, and let us take the "<hi>Freude</hi>"-melody of
Beethoven for guide.—</p>

<p>The <hi>Folk'smelody</hi>, at its rediscovery on the part of
Culture-musicians, afforded us a twofold interest: that
of joy in its native beauty, where we met it undisfigured in the
Folk, and that of inquiry into its inner organism. The joy in it,
speaking accurately, was bound to stay unfruitful for our
art-production; to imitate the form and content of this melody too,
with any success, we should have had to restrict our movements
within an art-variety similar to the <hi>Folkslied</hi> itself; nay,
we should ourselves have had to be Folk-artists in the strictest
sense, in order to win the faculty for such an imitation. We should
thus have had—intrinsically—not to imitate it at all,
but as Folk ourselves, to invent it.</p>

<p>In bondage to another sort of
art-procedure—differing by all the breadth of heaven from
that of the Folk—we could at best apply this melody in the
crudest sense, and that amid surroundings and conditions which must
necessarily disfigure it. At bottom, the history of Operatic Music
goes always back to the history of this melody alone; a history in
which according to certain laws like those of ebb and flow,
<pb id="pag108" n="108"/>
the periods of taking up and re-taking up the
Folksmelody alternate with periods of advancing and finally
overwhelming corruption and disfigurement thereof.—Those
musicians who became the most painfully conscious of this evil
attribute of the Folksmelody, when converted into Operatic Aria,
saw themselves therefore driven with more or less plainly felt
necessity to take thought for the organic Begettal of Melody
itself. The Opera-composer stood the nearest to the discovery of
the needful process; yet with <hi>him</hi>, of all others, it must
inevitably fail, because he stood in an utterly false relation to
the only fructifying element, that of Poetry; because, in his
unnatural and usurpatorial attitude, he had in a measure robbed
that element of its begetting organs. In his distorted attitude
towards the Poet the Composer might try his hardest, but wherever
the Feeling soared to the height of a melodic outpour he must bring
with him his ready-made melody, because the Poet had <hi>à
priori</hi> to adapt himself to the entire <hi>form</hi> in which
that melody was to declare itself: this Form, moreover, had so
imperious an influence over the shaping of the opera-melody, that
in truth it prescribed its substantial Content as well.</p>

<p><hi>This Form</hi> was taken from the
<hi>Folkslied</hi>-tune; its outermost shape, the change and
reiteration of movement in rhythmic time-measures, was even
borrowed from the Dance-tune,—which latter, however, was
originally one and the same thing as the Song-tune. This Form was
merely varied in, but has itself remained the irremovable scaffold
of the Opera-aria right down to the present day. Within it alone,
was a melodic structure thinkable; and naturally, this stayed
always such a structure as was strictly governed by that scaffold
in advance. The musician, seeing that once he stepped within this
Form he could no longer invent but merely vary, was robbed in
advance of all power for the organic generation of Melody; for true
Melody is, as we have seen, itself the utterance of an inner
organism; to arise organically, therefore, it must have <hi>shaped
for itself its very Form</hi>, and a form entirely adequate to
explicitly convey
<pb id="pag109" n="109"/>
its inner essence. On the other hand, the melody
that was constructed from the Form, could never be anything but an
imitation of the pristine melody which. had first spoken in that
selfsame form.
<note id="rn021" corresp="n021" place="unspecified" anchored="yes"/>
With many opera-composers we therefore see an
endeavour to break this Form: yet such an attempt could only have
proved artistically successful, provided suitable new forms were
found. Yet again, the new Form could only have been a genuine
art-form, provided it shewed itself as the explicit utterance of a
specific musical Organism: <hi>but every musical organism is by its
nature—a womanly;</hi> it is merely a <hi>bearing</hi>, and not
a <hi>begetting</hi> factor; the begetting-force lies clean
<hi>outside it</hi>, and without fecundation by this force it
positively cannot bear.—Here lies the whole secret of the
barrenness of modern music!</p>

<p>We have denoted Beethoven's artistic procedure
in his weightiest Instrumental works as "our induction into the act
of bearing Melody." Let us keep well in view this characteristic
fact, however, that though <hi>only in the progress</hi> of his
tone-piece, does the master set his full melody before us as a
finished whole, yet this melody is to be subsumed as already
finished in the artist's mind <hi>from the beginning.</hi> He merely
broke at the outset the narrow Form,—that very Form against
which the opera-composer had striven in vain,—he shattered it
into its component parts, in order to unite them by organic
creation into a new whole; and this he did, by setting the
component parts of different melodies in changeful contact with
each other, as though to show the organic affinity of the seemingly
most diverse of such parts, and therewith the prime affinity of
those different
<pb id="pag110" n="110"/>
melodies themselves. Beethoven but discloses to
us here the inner organism of Absolute Music: his concern was, in a
sense, to restore this organism from its mechanical state
(<hi>diesen Organismus aus der Mechanik hersustellen</hi>), to
vindicate its inner life, and to show it at its livingest in the very
act of Bearing. But what he employed to fertilise this organism,
was still the Absolute Melody; he thus put life into this organism
only so far as he <hi>practised it in Bearing</hi>—so
to say—and indeed, let it
re-bear an already finished melody. Precisely through that process,
however, he found himself driven on to supply this musical
organism, now freshly quickened into bearing-power, with the
fecundating seed as well; and this he took from the Poet's power of
begetting. Far as he was from any æsthetic experimenting, yet
Beethoven, here taking up unconsciously the spirit of our whole
artistic evolution, could not go to work otherwise than
speculatively, in a certain sense. He himself had by no means been-
spurred to instinctive creation by the begetting Thought of a
Poet, but in his desire for Music-bearing he had looked around him
for the Poet. Thus even his "<hi>Freude</hi>"-melody does not as
yet appear invented for, or through, the Poet's verse, but merely
conceived with an eye to Schiller's poem after an incitation by its
general contents. First where, in the progress of this poem,
Beethoven is worked-up by its contents into a dramatic directness,
<note id="rn022" corresp="n022" place="unspecified" anchored="yes"/>
do we see his melodic combinations springing ever more definitely from
the diction also; so that at last the unprecedented many-sidedness
of his music s Expression answers to the highest sense, at any
rate, both of the poem and its wording; and with such directness,
that the music, once divorced from the poem, would appear to us no
longer thinkable or comprehensible.</p>

<p>This is the point where we see the results of our æsthetic
inquiry into the organism of the <hi>Volkslied</hi>
confirmed with. startling plainness by an artistic Deed. Just as
the living
<pb id="pag111" n="111"/>
Folk's-melody is inseparable from the living
Folk's-poem, at pain of organic death, so can Music's organism
never bear the true, the living Melody, except it first be
fecundated by the Poet's Thought. Music is the bearing woman, the
Poet the begetter; and Music had therefore reached the pinnacle of
madness, when she wanted, not only to bear, but also to
<hi>beget.</hi></p>

<milestone unit="section" rend="hr"/>

<p><hi>Music is a woman</hi>.</p>

<p>The nature of Woman is <hi>love</hi>: but this
love is a <hi>receiving</hi> (empfangende), and in receival
(<hi>Empfängniss</hi>) an unreservedly <hi>surrendering</hi>,
love.</p>

<p>Woman first gains her full individuality in the
moment of surrender. She is the Undine who glides soulless through
the waves of her native element, till she receives her soul through
love of a man. The look of innocence in a woman's eye is the
endlessly pellucid mirror in which the man can only see the general
faculty for love, till he is able to see in it the likeness of
himself. When he has recognised himself therein, then also is the
woman's all-faculty condensed into one strenuous necessity, to love
him with the all-dominant fervour of full surrender.</p>

<p>The true woman loves unconditionally, because
she <hi>must.</hi> She has no choice, excepting where she does not
love. But where she must love, there she experiences a vast
<hi>constraint</hi> (Zwang), which withal develops for the first time
her <hi>Will</hi>.
<note id="rn023" corresp="n023" place="unspecified" anchored="yes"/>
This Will, which rebels against that constraint,
is the first and mightiest stirring (<hi>Regung</hi>) of the
individuality of the beloved object; and, taken up by sympathy into
the woman, it is that individuality which has gifted her with Will
and Individuality.
<note id="rn024" corresp="n024" place="unspecified" anchored="yes"/>
This is the honourable <hi>pride</hi> (Stolz) of woman, a pride
that comes solely from the force of the
<pb id="pag112" n="112"/>
individuality that has won her and constrains
her with all the exigence (<hi>Noth</hi>) of Love. For sake of the
cherished boon she strives against the constraint of Love itself
until, beneath the all-dominance of this constraint, she learns
that both it and her own pride are but the energising of the
individuality which she has taken up; that Love and the beloved
object are one, that without them she has neither force nor will,
that from the instant when she first felt pride she was already
conquered (<hi>vernichtet</hi>). The plain avowal of this conquest is
then the effective offering of woman's last surrender: her pride
ascends with consciousness into that only thing which she can
sense, can feel, can think—nay, what she is,—into love
for <hi>this one</hi> man.—</p>

<p>A woman who loves not with this pride of surrender,
truly does not love at all. But a woman who does
not love at all, is the most odious, most unworthy spectacle in the
world. Let us adduce the characteristic types of such ladies!</p>

<p>Some one has very appropriately called the
modern <hi>Italian</hi> opera-music a <hi>wanton</hi>. A courtezan may
pride herself on always remaining her self; she never steps
outside herself, never sacrifices herself but when she wishes for
either pleasure or profit in return, and in this case she only
offers to the joys of others that portion of her being which she
can lightly enough dispose of, since it has become an object of her
own caprice. In the embraces of the courtezan the Woman is never
present, but only a portion of her physical organism: from love she
reaps no individuality, but gives herself in general to the general
world. Thus the wanton is an undeveloped, wasted woman: yet she at
least fulfils the physical functions of the female sex, by which we
can still—albeit with regret—detect the Woman in
her.</p>

<p><hi>French</hi> opera-music passes rightly for a
<hi>coquette</hi>. The coquette adores to be admired, nay even loved:
but her peculiar joy at being admired and loved she can only taste,
providing she herself be snared by neither love nor admiration
<pb id="pag113" n="113"/>
for the object she inspires with each. The
profit she seeks is delight in herself, satisfaction of her vanity:
the whole enjoyment of her life lies in being admired and loved;
and this would be instantly disturbed, were she herself to feel
either love or admiration for another. Were she in love, she would
be robbed of her self-enjoyment; for in Love she must necessarily
forget herself, and make surrender to the distressful, often
suicidal enjoyment of another. From nothing, therefore, does the
coquette so guard herself, as from Love, in order to preserve
untouched the only thing she loves—to wit her Self; that
being which yet gains its force of tempting, its practised
individuality, from the love-approach of Man alone; from whom the
coquette thus withholds his own possession. Wherefore the coquette
loves from thievish Egoism, and her vital force is icy coldness. In
<hi>her</hi> the nature of Woman is perverted to its odious
opposite; from her chilling smile, which only mirrors back our
broken likeness, we turn mayhap, in desperation, to the Italian
wanton.</p>

<p>But there is still another type of unsexed
dames, a type that fills us with the utmost horror: this is the
<hi>prude</hi>, as which the so-called "German"
<note id="rn025" corresp="n025" place="unspecified" anchored="yes"/>
opera-music must
pass for us.—It <hi>may</hi> happen to the courtezan, that the
caresses of some ardent youth shall suddenly awake in her the
sacrificial glow of Love,—as witness the God and the Bayadere!—;
it may fall out that the coquette, who is always
playing at love, shall one day find herself the victim of this
game, and caught, for all the battlings of her vanity, in a net
where she now bewails with tears the losing of her will. But never
will this beauteous human lot befall the
<pb id="pag114" n="114"/>
woman who guards her spotlessness with the
fanaticism of orthodox belief,—the woman whose Virtue
consists in lovelessness on principle. The prude has been brought
up in all the regulations of decorum, and from earliest youth has
heard the word "love" pronounced with a flutter of uneasiness. Her
heart filled with Dogma, she steps into the world, looks coyly
round her, perceives the courtezan and the coquette, smites her
pious breast, and cries: "I thank thee, Lord, that I am not as
these!"—Her life-force is Decorum, her only will the
denial of love, which she knows no else than in the likeness of the
courtezan and the coquette. Her virtue is the avoiding of crime,
her works unfruitfulness, her soul the pride of
insolence.—And yet how near is this woman, of all others, to
the most disgusting fall! In her bigoted heart there stirs no
love, but in her ambushed flesh a vulgar lust. We know the
conventicles of the self-righteous, the respectable towns where
bloomed the flower of the "saints"! 
<note id="rn026" corresp="n026" place="unspecified" anchored="yes"/>
We have seen the
prude fall headlong into all the vices of her French and Italian
sisters,—only, still further tainted by the arch-vice of
hypocrisy, and alas without one glimmer of originality!—</p>

<p>Let us turn from this revolting sight, and ask: What
kind of woman must <hi>true music</hi> be?</p>

<p>A woman <hi>who really loves,</hi> who sets her
virtue in her <hi>pride,</hi> her pride, however, in her
<hi>sacrifice;</hi> that sacrifice whereby she surrenders, not <hi>one
portion</hi> of her being, but <hi>her whole being</hi> in the amplest
fulness of its faculty—when
<pb id="pag115" n="115"/>
she <hi>conceives</hi>. But in joy and gladness to
<hi>bear</hi> the thing conceived, this is <hi>the deed</hi> of
Woman,—and to work deeds the woman only needs <hi>to be
entirely what she is</hi>, but in no way <hi>to will</hi> something:
for she can will but one thing—to <hi>be a woman</hi>! To man,
therefore, woman is the ever clear and cognisable measure of
natural infallibility, (<hi>Untrüglichkeit</hi>), for she is at
her perfectest when she never quits the sphere of beautiful
Instinctiveness (<hi>Unwillkürlichkeit</hi>), to which she is
banned by that which alone can bless her being,—by the
Necessity of Love.</p>

<p>And here, again, I point you to the glorious
musician in whom Music was all that in a human being she ever can
be, if in all the fulness of her essence she is to stay precisely
<hi>music</hi> and nothing else but music. Look on
<hi>Mozart</hi>!—Was he haply a lesser musician because he was
Musician out-and-out, because he could not, would not, be anything other
than <hi>Musician</hi>? Take his "Don Juan"! Where else has music won
so infinitely rich an Individuality, been able to characterise so
surely, so definitely, and in such plenteous fill as
here,—where the Musician, by the very nature of his art, was
in no whit other than an unconditionally-loving Woman?</p>

<milestone unit="section" rend="hr"/> 

<p>—Yet, let us halt, and precisely here, to
put ourselves the searching question: <hi>Who</hi> then must be
<hi>the Man</hi>, whom this Woman is to love so unreservedly? Before
we give away this woman's love, let us well ponder whether the
counter-love of the Man is something haply to be got by begging, or
something that he also <hi>needs</hi> for his redemption.</p>

<p>Let us closely view <hi>the Poet</hi>!</p>
</div> 

<pb id="pag116"/>

</div> 

<div type="part" n="2" org="uniform" sample="complete" part="N">
<pb id="pag117"/>
<head rend="up">Second Part</head>
<head type="sub" rend="up">The Play and the Nature of Dramatic Poetry</head>

<div type="translators-notes" org="uniform" sample="complete" part="N">
<pb id="pag118"/>
<head>Translator's Notes</head>
<p>In <hi>Letters to Uhlig</hi> No. 21, dated
"Beginning of February '51," Wagner writes: "Herewith you
receive the second part. The third will, I think, follow in a
fortnight... Kolatschek offered of his own accord to open
negotiations with the publisher of the <hi>Deutsche Monatsschrift</hi>
(now Kühtmann at Bremen) respecting my book. I accepted, so as
in any case to have a choice. If I came to an understanding with
Kühtmann, some sections of the book would first have to appear
as special articles in the <hi>Monatsschrift</hi>. ... In the
accompanying manuscript you will find three articles already marked
with pencil."—Kolatschek was the editor of the
<hi>Monatsschrift</hi>, a literary and scientific monthly, which
flourished for little more than a twelvemonth.</p>

<p>Though Kühtmann did not become the publisher
of <hi>Oper und Drama</hi>, arrangements being finally concluded with
J. J. Weber of Leipzig; early in May 1851, yet the three
articles duly appeared in the <hi>Monatsschrift</hi>; the first in
the March number, and the second and third in that for May
'51. My footnotes to the text of this Second Part will
indicate the passages selected, &amp;c.</p>
</div>

<div type="chapter" n="0" org="uniform" sample="complete" part="N">
<pb id="pag119"/>
<head>[0.]</head>

<p><hi rend="up">When Lessing</hi> laboured in his
"Laocöon" to discover and map out the bounds of
Poetry and Painting, he had in his eye that
poetry which was already mere description
(<hi>Schilderei</hi>). He starts from lines of comparison and
demarcation which he draws between the plastic group portraying the
scene of Laocöon's death-struggle, and that description of
the same scene as sketched by Virgil in his "Æneid," an epos
written for dumb reading. Though in the course of his inquiry
Lessing touches on Sophocles, again he has only in mind the
literary Sophocles, such as alone exists <hi>for us</hi>; or, if he
takes into his purview the poet's Tragic Artwork in all its life of
actual performance, he instinctively places it outside any
comparison with the works of Sculpture or Painting:
since not the living Tragic Artwork is bounded
as against these plastic arts, but <hi>these</hi>, compared with
<hi>that</hi>, find in their straitened natures their necessary
bounds. Wherever Lessing sets up limits and boundaries for Poetry,
he does not mean the <hi>dramatic Artwork</hi> directly brought
before the senses by physical performance, that Artwork which sums
in itself each factor of the plastic arts, in highest potence such
as it alone can reach, and by its power has first brought to these
their higher potentiality of artistic life; but he means the
exiguous phantom of this Artwork, the narrating, depicting,
literary poem, appealing to the imagination and not the
senses—the form in which that force of imagination has been
turned into the virtual performer, toward which the poem merely
acts as stimulus.</p>

<p>Such an <hi>artificial</hi> art, 'tis true, can
only produce an effect at all by the exactest observance of
boundaries and limits, since she must be ever on her watch to guard
the unlimited force of imagination—which has here to play the
performer's
<pb id="pag120" n="120"/>
rôle <hi>in place of her</hi>—from any
bewildering digression, and thus to guide it to the one fixed point
at which she can display her purposed object as definitely and
distinctly as possible. But it is to the force of imagination
alone, that all the egoistically severed arts address themselves;
and especially the Plastic art, which can only bring into play the
weightiest moment of Art, namely <hi>motion</hi>, by appealing to the
Phantasy. All these arts <hi>merely suggest</hi>: an <hi>actual
representation</hi> would to them be possible only could they parley
with the universality of man's artistic receptivity, could they
address his entire sentient (<hi>sinnlichen</hi>) organism, and not
his force of imagination; for the true Artwork can only be
engendered by an advance from imagination into actuality, i.e.
physicality (<hi>Sinnlichkeit</hi>).</p>

<p>Lessing's honest endeavour to map out the
boundaries of those severed art-varieties, which can no longer
directly represent but merely figure (<hi>schildern</hi>), is
foolishly misunderstood to-day by those to whom the huge
difference between those <hi>arts</hi> and the <hi>one veritable
Art</hi> remains a thing incomprehensible. Inasmuch as they keep
before their eye these separate art-varieties alone, all powerless
in themselves for a direct impersonation, they naturally can only
assign to each of these arts—and thus (as they must deem) to
Art in general—the task of overcoming <hi>with as little
disturbance as possible</hi> the difficulty of giving the force of
imagination a firm leverage in their <hi>figuring</hi>. To <hi>heap
the means</hi> of this their figuring, can only confuse the Figur
ing itself—with which I quite agree,—and by distressing
or distracting the Phantasy through the presentation of disparate
means, can only turn it from a full grasp of the object.</p>

<milestone unit="section"/>
 
<p><hi>Purity</hi> of the art-variety is therefore
the first requisite for its comprehensibility, whereas an
<hi>alloy</hi> (Mischung) from other art-varieties can only foul this
comprehensibility. In fact we can imagine nothing more bewildering,
than if the Painter, for instance, should want to show his subject
in motion such as can be depicted by the Poet alone; the
<pb id="pag121" n="121"/>
acme of repulsiveness, however, we find in a
painting where the poet's verses are written as issuing from some
person's mouth. When the Musician—i.e. the absolute
musician— attempts to paint, he brings-about neither music
nor a painting; but if he wanted to accompany with his music the
inspection of an actual painting, then he might be quite sure that
no one would understand either the painting or his music. He who
can only conceive the combination of all the arts into the Artwork
as though one meant, for example, that in a picture-gallery and
amidst a row of statues a romance of Goethe's should te read aloud
while a symphony of Beethoven's was being played,
<note id="rn027" corresp="n027" place="unspecified" anchored="yes"/>
such a man does
rightly enough to insist upon the <hi>severance</hi> of the arts, and
to wish each unit left to help itself to the plainest possible
depicting of its subject in its own way. But, that our modern
æstheticians [orig. ed. "State-æstheticians"] should rank
<hi>the Drama</hi> also as an <hi>art-variety</hi>, and as such assign
it to the Poet for his special property, in the sense that the
blending with it of another art, like that of Music, would need
<hi>apology</hi> but could by no means gain acquittal—this
is to draw from Lessing's definition
a conclusion for which there is not one trace of support in the
original. These people, however, see in Drama nothing but a
<hi>branch of literature</hi>, a species of poesy such as the romance
or didactic poem; only with this difference, that, instead of being
merely read, it is to be learnt by rote by several persons,
declaimed, accompanied with gestures, and lit up by the footlights.
To be sure, to the stage-performance of a literary-drama its
musical embellishment would bear almost the same relation as
though it were executed in presence of an easel-ed painting, and
therefore the so-called Melodrama has been branded as a genre of
most pernicious medley. But this
<pb id="pag122" n="122"/>
drama, the only one our literarians have in
mind, is just as little a true Drama as a <hi>clavichord</hi>
<note id="rn028" corresp="n028" place="unspecified" anchored="yes"/>
is an orchestra, to say nothing of a troupe of singers.
The literary drama owes its origin to the same egoistic spirit of
our general art-development as does the clavichord, and by the
latter will I endeavour to make plain this course in brief.</p>

<p>The oldest, truest, most beautiful organ of
music, the organ to which alone our music owes its being, is the
<hi>human voice</hi>. The most naturally was it counterfeited by the
<hi>wind-instrument</hi>, and this again by the <hi>stringed instrument</hi>:
the symphonic concord of an orchestra of wind and
strings, again, was counterfeited by the <hi>Organ</hi>; the
unweildy Organ, in its turn, was replaced by the handy clavichord.
The most noticeable thing in this march of events, from the primal
organ of the human voice to the clavichord, is the sinking of music
to an ever greater lack of Expression. The instruments of the
orchestra, though they had already lost the articulations
(<hi>Sprachlaut</hi>) of the human voice, were still able to
sufficiently counterfeit the human tone, in its endless variety and
lively alternation of expressional power; the organ-pipes could
only retain this tone in respect of its Time-duration, but no
longer of its changeable Expression; till at last the clavichord
merely hinted at this tone itself, and left its actual body to be
thought-out by the ear's imagination. Thus in the clavichord we
have an instrument which does nothing more than <hi>delineate</hi>
music.</p>

<p>But how came it, that the musician finally
contented himself with a toneless instrument? From no other ground
than a desire to make music for himself <hi>alone</hi>, without any
mutual aid from others. The human voice, which intrinsically
requires the use of Speech, to pronounce itself melodically, is
<hi>an individual;</hi> only the concurrence of several such
<pb id="pag123" n="123"/>
individuals, can produce symphonic harmony. The
wind and stringed instruments stood near the human voice in this
degree, that they alike retained that individual character,
whereby each of them possessed a definite, however richly
modulable a colour, and for the production of harmonic effects they
were likewise forced to work together. In the Christian Organ all
these living individualities were already ranged into a register
of dead pipes, which raised their mechanical voices to the glory of
God at the masterful key-tread of the one and indivisible
performer. On the clavichord at last the virtuoso, without so much as
the help of another (the organ-player had still required a
bellows-blower), could set a multitude of hammers a-clattering to
his private glory; for the hearer, deprived of all delight from
music's <hi>tone,</hi> was only left the entertainment 
<note id="rn029" corresp="n029" place="unspecified" anchored="yes"/>
of bewondering the keyboard-hitter's skill.—Assuredly,
our whole Modern Art is like the clavichord:
in it each unit does the work of a community, but alas! in bare
<hi>abstracto</hi> and with an utter dearth of tone. 
Hammers—but no Men!—</p>

<p>From the standpoint of the clavichord
<note id="rn030" corresp="n030" place="unspecified" anchored="yes"/>
let us follow back the Literary-drama, whose doors our æsthetes
bar with such puritanic pride against the noble breath of Music;
let us follow it back to the origin of this clavichord—and
what do we find? We find at last the living <hi>tone of human
speech</hi>, which is one and the same with <hi>the singing tone</hi>,
and with out which we should have known neither clavichord nor
Literary-drama.</p>

</div> 

<div type="chapter" n="1" org="uniform" sample="complete" part="N">
<pb id="pag124"/>
<head>I.</head>

<note id="rn031" corresp="n031" place="unspecified" anchored="yes"/>

<p><hi rend="up">The modern drama</hi> has a twofold origin:
the one a natural, and peculiar to
our historic evolution, namely <hi>the Romance</hi>,—the other
an alien, and grafted on our evolution by reflection, namely the
<hi>Greek Drama</hi> as looked at through the misunderstood rules of
Aristotle.</p>

<p>The real kernel of all our poesy may be found in
the Romance. In their endeavour to make this kernel as tasty as
possible, our poets have repeatedly had recourse to a closer or
more distant imitation of the Greek Drama.—</p>

<p>The topmost flower of that Drama which sprang directly from Romance, we have in
the plays of <hi>Shakespeare</hi>; in the farthest removal from this
Drama, we find its diametrical opposite in the "Tragédie" of
<hi>Racine</hi>. Between these two extremes our whole remaining
dramatic literature sways undecided to and fro. In order to
apprehend the exact character of this wavering, we must look a
little closer into the natural origin of our Drama.</p>

<milestone unit="section" rend="hr"/>

<p>Searching the history of the world, since the
decay of Grecian art, for an artistic period of which we may justly
feel proud, we find that period in the so-called "Renaissance," a
name we give to the termination of the Middle Ages and the
commencement of a new era. Here the inner man is struggling, with a
veritable giant's force, to utter himself. The whole ferment of
that wondrous mixture, of Germanic individual Hero-dom with the
spirit of Roman-Catholicising
<pb id="pag125" n="125"/>
Christendom, is thrusting from
within outwards, as though in the externalising of its essence to
rid itself of indissoluble inner scruples. Everywhere this thrust
evinced itself as a passion for delineation of surface 
(<hi>Schilderung</hi>), and nothing more; for no man can give himself
implicitly and wholly, unless he be at one within. But this the
artist of the Renaissance was not; he only seized the outer
surface, to flee from his inner discord. Though this bent
proclaimed itself most palpably in the direction of the <hi>plastic
arts</hi>, yet it is no less visible in <hi>poetry</hi>. Only, we must
bear in mind that, whereas Painting had addressed itself to a
faithful delineation of the living man, Poetry was already turning
from this mere delineation to his <hi>representment</hi>
(Darstellung), and that by stepping forward from Romance to
Drama.</p>

<p>The poetry of the Middle Ages had already
brought forth the Narrative poem and developed it to its highest
pitch. This poem described men's doings and undergoings, and their
sum of moving incident, in much the same way as the painter
bestirred himself to present the characteristic moments of such
actions. But the field of the poet who waived all living, direct
portrayal of his Action by real men, was as unbounded as his
reader's or hearer's force of imagination, to which alone he
appealed. In this field he felt the more tempted into extravagant
combinations of incidents and localities, as his vision embraced an
ever wider horizon of outward actions going on around him, of
actions born from the very spirit of that adventurous age. Man, at
variance with himself, and seeking in art-production a refuge from
his inward strife—just as he had earlier sought in vain to
heal this strife itself by means of art 
<note id="rn032" corresp="n032" place="unspecified" anchored="yes"/>
—felt no urgence to speak
out a definite <hi>something</hi> of his inner being, but rather to
go a-hunting for this Something in the world outside. In a sense he
dissipated his inner thoughts, by an altogether wayward dealing
with everything brought him from the outer world; and the more
motley he could make his mixture of these diverse shows, the surer
might he hope
<pb id="pag126" n="126"/>
to reach his instinctive goal, of inward
dissipation. The master of this charming art, but reft of any
inwardness, of any hold on soul,—was <hi>Ariosto</hi>.</p>

<p>But the less these shimmering pictures of
Phantasy were able, after many a monstrous divagation, to distract
in turn the inner man; and the more this man, beneath the weight of
political and religious deeds of violence, found himself driven by
his inner nature to an energetic counter-thrust: so much the
plainer, in the class of poetry now under notice, do we see his
struggle to become master of the multifarious stuff from within
outwards, to give his fashionings a firm-set centre, and to take
this centre, this axis of his art-work, from his own beholdings,
<note id="rn033" corresp="n033" place="unspecified" anchored="yes"/>
from his firm-set will-ing of Something in which his inner being
may speak out. This Something is the matrix of the newer age, the
condensing
<note id="rn034" corresp="n034" place="unspecified" anchored="yes"/>
of the individual essence to a definite artistic Will.
From the vast mass of outward matters, which theretofore could
never shew themselves diversified enough to please the poet, the
component parts are sorted into groups akin; the multiple points of
action are condensed into a definite character-drawing of the
transactors. Of what unspeakable weight it is, for any inquiry into
the nature of Art, that this inner urgence of the Poet, such as we
may see before our very eyes, could at last content itself with
nothing but reaching the plainest utterance through direct
portrayal to the senses: in one word, <hi>that the romance became a
drama</hi>! This mastery of the outward stuff, so as to shew the
inner view of the essence of that stuff, could only be brought to a
successful issue by setting the subject itself before the senses in all
<pb id="pag127" n="127"/>
the persuasiveness of actuality; and this was to
be achieved in Drama and nothing else.</p>

<p>With fullest necessity did <hi>Shakespeare's Drama</hi>
spring from Life and our historic evolution: his creation
was just as much conditioned by the nature of our poetic art as the
Drama of the Future, in strict keeping with its nature, will be
born from the satisfaction of a need which Shakespearian Drama has
aroused but not yet stilled.</p>

<p><hi>Shakespeare—of</hi> whom we here must
always think as in company with his forerunners, and only as their
chief—condensed the narrative Romance into the Drama,
inasmuch as he translated it, so to say, for performance on the stage.
Human actions, erewhile merely figured by the narrative talk of
poesy, he now gave to actual talking men to bring before both eye
and ear,—to men who, so long as the performance hasted,
identified themselves in look and bearing with the
to-be-represented persons of the romance. For this he found a stage
and actors, who till then had hidden from the Poet's
eye,—like a subterranean stream of genuine Folk's-artwork,
flowing secretly, yet flowing ever,—but,
now that Want compelled him to their
finding, were discovered swiftly by his yearning gaze. The
characteristic of this Folk-stage, however, lay in that the
<hi>mummers</hi> 
<note id="rn035" corresp="n035" place="unspecified" anchored="yes"/>
addressed themselves <hi>to the eye</hi>, and
intentionally, almost solely to the eye; whence their distinctive
name. Their performances, being given in open places before a
wide-stretched throng, could produce effect by almost nothing but
gesture; and by gesture only actions can be rendered
<hi>plainly</hi>, but not—if speech is lacking—the inner
motives of such actions: so that the Play of these performers, by
its very nature, bristled with just as grotesque and wholesale
<pb id="pag128" n="128"/>
odds and ends of Action, as the romance whose
scrappy plethora of Stuff (<hi>zerstreute Vielstoffigkeit</hi>) the
poet was labouring to compress. The poet, who looked towards this
Folk's-play, could not but see that for want of an intelligible
speech it was driven into a monstrous plethora of action; precisely
as the narrative Romancist was driven thither, by his inability to
actually display his talked-of persons and their haps. He needs
must cry to these mummers: "Give me your stage; I give you my
speech; and so we both are suited!"</p>

<p>In favour of Drama, we see the poet
narrowing-down the Folk-stage to the Theatre. Exactly as the Action
itself, through a clear exposition of the motives that called it
forth, must be compressed into its weightiest definite moments: so
did the necessity become evident, to compress the show-place also;
and chiefly out of regard for the spectators, who now were not
merely to see, but alike to plainly hear. Together with its effect
upon the space, this curtailment had also to extend to the
time-duration, of the dramatic play. The Mystery-stage of the
Middle Ages, set up in spreading fields, in streets or open places
of the towns, offered the assembled populace an entertainment
lasting all day long, nay—as we even still may see—for
several days on end: whole histories, the complete adventures of a
lifetime, were represented; from these the constant ebb and flow of
lookers-on might choose, according to their fancy, what most they
cared to see. Such a performance formed a fitting pendant to the
monstrously discursive Histories (<hi>Historien</hi>) of the Middle
Ages themselves: just as mask-like in their dearth of character,
in their lack of any individual stir of life, just as wooden and
rough-hewn were the much-doing persons of these Histories
<hi>be-read</hi>, as were the players of those <hi>beheld</hi>. For the
same reasons that moved the poet to narrow down the Action and the
Showplace, he had therefore to curtail the Time-length of
performance also, since he wanted to bring to his spectators, no
longer fragments, but a self-included whole; so that he took his
spectator's power of giving continuous and
<pb id="pag129" n="129"/>
undivided attention to a fascinating subject,
when set before him, as the measure for the length of that performance.
An artwork which merely appeals to Phantasy, like the be-read
romance, may lightly break the current of its message; since
Phantasy is of so wayward a nature, that it hearkens to no other
laws than those of whimsy chance. But that which steps before the
senses, and would address them with persuasive, unmistakable
distinctness, has not only to trim itself according to the quality,
faculty and naturally bounded vigour of those senses, but to shew
itself complete from top to toe, from beginning to end: if it would
not, through sudden break or incompleteness of its exposition,
appeal once more for needful supplementing to the Phantasy, to the
very factor it had quitted for the senses.</p>

<p>Upon this narrowed stage one thing alone
remained still left entirely to Phantasy,—<hi>the
demonstration of the scene</hi> itself, wherein to frame the
performers conformably with the local requirements of the action.
Carpets hung the stage around; an easily shifted writing on a
notice-board informed the spectator what place, whether palace or
street, forest or field, was to be <hi>thought of</hi> as the scene.
Through this one compulsory appeal to Phantasy, unavoidable by the
stage-craft of those days, a door in the drama remained open to the
motley-stuffed Romance and the much-doing History. As the poet,
hitherto busied only with a speaking, bodily representation of the
Romance, did not yet feel the necessity of a naturalistic representment
of the surrounding Scene as well, neither could he experience
the necessity of compressing the Action, to be represented, into a
still more definite circumscription of its leading moments. We here
see plain as day how it is Necessity alone that drives the artist
toward a perfect shaping of the artwork; the artistic necessity
that determines him to turn from Phantasy to Sense, to assist the
indefinite force of fancy to a sure, intelligent operation through
the senses. This necessity which shapes all Art, which alone can
satisfy the artist's strivings, comes to us
<pb id="pag130" n="130"/>
solely from the definiteness of a universally
sentient intuition (<hi>universell sinnlichen Anschauung</hi>): if
we render complete justice to all its claims, then it drives us
withal to the completest art-creation. Shakespeare, who did not yet
experience this one necessity, of a naturalistic representment of
the scenic surroundings, and therefore only so far sifted and
compressed the redundance of his Dramatised Romance as he was
bidden-to by the necessity he did experience,—to wit of
narrowing the show-place, and curtailing the time-length, of an
Action represented by men of flesh and blood,—Shakespeare,
who within these limits quickened History and Romance into so
persuasive, so characteristic a truth, that he shewed us human
beings with individualities so manifold and drastic as never a poet
before,—this Shakespeare nevertheless, through his dramas
being not yet shaped by that single aforesaid necessity, has been
the cause and starting-point of an unparalleled confusion in
dramatic art for over two centuries, and down to the present
day.</p>

<p>In the Shakespearian Drama the Romance and the
loose-joined History had been left a door, as I
have expressed it, by which they might go in and out at
pleasure: this open door was the relinquishing to Phantasy
the representment of the Scene. We shall see that
the consequent confusion increased in exact degree as that door
was relentlessly
<note id="rn036" corresp="n036" place="unspecified" anchored="yes"/>
shut from the other side, and as the felt
deficiency of Scene, in turn, drove people into arbitrary deeds of
violence against the living Drama.</p>

<milestone unit="section" rend="hr"/>

<p>Amongst the so-called Romanic nations of Europe,
with whom the adventure-hunting of the Romance—which tumbled
every Germanic and Romanic element into one mass of wild
confusion—had raged the maddest, this Romance had also become
the most ill-suited for dramatising.
<pb id="pag131" n="131"/>
The stress to seize the motley
utterances of earlier fantastic whim, and shape them by the
strenuous inwardness of human nature into plain and definite show,
was only exhibited in any marked degree by the Germanic nations,
who made into their deed of Protestance the inward war of
conscience against tormenting outward prescripts. The Romanic
nations, who outwardly remained beneath the Catholic yoke, clove
steadfastly to the line along which they had fled before the
irreconcilable inward strife, in order to distract from
without—as I have above expressed myself—their inward
thoughts. Plastic art, and an art-of-poetry which—as
descriptive—was kindred to the plastic, if not in utterance,
yet in essence: these are the arts, externally distracting,
diverting, and engaging, peculiar to these nations.</p>

<p>The educated Frenchman and Italian turned his
back upon his native Folk's-play
<note id="rn037" corresp="n037" place="unspecified" anchored="yes"/>;
in its raw simplicity and
formlessness it recalled to him the whole chaos of the Middle Ages.
which he had just been labouring to shake off him, like some heavy,
troublous dream. No, he harked back to the historic feeders or his
language, and chiefly from Roman 
<note id="rn038" corresp="n038" place="unspecified" anchored="yes"/>
poets, the literary copiers of
the Greeks, he chose his pattern for that drama which he set before
the well-bred world of Gentlemen, in lieu of the Folk's-play that
now could entertain alone the rabble. Painting and architecture,
the principal arts of the Romanic Renaissance,
<pb id="pag132" n="132"/>
had made the eye of this web-bred world so full
of taste, so exacting in its demands, that the rough carpet-hung
platform of the British Shakespeare could not content it. For a
show-place, the players in the Princes' palaces were given the
sumptuous ball, in which, with a few minor modifications, they had
to erect their Scene. Stability of Scene was set fast as the
criterion for the whole drama; and in this the accepted line of
taste of the well-bred world concurred with the modern origin of
the drama placed before it, with the rules of Aristotle. The
princely spectator, whose <hi>eye</hi> had been trained by
Plastic-art into his best-bred organ of positive sensuous pleasure,
had no lief that <hi>this</hi> sense of all others should be
bandaged, to submit itself to sightless Phantasy; and that the
less, as he shrank on principle from any excitation of the
indefinite, medieval-shaping Phantasy. At the drama's each demand
for Change of Scene, he must have been given the opportunity of
seeing that scene displayed with strict fidelity to form and colour
of its subject, to allow a change at all. But what was made
possible in the later mixing of the two dramatic genres, it was by
no means needful to ask for here, since from the other side the
rules of Aristotle, by which alone this fictive drama was
constructed, made Unity of Scene its weightiest condition. So that
the very thing the Briton, with his organic creation of the drama
from within, had left disregarded as an outer moment, became an
outward-shaping 'norm' for the French drama; which thus sought to
construct itself from without inwards, from Mechanism into
Life.</p>

<p>Now, it is important to observe closely, how
this outward Unity of Scene determined the whole attitude of the
French drama, almost entirely excluding from this scene any
representment of the action, and replacing it by the mere delivery
of speeches (<hi>Rede</hi>). Thus the root poetic element of medieval
and more recent life, the action-packed Romance, must also be shut
out on principle from any representment on this Scene, since the
introduction of its
<pb id="pag133" n="133"/>
multifarious stuff would have been rightdown
impossible without a constant shifting. So that not only the
outward form, but the whole cut of the plot, and finally its
subject too, must be taken from those models which had guided the
French playwright in planning out his form. He was forced to choose
plots which did not need to be first condensed into a compact
measure of dramatic representability, but such as lay before him
already thus condensed.</p>

<p>From their native Sagas the Greek tragedians had
condensed such stuffs, as the highest artistic outcome of those
Sagas: the modern dramatist, starting with outward rules abstracted
from these poems, and faced with the poetic element of his own era's 
<note id="rn039" corresp="n039" place="unspecified" anchored="yes"/>
life, which was only to be mastered in an exactly
opposite fashion, namely that of Shakespeare, could never compress
it to such a density as should answer to the standard outwardly
imposed; therefore nothing remained for him but a—naturally
<hi>disfiguring</hi>—imitation and repetition of those already
finished dramas. Thus in <hi>Racine's</hi> Tragédie we have
Talk upon the scene, and behind the scene the Action; grounds of
movement, with the movement cut adrift and turned outside; will-ing
without can-ning. All art was therefore focused on <hi>the mere
outside of Talk</hi>, and quite logically in Italy—whence the
new art-genre had started—this soon lost itself in that
musical delivery which we have already learnt to recognise as the
specific content of opera-ware (<hi>des Opernwesens</hi>). The French
Tragédie, also, of necessity passed over 
<note id="rn040" corresp="n040" place="unspecified" anchored="yes"/>
into Opera: <hi>Gluck</hi> spoke aloud the actual
content of this tragedy-ware. Opera was thus the premature bloom on
an unripe fruit, grown from an unnatural, artificial soil. With
what the Italian and French Drama <hi>began</hi>, to wit the outer
form, to that must the newer Drama first attain by organic
evolution from within, upon the path of Shakespeare's
<pb id="pag134" n="134"/>
Drama; then first will ripen, also, the natural fruit of Musical Drama.
<note id="rn041" corresp="n041" place="unspecified" anchored="yes"/>
</p>

<milestone unit="section" rend="hr"/>

<p>Between these two extremes, however, between the
<hi>Shakespearian</hi> and the <hi>Racinian</hi> Drama, did 
<hi>Modern Drama</hi> grow into its unnatural, mongrel shape; and
<hi>Germany</hi> was the soil on which this fruit was reared.</p>

<p>Here Roman Catholicism continued side by side,
in equal strength, with German Protestantism: only, each was so
hotly engaged in combat with the other, that, undecided as the
battle stayed, no natural art-flower came to light. The inward
stress, which with the Briton threw itself into dramatic
representment of History and Romance, remained with the German
Protestant an obstinate endeavour to inwardly appease that inward
strife itself. We have indeed a <hi>Luther</hi>, whose art soared up
to the Religious Lyric; but we have no Shakespeare. On the other
hand, the Roman-catholic South could never swing itself into that
genial, light-minded oblivion of the inward conflict, wherewith the
Romanic nations took up Plastic art: with gloomy earnestness it
guarded its religious dream (<hi>Wahn</hi>). While the whole of
Europe threw itself on Art, still Germany abode a meditant
barbarian. Only what had already outlived itself outside, took
flight to Germany, upon its soil to blossom through an
after-summer. English comedians,
<note id="rn042" corresp="n042" place="unspecified" anchored="yes"/>
whom the performers of
Shakespearian dramas had robbed of their bread at home, came over
to Germany to play their grotesquely pantomimic antics before the
Folk: not till long after, when <hi>it</hi> had likewise faded out of
England, followed Shakespeare's Drama itself; German
<pb id="pag135" n="135"/>
players, fleeing from the ferule
<note id="rn043" corresp="n043" place="unspecified" anchored="yes"/>
of their wearisome dramatic tutors, laid hands on it and trimmed
it for their use.</p>

<p>From the South, again, the Opera had forced its way in,—that
outcome of Romanic drama. Its
distinguished origin, in the palaces of Princes, commended it to
German princes in their turn; so that these princes introduced the
Opera into Germany, whereas—mark well!—the
Shakespearian Play was brought in by the Folk.—In Opera the scenic
penury of Shakespeare's stage was contrasted by its utmost
opposite, the richest and most far-fetched mounting of the Scene.
The Musical drama became in truth a <hi>peep-show</hi> (<hi>Schau</hi>spiel),
whereas the <hi>Play</hi> (Schauspiel) remained a hear-play
(<hi>Hör</hi>spiel). We need not here go far for reasons for the
scenic and decorative extravagance of the opera-genre: this
loose-limbed drama was constructed from without; and only from without,
by luxury and pomp, could it be kept alive at all. One thing,
however, it is important to observe: namely, that this scenic
ostentation, with its unheard-of complexity and far-fetched change of
exhibition to the Eye, proceeded from the same dramatic tendency
which had originally set up unity-of-scene as its 'norm.' Not the
Poet, who, when compressing the Romance into the Drama, had left
its plethora of stuff thus far unhedged, as in that stuff's behoof
he could change the scene as often and as swiftly as he chose, by
mere appeal to phantasy,—not the Poet, from any wish to turn
from that appeal-to-phantasy to a positive confirmation by the
senses,—not <hi>he</hi> invented this elaborate mechanism for
shifting actually presented scenes: but a longing for outward
entertainment and constant change thereof, a sheer lust of the Eye,
had called it forth. Had <hi>the poet</hi> devised this apparatus, we
should have had to further suppose that he felt the necessity of
a frequent change of Scene as a
need, inherent in the drama's plethora of Stuff
itself; and since the poet, as we have seen, was constructing
organically from within outwards, this supposition would have as
good as proved that the historic and romantic plethora-of-stuff
<pb id="pag136" n="136"/>
was a necessary postulate of the Drama:
for only the unbending <hi>necessity</hi> of such a postulate could
have driven him to invent a scenic apparatus whereby to enable that
plethora of Stuff (<hi>Vielstoffigkeit</hi>) to also utter itself as
a panoramic plethora of Scene (<hi>Vielscenigkeit</hi>). But the very
reverse was the case. Shakespeare felt a necessity impelling him
to represent History 
<note id="rn044" corresp="n044" place="unspecified" anchored="yes"/>
and Romance dramatically; in the freshness of
his ardour to content this impulse, there came to him no feeling of
the necessity for a naturalistic (<hi>naturgetreuen</hi>)
representment of the Scene as well;—had he experienced this
further necessity, toward a completely convincing representment of
the dramatic action, he would have sought to answer it by a still
more careful sifting, a still more strenuous compression of the
Romance's plethora of Stuff: and that in exactly the same way as he
had contracted the show-place, abridged the time-length of
performance, and for their sakes had already curtailed this
plethora of Stuff itself. The impossibility of still further
condensing the Romance—an insight which he certainly would
have arrived at—must then have enlightened him as to the
true nature of this Romance: namely, that its nature does not really
correspond with that of Drama; a discovery which <hi>we</hi> could
never make, till the undramatic plethora of History's Stuff was
brought to our feeling <hi>by the actualisation</hi> of the Scene,
whereas the circumstance that this Scene <hi>need only be
suggested</hi> had alone made possible to Shakespeare the dramatised
Romance.—</p>

<p>Now, the necessity of a representment of the Scene, in
keeping with the place of action, could not for
long remain unfelt; the medieval stage was bound to vanish, and
make room for the modern. In Germany this was governed by the
character of the Folk's mimetic art, which likewise, since the
dying-out of Mystery and Passion plays, took its dramatic basis
from the History and the Romance. At the time when German mimic art
first took an upward swing—about the middle of the past
century—this basis
<pb id="pag137" n="137"/>
was formed by the Burgher-romance,
<note id="rn045" corresp="n045" place="unspecified" anchored="yes"/>
in its keeping with the then Folk-spirit. It was by far more manageable,
and especially less cumbered with material, than the Historic or
Legendary (<hi>sagenhafte</hi>) romance that lay to Shakespeare's
hand: a suitable representment of its local scenes could therefore
be effected with far less outlay than would have been required for
Shakespeare's dramatisations. The Shakespearian pieces taken up by
these players had to submit to the most hampering adaptation on
every side, in order to become performable by them at all. I here
pass over every other ground and measure of this adaptation, and
lay my finger on that of the purely scenic requirements, since it
is the weightiest for the object of my present inquiry.
<note id="rn046" corresp="n046" place="unspecified" anchored="yes"/>
These players, the first importers of Shakespeare to the German stage,
were so honest to the spirit of their art, that it never occurred
to them to make his pieces representable by either accompanying his
constant change of scene with a kaleidoscopic shifting of their own
theatric scenery, or even for his sake renouncing any actual
exhibition whatsoever of the scene, and returning to the sceneless
medieval stage. No, they maintained the standpoint of their art,
once taken up, and to it subordinated Shakespeare's
plethora-of-scene; inasmuch as they downright left out those scenes
which seemed to them of little weight, while the weightier ones
they tacked together.</p>

<p>It was from the standpoint of Literature, that
people first perceived what Shakespeare's art-work had lost hereby,
and urged a restoration of the original form of these pieces
for their performance too. For this, two opposite plans were
broached. The first proposal, and the one not carried out, is
Tieck's. Fully recognising the essence of Shakespearian Drama,
<hi>Tieck</hi> demanded the restoration of
<pb id="pag138" n="138"/>
Shakespeare's stage, with its Scene referred to
an appeal to Phantasy. This demand was thoroughly logical, and
aimed at the very spirit of Shakespearian Drama. But, though a half
attempt at restoration has time out of mind remained unfruitful, on
the other hand a radical one has always proved impossible. Tieck
was a radical restorer, to be honoured as such, but bare of
influence.—The second proposal was directed to employing the
gigantic apparatus of Operatic scenery for the representation of
Shakespearian Drama too, by a faithful exhibition of the constant
change of scene that had originally been only hinted at by him.
Upon the newer English stage, people translated Shakespeare's
Scene into the most realistic actuality 
<note id="rn047" corresp="n047" place="unspecified" anchored="yes"/>;
wonders of mechanism were
invented, for the rapid change of the most elaborate
stage-mountings: marches of troops and mimic battles were presented
with astonishing exactitude. In the larger German theatres this
course was copied.</p>

<p>In face of this spectacle, the modern Poet stood
brooding and bewildered. As literature, Shakespearian Drama had
given him the exalting impression of the most perfect poetic unity;
so long as it had only addressed his phantasy, that phantasy had
been competent to form therefrom a harmoniously rounded image: but
now, with the fulfilment of his necessarily wakened longing to see
this image embodied in a thorough representment to the senses, he
saw it vanish suddenly before his very eyes. The embodiment of his
fancy-picture had merely shewn him an unsurveyable mass of realisms
and actualisms, out of which his puzzled eye absolutely could not
reconstruct it. This phenomenon produced two main effects
upon him, both of which resulted in a disillusionment as to
Shakespeare's Tragedy.
<note id="rn048" corresp="n048" place="unspecified" anchored="yes"/>
Henceforth the Poet either renounced all
wish to see his dramas acted on the stage, so as to be at peace
again to model according to his
<pb id="pag139" n="139"/>
intellectual aim the fancy-picture he had
borrowed from Shakespearian Drama,—i.e. he wrote
literary-dramas for dumb reading;—or else, so as to
practically realise his fancy-picture on the stage, he
instinctively turned more or less towards the reflective type of
drama, whose modern origin we have traced to the pseudo-antique
(<hi>antikisirenden</hi>) drama, constructed according to
Aristotle's rules of Unity.</p>

<p>Both these effects and tendencies are the
guiding motives in the works of the two most important dramatic
poets of modern times—<hi>Goethe</hi> and <hi>Schiller</hi>.
With them I must therefore deal a little closer, so far at least as
concerns the object of my present inquiry.</p>

<milestone unit="section" rend="hr"/>

<p><hi>Goethe</hi> began his career, as dramatic
poet, by dramatising a full-blooded Germanic Feudal-romance
(<hi>Ritterroman</hi>), "<hi>Götz von Berlichingen</hi>." The method of
Shakespeare was quite faithfully followed here: the romance
<note id="rn049" corresp="n049" place="unspecified" anchored="yes"/>
with all its circumstantial details was in so far translated for the
stage, as the narrowing of that stage and the abridgment of the
time-length of performance would allow. But Goethe was already
faced with a stage on which the Action's <hi>locale</hi>, however
scantily and roughly, was yet exhibited with a definite intention
to meet that Action's claims. This circumstance led the poet to
revise for actual stage-performance a poem written rather from a
literary, than a theatric standpoint. In its second shape, given it
<pb id="pag140" n="140"/>
out of consideration for scenic requirements,
the poem has lost the freshness of Romance, without gaining in its
stead the perfect strength of Drama.</p>

<p>Goethe next chose the material for his dramas
chiefly from the Burgher-romance. The characteristic of this
<hi>citizen romance</hi> consists in this: that its plot is
completely cut adrift from any wider group of historic actions and
associations, that it holds only to the social precipitate of
these historical events for its conditioning medium (<hi>bedingende
Umgebung</hi>), and within this medium—which at bottom is but
the reaction of those historic incidents, with all their colour
blotted out—evolves itself more according to certain humours
(<hi>Stimmungen</hi>) tyrannously imposed on it thereby, than
according to any inner motives strong enough for a completely
plastic utterance. This plot is just as cramped and poor, as the
humours which gave it birth are bare of freedom and self-dependent
inwardness. Its dramatisation, however, answered to both the
intellectual view-point of the public and, more especially, the
outward possibilities of scenic representment; and that inasmuch as
these threadbare plots brought to the practical 'mounting' no
necessities which it could not answer out of hand. What a mind like
Goethe's composed (<hi>dichtete</hi>) amid such limitations we must
take as coming almost solely from his felt necessity of submitting
to certain cramping maxims, if he were to bring about a drama at all,
<note id="rn050" corresp="n050" place="unspecified" anchored="yes"/>
and certainly far less from any voluntary submission to the
cramped spirit of the Burgher-romance, or to the humours of the
public which favoured its style of plot. But Goethe rescued
himself from this limitation, and won the most unfettered freedom, by
completely giving up the 'acting-drama.' In planning out his
"Faust" he merely retained for the literary poem the advantages of
a dramatic mode of statement, but left purposely out of sight the
possibility of a scenic representment. In this poem, Goethe was the
first to sound with full consciousness the keynote of the poetic
element distinctive of the present age, <hi>the thrust of Thought</hi>
<pb id="pag141" n="141"/>
<hi>toward Actuality</hi>, though he could not yet
give it artistic redemption in the actuality of Drama. Here stands
the watershed (<hi>Scheidepunkt</hi>) between the medieval
<hi>romance</hi>, sicklied to the shallowness of its burgher type,
and the real <hi>dramatic matter</hi> of the Future. We must defer a
closer entry upon the characteristics of this 'watershed':
for the present let us hold it weighty, that
Goethe, arrived at this watershed, could neither give us a genuine
romance nor a genuine drama, but precisely a poem which enjoyed the
advantages of both classes in an abstract artistic measure.</p>

<p>From this poem—which sent its plastic
impulse threading through the poet's whole artistic life, like a
welling vein of living water—let us here look aside, and
follow Goethe's art-creation wherever we may find it turned, in
fresh attempts, towards the Scenic Drama.</p>

<p>From the dramatised Burgher-romance—which
in "Egmont" he had sought to raise to its highest pitch from
within outwards, by extending its medium so as to embrace a
widely-branching group of historical moments—Goethe had
departed for good, with the sketch for his "Faust": if the Drama
still had charms for him, as the most perfect branch of poetic art,
it was chiefly through a regardal of it in its most perfect
artistic form. This <hi>Form</hi>—which,
in keeping with their degree of
classical knowledge, had been only cognisable to the French and
Italians as an outwardly constraining 'norm'—presented
itself to the more enlightened gaze of German searchers as an
integral moment-of-utterance of Greek <hi>Life</hi>: the warmth of
that Form had power to enkindle them, when they had felt out for
themselves the warmth of this life that lingered in its very
monuments. The German poet grasped the fact, that the unitarian
(<hi>einheitliche</hi>) Form of Grecian Tragedy could not be imposed
upon the drama from outside, but must be vitalised afresh from
within outwards, through a unitarian Content. The Content of modern
life, which could utter itself intelligibly in nothing now but the
Romance, it was impossible to compress into such plastic
<pb id="pag142" n="142"/>
unity that with an at all intelligible dramatic
treatment it could have spoken through the Form of Grecian Drama,
could have justified this Form, could, in fact, have begotten it of
necessity. To the poet, here concerned with absolute-artistic
Shaping, it was now only open to return—at least
outwardly—to the method of the French; in order to justify
the use of the Form of Greek Drama, for his artwork, he must also
employ the finished Stuff of Grecian Mythos. But when Goethe laid
hands on the finished stuff of "Iphigenia in Tauris," he proceeded
exactly as did Beethoven in his weightiest symphonic pieces: just
as Beethoven made himself master of the finished Absolute Melody,
in a measure loosened it, broke it up, and fitted its limbs afresh
together by a new organic vitalising, in order to make the organism
of Music 
<note id="rn051" corresp="n051" place="unspecified" anchored="yes"/>
itself capable of bearing melody,—so did Goethe lay
hands on the finished Stuff of "Iphigenia in Tauris," resolved it
into its component parts, and fitted these afresh together by an
organically-vitalising act of poetic Shaping, in order thus to
make the organism of Drama itself capable of begetting the perfect
dramatic art-form.</p>

<p>But only with this already finished Stuff, could
Goethe succeed in such a procedure: with none borrowed from modern
life, or from Romance, might the poet reach a like success.
<note id="rn052" corresp="n052" place="unspecified" anchored="yes"/>
We shall come back to the reason of this phenomenon: let it suffice
for now, to establish from a survey of Goethe's art-creation that
the poet turned away from <hi>this</hi> attempt in Drama too, so soon
as ever he had a mind for the
<note id="rn053" corresp="n053" place="unspecified" anchored="yes"/>
exhibition of Life itself, and not
for absolute Art-creation. This Life, in its complex branchings,
its will-less outward shaping by influences from far and near, even
Goethe could subdue to an intelligible demonstration alone in
Romance. The choicest flower of his modern worldview
<pb id="pag143" n="143"/>
(<hi>Weltanschauung</hi>) the poet could only
give us in a delineation, in an appeal to Phantasy, and not in a
direct dramatic representment,—so that Goethe's most pregnant
art-creation must lose itself again in the Romance; the Romance
from which, at the beginning of his poetic career, he had turned
with a true Shakespearian stress toward Drama.—</p>

<p><hi>Schiller</hi>; like Goethe, began with the Dramatised
Romance, beneath the influence of Shakespearian
Drama. The domestic and political Romance engaged his dramatic
shaping-force, till he reached the modern source of this Romance,
reached naked <hi>history</hi> itself, and from that endeavoured to
construct the Drama without an intervener. Here it was, that the
stubbornness of Historic matter, and its incompetence for
presentment in a dramatic form, became manifest.—Shakespeare
translated the dry but honest historic Chronicle into the living
speech of Drama. This Chronicle outlined with exact fidelity, and
step by step, the march of historical events and the deeds of those
engaged therein: it went about its task without any criticism or
individual views, and thus gave a daguerreotype of historic facts.
Shakespeare had only to vivify this daguerreotype into a luminous
oil-painting; he necessarily had to unriddle from the group of
facts their underlying motives, and to imprint these on the flesh
and blood of their transactors. For the rest, the historic
scaffolding stayed entirely undisturbed by him: his stage allowed
him that, as we have seen.—But in presence of the modern
Scene, the poet soon perceived the impossibility of dressing
History, for the play, with the chronicler's fidelity of
Shakespeare: he grasped the fact, that only to the
Romance—all heedless as to brevity or length—had it
been possible to deck the Chronicle with lifelike portraits of its
characters; and that only Shakespeare's stage, again, had permitted
the compression of the Romance into a drama. If Schiller, then,
sought in History itself for the stuff for Drama, this was with the
wish and effort to submit the historic subject from the first to so
directly poetic an
<pb id="pag144" n="144"/>
adaptation that it might be presented in the
dramatic Form, which only in the utmost possible Unity can make
itself intelligible. But in this very wish and effort, lies the
reason for the nullity of our 
<note id="rn054" corresp="n054" place="unspecified" anchored="yes"/>
Historic Drama. History is only
<hi>history</hi> in virtue of its shewing us, with unconditional
veracity, the naked doings of human beings: it does not give us
men's inner thinkings, but merely lets us infer these thinkings
from their doings. If, then, we believe we have rightly fathomed
these thinkings, and if we wish to present history as vindicated by
them, we can only do it in pure Historiography, or—with the
utmost artistic warmth attainable—in the Historical Romance,
i.e. in an art-form where we are not constrained by any outward
consideration to disfigure the naked facts of history through a
wilful sifting or compressing. We can make thoroughly intelligible
to ourselves the thoughts which we have unriddled from the actions
of historical persons, in no other way than by a faithful portrayal
of the identical actions from which we have unriddled those
thoughts. If, however, in order to make plain to ourselves the
inner motives of action, we in any item alter or disfigure the
actions which have thence arisen, for sake of their portrayal: then
this necessarily involves a disfigurement of the thoughts as well,
and therefore a total falsification of history itself. The poet
who, avoiding the chronicler's exactitude, attempted to adapt
historic subjects for the dramatic Scene,—and with this
object, treated the facts of history according to his own artistic
formula,—could bring neither History, nor yet a Drama, into
being.</p>

<p>If, in illustration of the above-said, we
compare Shakespeare's Historic dramas with Schiller's 
"<hi>Wallenstein</hi>," we shall see at a glance how <hi>here</hi> by
the evasion of outward historical fidelity, the history's very
Content is set awry as well; whereas <hi>there</hi>, by maintenance
of the chronicler's exactitude,
<note id="rn055" corresp="n055" place="unspecified" anchored="yes"/>
the characteristic Content of the history is
<pb id="pag145" n="145"/>
brought to light with most persuasive truth.
Without a doubt, Schiller was a greater expert than Shakespeare in
historical inquiry, and in his purely-historic works
<note id="rn056" corresp="n056" place="unspecified" anchored="yes"/>
he fully makes amend for his handling of History as dramatic poet. But our
present business is the statistical proof, that for Shakespeare
indeed, upon whose stage appeal was made to Phantasy, might the
stuff for Drama be borrowed from history; but not for <hi>us</hi>,
who demand a sense-convincing exhibition of the Scene as well. For
it was not possible even to Schiller, to compress the historic
stuff, howsoever deliberately prepared by him, into the dramatic
unity he had in mind. All which first gives to History its
intrinsic life, the Surrounding that stretches far and wide,
<note id="rn057" corresp="n057" place="unspecified" anchored="yes"/>
and yet exerts its conditioning force upon the central point—all
this, since he felt its delineation indispensable, he was forced
to shift into an entirely independent, self-included adjunct, and
to split his drama itself into two dramas: a very different matter
to Shakespeare's handling of his serial historic dramas; for there
we have whole life-careers of persons, who serve for a historical
focus, parcelled off into their weightiest periods, whereas in
"Wallenstein" only <hi>one</hi> such period, proportionally not
<note id="rn058" corresp="n058" place="unspecified" anchored="yes"/>
over-rich in matter, is divided into several sections merely for
sake of circumstantially motivating a historical moment which is
clouded into positive obscurity. In three plays, upon <hi>his</hi>
stage, Shakespeare would have given the whole Thirty-years War.</p>

<p>This "dramatic poem"—as Schiller himself
calls it—was nevertheless the most conscientious attempt to
win from History, as such, material for the Drama.</p>

<p>In Drama's further evolution, we see Schiller
henceforth dropping more and more his regard for History: on the
<pb id="pag146" n="146"/>
one hand, to employ it 
<note id="rn059" corresp="n059" place="unspecified" anchored="yes"/>
merely as itself a
clothing for an intellectual motive peculiar to the poet's own
general phase of culture—on the other, to present this motive
more and more definitely in a form of drama which, by the nature of
the thing and especially since Goethe's many-sided attempts, had
become the object of artistic speculation. With this purposed
subordination and arbitrary regulation of the Stuff, Schiller fell
ever deeper into the inevitable fault of a sheer reflective and
rhetorical presentment of his subject; until at last he ruled it
merely by the Form, which he took from Greek Tragedy as the most
suitable for a purely artistic purpose. In his "Bride of Messina"
he even went farther in his imitation of the Greek Form, than
Goethe in his "Iphigenia." Goethe only went so far back to this
Form, as thereby to fix the plastic <hi>unity</hi> of an Action:
Schiller sought to shape the drama's Stuff
itself, from out this Form. In this he approached the method of the
French tragic poets; his only essential difference from them being,
that he restored this Form more completely than had been possible
to their limited knowledge of it, that he sought to vivify its
Spirit, of which they knew absolutely nothing, and to stamp that
spirit on the Stuff itself. Further, he adopted from the Greek
tragedy its "Fate,"—at least so far as was possible to
<hi>his</hi> understanding of it,—and constructed with this
Fate a plot which, by its medieval costume,
<note id="rn060" corresp="n060" place="unspecified" anchored="yes"/>
was meant to afford a
halfway-house between the Antique and our modern understanding.
Never was anything so purposely planned from a purely
art-historical standpoint, as this "Bride of Messina": what Goethe
shadowed in his marriage of Faust with Helena, was here to be
embodied through artistic speculation. But
<pb id="pag147" n="147"/>
this embodiment would not succeed at all: stuff
and form were made alike so turbid, that neither did the
sophisticated medieval Romance come to any effect, nor the antique
Form to lucid view. Who may not learn a profound lesson, from this
fruitless attempt of Schiller's?—In despair, himself he
turned his back upon this form; in his last dramatic poem,
"William Tell," by taking up again the form of dramatised Romance
he sought to save at least his poetic freshness, which had markedly
flagged beneath his æsthetic experimentings.</p>

<p>Thus we see the dramatic creativeness of
Schiller, also, swaying between History and Romance—the real
life element of our era's poetry—on the one side, and the
perfect Form of the Grecian drama on the other: with every fibre of
his poetic life he clung to the former, while his higher artistic
shaping-impulse was driving him towards the latter.</p>

<p>What specially characterises Schiller, is that
in him the thrust <hi>(Drang)</hi> towards the pure, the antique
art-form, took the line of a thrust towards the Ideal in general.
He was so bitterly distressed at not being able to fill this Form
artistically with the contents of our own life-element, that at
last he loathed any artistic employment of that element at all.
<hi>Goethe's</hi> practical sense reconciled itself with our
life-element, by giving up the perfect art-form and developing
farther the only one in which this life can enounce itself
intelligibly. Schiller never turned back again to the Romance
proper; the Ideal of his higher artistic vision, as revealed to him
in the antique art-form he made into the essence of true Art
itself. But he only saw this Ideal from the standpoint of our
present life's poetic incapacity; and, confounding the things of
<hi>our</hi> life with those of Human Life in general, he could at
last but picture Art as a thing divorced from Life, the utmost
plenitude of Art as a thing to be dreamt of, but never more than
approximately reachable.—</p>

<p>Thus Schiller stayed hovering between heaven and earth;
and in this hovering hangs, after him, our whole dramatic
<pb id="pag148" n="148"/>
poetry. That heaven, however, is really nothing
but <hi>the antique art-Form</hi>, and that earth <hi>the practical
Romance of modern times</hi>. The newest school of dramatic
poetry— which, <hi>as art</hi>, lives only on the attempts of
Goethe and Schiller, now turned to literary monuments—has
developed the aforesaid hovering between opposite tendencies into a
positive reeling. Wherever it has left the field of mere literary
dramatics, and engaged in representing Life, it has fallen back
upon the dead level of the dramatised Burgher-romance, in order to
produce an at all intelligible scenic effect; or if it has wanted
to give voice to any higher import of Life, it has seen itself
compelled to gradually strip off again its spurious dramatic
plumes, and present itself to the dumb reader as a naked six- or
nine-volume novel.
<note id="rn061" corresp="n061" place="unspecified" anchored="yes"/>
</p>

<p>To take our whole art-literary doings at one
hasty glance, let us range their notable phenomena in the
following order.</p>

<p>Our modern life-element can only be displayed,
at once intelligibly and artistically, in the <hi>Romance.</hi> In
the endeavour for a more effectual, more direct display of its
Stuff, the Romance becomes <hi>dramatised.</hi> As each new poet
recognises afresh the impossibility of this attempt, the Stuff,
which distracts by its too-much-doing, is pounded down into first
an unveracious, and next a completely purposeless
<pb id="pag149" n="149"/>
foundation for the modern
<hi>stage-piece</hi>, i.e. the Play; which, in its turn, becomes a
mere platform for the modern theatre-Virtuoso. From this play, so
soon as he grows aware of his wrecking on the routine of the
coulisses, the poet returns to undisturbed presentment of his Stuff
in the <hi>romance</hi>; the perfect dramatic Form, which he had
striven for in vain, he gets set before him as something foreign
out-and-out, in an actual performance of the genuine Greek drama.
Finally, in the literary-<hi>Lyric</hi> he attacks and
ridicules,—laments and bewails the contrariness of our
life-affairs; which appears to him, in the matter of Art, a 
contradiction between stuff and form,—in that of Life, a 
contradiction between man and nature.</p>

<p>It is noteworthy that the most recent epoch has
shewn this irreconcilable contradiction so conspicuously in the
daily history of its art, that any continuance in error with regard
thereto must seem clean impossible to any man with half an eye.
Whereas the Romance in every country (<hi>überall</hi>),—and
especially among the French,
<note id="rn062" corresp="n062" place="unspecified" anchored="yes"/>
—after its last fantastic
attempts at painting History, has thrown itself on the nakedest
exhibition of the life of the present day; has taken this life by
its most vicious social basis (<hi>lasterhaftesten sozialen
Grundlage</hi>); and, with its own completed unloveliness as
art-work, has employed its literary artifice 
<note id="rn063" corresp="n063" place="unspecified" anchored="yes"/>
as a revolutionary weapon against this
<pb id="pag150" n="150"/>
life-base;—whereas the Romance, I say,
has become an appeal to that revolutionary force of the Folk which
shall destroy these life-foundations, — on the other hand a
talented poet, who as creative artist had never found the ability
to master any sort of Stuff for the actual Drama, induced an
absolute monarch to command his Stage-intendant to produce before
him with antiquarian fidelity a <hi>real Greek tragedy,</hi> for
which a famous composer had to prepare the needful music.
<note id="rn064" corresp="n064" place="unspecified" anchored="yes"/>
In face of our present-day life, this <hi>Sophocleian Drama</hi> shewed
itself as a clumsy artistic fib (<hi>Nothlüge</hi>): as a
quibble patched up by artistic penury, to cloak the untruthfulness
of our whole art-doings; as a prevarication which tried to lie
away the true Want of our times, under all manner of artistic
pretexts. Yet <hi>one</hi> plain truth this tragedy could not help
unbaring: namely, that <hi>we have no Drama, and can have</hi>
<pb id="pag151" n="151"/>
<hi>no Drama</hi>; that our Literary-drama is
every whit as far removed from the genuine Drama, as the pianoforte
from the symphonic song of human voices; that in the Modern Drama
we can arrive at the production of poetry only by the most
elaborate devices of literary mechanism, just as on the pianoforte
we only arrive at the production of music through the most
complicated devices of technical mechanism,—in either case,
however, a soulless poetry, a toneless music.—</p>

<p>With <hi>this</hi> Drama, at all events, true Music, the loving
wife, has nothing at all to do. The coquette can
approach this shrivelled man, to lure him into the net of her
flirtations; the prude can unite herself with the impotent one, to
journey with him into godliness; the wanton lets him pay her, and
laughs at him behind his back: but the true, love-yearning woman
turns away from him, unmoved!—
<note id="rn065" corresp="n065" place="unspecified" anchored="yes"/>
</p>

<milestone unit="section" rend="hr"/>

<p>If, now, we want to pry a little closer into
<hi>what</hi> has made this Drama impotent, we must get to the bottom
of <hi>the Stuff</hi> on which it has fed. This Stuff was, as we saw,
the <hi>Romance</hi>. To the essence of the Romance we must
therefore turn our more particular attention.</p>

</div> 

<div type="chapter" n="2" org="uniform" sample="complete" part="N">
<pb id="pag152"/>
<head>II.</head>

<p><hi rend="up">Man</hi> is in a two-fold way a poet: in
his <hi>beholding</hi>, and in his <hi>imparting</hi>.</p>

<p>His <hi>natural</hi> poetic-gift is the
faculty of condensing into an inner image the phenomena
presented to his senses from outside; his
<hi>artistic</hi>, that of projecting this image outwards.</p>

<p>Just as the eye can only take up farther-lying
objects in a proportionally diminished scale, so also the human
brain—the inner starting-point of the eye, and that to whose
activity, conditioned by the whole internal organism, the eye
imparts the shows which it has gathered from without—can only
grasp them in the diminished scale of the human individuality. Upon
this scale, however, the functioning brain is able to take the
phenomena, brought to it in a state of disruption from their native
actuality, and shape them into new and comprehensive pictures by
its double endeavour, to sift them or to group them; and this
function of the brain, we call it <hi>Phantasy</hi>.</p>

<p>The Phantasy's unconscious effort is directed to
becoming familiar with the actual measure of these shows, and this
drives it to impart its image to the outer world; so to
say—it tries to fit its image on to the reality, in order to
compare it therewith. But this imparting to the outer world can
only take an artistic, a mediated path; the senses, which
instinctively took up the outer shows themselves, demand, for any
imparting to them of a fancy- picture, that the man who fain would
address them intelligibly should first have exercised and
regulated his organ of utterance. Completely intelligible in its
externalisation will the fancy-picture never be, until it
re-presents to the senses the phenomena in the selfsame measure as
that in which the latter had originally presented themselves to
them; while by the final correspondence of the effect of
<pb id="pag153" n="153"/>
his message with his previous longing, does man
first become insofar acquainted with the correct measure of the
phenomena, as he recognises it for the measure in which they
address themselves to men in general. No one can address himself
intelligibly to any but those who see things in a like measure with
himself: but this measure for his communication is the concentrated
image of the things themselves, the image in which they present
themselves to man's perception. This measure must therefore rest
upon a view in common; for only what is perceptible to this common
view allows, in turn, of being artistically imparted thereto: a man
whose mode of viewing is not that of his fellow-men, neither can
address himself to them artistically.—Only
in a finite measure of inner viewing
of the essence of things, has the artistic impulse-to-impart, since
the memory of man, been able to develop itself to the faculty of
explicit portrayal (<hi>überzeugendster Darstellung</hi>) to the
senses : only from the Greek world-view, has the genuine Artwork of
Drama been able as yet to blossom forth. But this drama's Stuff was
the <hi>Mythos</hi>; and from its essence alone, can we learn to
comprehend the highest Grecian art-work, and its Form that so
ensnares us.</p>

<p>In the <hi>Mythos</hi> the Folk's joint
poetic-force seizes things exactly as the bodily eye has power to
see them, and no farther ; not as they in themselves really are.
The vast multiplicity of surrounding phenomena, whose real
association the human being cannot grasp as yet, gives him first of all an
impression of unrest: in order to overcome this feeling of unrest
he seeks for some connexion of the phenomena among themselves,
some connexion which he may conceive as their First Cause. The real
connexion, however, is only discoverable by the Understanding,
which seizes the phenomena according to their reality; whereas the
connexion invented by the man who is only able to seize the
phenomena according to their directest impression upon himself, can
merely be the work of Phantasy—and the Cause, thus subsumed
for them, a mere product of his poetic imaginative-force. God and
gods, are the first
<pb id="pag154" n="154"/>
creations of man's poetic force: in them man
represents to himself the essence of natural phenomena as derived
from a Cause. Under the notion of this Cause, however, he
instinctively apprehends nothing other than his own human essence;
on which alone, moreover, this imagined Cause is based. If the
'thrust' of the man who fain would overcome his inner disquietude
at the multiplicity of phenomena, if this thrust makes toward
representing as plainly as possible to himself their imagined
cause,—since he can only regain his peace of mind through the
selfsame senses wherethrough his inner being had been
disquieted,—then he must also bring his God before him in a
shape which not only shall the most definitely answer to his purely
human manner of looking at things, but shall also be outwardly the
most understandable by him. All understanding comes to us through
love alone, and man is urged the most instinctively towards the
essence of his own species. Just as the human form is to him the
most comprehensible, so also will the essence of natural
phenomena—which he does not know as yet in their
reality—become comprehensible only through condensation to a
human form. Thus in Mythos all the shaping impulse of the Folk
makes toward realising to its senses a broadest grouping of the
most manifold phenomena, and in the most succinct of shapes. At
first a mere image formed by Phantasy, this shape behaves itself
the more entirely according to human attributes, the plainer it is
to become, notwithstanding that its Content is in truth a
suprahuman and supranatural one: to wit, that joint operation of
multi-human or omninatural force and faculty which, conceived as
merely <hi>the concordant action</hi> of human and natural forces in
general, is certainly both natural and human, but appears
superhuman and supernatural by the very fact that it is ascribed to
<hi>one</hi> imagined individual, represented in the shape of Man.
<note id="rn066" corresp="n066" place="unspecified" anchored="yes"/>
By its faculty of thus using its force of imagination
<pb id="pag155" n="155"/>
to bring before itself every thinkable
reality and actuality, in widest reach but plain, succinct and
plastic shaping, the Folk therefore becomes in Mythos the creator
of Art ; for these shapes must necessarily win artistic form and
content, if—which, again, is their individual mark—they
have sprung from nothing but man's longing for a <hi>seizable</hi> portrait
of things, and thus from his yearning to recognise in the object
portrayed, nay <hi>first to know</hi> therein, himself and his own-est
essence : that god-creative essence. Art, by the very meaning of
the term, is nothing but the fulfilment of a longing to know
oneself in the likeness of an object of one's love or adoration, to
find oneself again in the things of the outer world, thus conquered
by their representment.
<note id="rn067" corresp="n067" place="unspecified" anchored="yes"/>
In the object he has represented, the
Artist says to himself: " So art thou so feel'st and thinkest thou.
And so wouldst thou do if, freed from all the strenuous caprice of
outward haps of ]ife, thou mightest do according to thy choice."
Thus did the Folk portray in Mythos to itself its <hi>God</hi>;
thus its <hi>Hero</hi>; and thus, at last, its <hi>Man</hi>.—</p>

<p>Greek Tragedy is the artistic embodiment of the spirit
and contents of Greek Mythos. As in this Mythos
the widest-ranging phenom en a were compressed into closer and ever
closer shape, so the Drama took this shape and re-presented it in
the closest, most compressed of forms. The view-in-common of the
essence of things, which in Mythos had condensed itself from a view
of Nature to a view of Men and morals, here appeals in its
distinctest, most pregnant form to the most universal
receptive-force of man ; and thus steps, as Art-work, from Phantasy
into reality. As in Drama the shapes that had been in Mythos merely
shapes of Thought, were now presented in actual bodily portrayal by
living men : so the actually represented Action now compressed
itself, in thorough keeping with the mythic essence, into a
compact, plastic whole. If a
<pb id="pag156" n="156"/>
man's idea (<hi>Gesinnung</hi>) is only bared to
us convincingly by his action, and if a man's character consists in
the complete harmony between his idea and his action: then this
action, and therefore also its underlying idea—entirely in
the sense of the Mythos—gains significance, and correspondence
with a wide-reaching Content, by its manifesting itself
in utmost concentration. An action which consists of many parts, is
either over-weighted, redundant, and unintelligible—when all
these parts are of equally suggestive, decisive importance ; or it
is petty, arbitrary and meaningless—when these parts are
nothing but odds and ends of actions. The Content of an action is
the idea that lies at the bottom of it : if this idea is a great
one, wide of reach, and drawing upon man's whole nature in any one
particular line, then it also ordains an action which shall be
decisive, one and indivisible ; for only in such an action does a
great idea reveal itself to us.</p>

<p>Now, by its nature, the Content of Greek Mythos
was of this wide-reaching but compact quality; and in their Tragedy
it likewise uttered itself, with fullest definition, as this one,
necessary, and decisive Action. To allow this Action, in its
weightiest significance, to proceed in a manner fully vindicated by
the idea of its transactors—<hi>this</hi> was the task of the
Tragic-poet ; to bring to understanding the Necessity of the
action, by and in the demonstrated truth of the idea,—in this
consisted the solution of that task. The unitarian Form of his
artwork, however, lay already mapped out for him in the contours of
the Mythos; which he had only to work up into a living edifice, but
in no wise to break to pieces and newly fit together in favour of
an arbitrarily-conceived artistic building. The Tragic-poet merely
imparted the content and essence of the myth in the most conclusive
and in telligible manner ; his Tragedy is nothing other than the
artistic completion of the Myth itself; while the Myth is the poem
of a life-view in common.</p>

<milestone unit="section" rend="hr"/>

<pb id="pag157" n="157"/>

<p>Let us now try to make plain to ourselves, what is the life-view of
the modern world which has found its artistic expression in <hi>the
Romance</hi>.—</p>

<p> So soon as the reflective Understanding looked aside
from the image, to inquire into the actuality of
the things summed-up in it, the first thing it saw was an ever
waxing multitude of units, where the poetic view had seen a whole.
Anatomical Science began her work, and followed a diametrically
opposite path to that of the Folk's-poem. Where the latter
instinctively united, she separated purposely where it fain would
represent the grouping, she made for an exactest knowledge of the
parts: and thus must every intuition of the Folk be exterminated
step by step, be overcome as heresy, be laughed away as childish.
The nature-view of the Folk has dissolved into physics and
chemistry, its religion into theology and philosophy, its
commonwealth into politics and diplomacy, its art into science and
æsthetics,—and its Myth into the historic Chronicle.—</p>

<p>Even the new world won from the Myth its fashioning
force. From the meeting and mingling of two
chief mythic rounds, which could never entirely permeate each
other, never lift themselves into a plastic unity, there issued the
medieval Romance.</p>

<p>In the <hi>Christian Mythos</hi> we find that That
to which the Greek referred all outer things, what he had therefore
made the sure-shaped meeting-place of all his views Nature and the
World,—the <hi>Human</hi> being,—had become the 
<hi>à priori</hi> Incomprehensible, become a stranger to itself.
The Greek, by a comparison of outward things with Man, had reached the
human being from without: returning from his rovings through the
breadth of Nature, he found in Man's stattire, in his instinctive
ethical notions, both quieting and measure. But this measure was a
fancied one, and realised in Art alone. With his attempt to
deliberately realise it in the State, the contradiction between
that fancy standard, and the reality of actual
<pb id="pag158" n="158"/>
human self-will,
<note id="rn068" corresp="n068" place="unspecified" anchored="yes"/>
revealed itself: insofar as
State and Individual could only seek to uphold themselves by the
openest overstepping of that fancy standard. When the natural
custom had become an arbitrarily enacted Law, the racial commonweal
an arbitrarily constructed political State, then the instinctive
life-bent of the human being in turn resisted law and state with
all the appearance of egoistic caprice. In the strife between that
which man had recognised as good and right, such as Law and State,
and that toward which his bent-to-happiness was thrusting
him—the freedom of the Individual,—the human being
must at last become incomprehensible to himself; and this
confusion as to himself, was the starting-point of the Christian
mythos. In this latter the <hi>individual</hi> man, athirst for
reconcilement with himself, strode on towards a longed-for, but yet
a Faith-vouchsafed redemption into an extra-mundane Being, in whom
both Law and State were so far done away with, as they were
conceived included in his unfathomable will. Nature, from whom the
Greek had reached a plain conception of the Human being, the
Christian had to altogether overlook: as he took for her highest
pinnacle redemption-needing Man, at discord with himself, she could
but seem to him the more discordant and accurst. Science, which
dissected Nature into fragments, without ever finding the real
bond between those fragments, could only fortify the Christian view
of Nature.</p>

<p>The Christian myth, however, won bodily shape in
the person of a man who suffered martyr's-death for the 
withstanding of Law and State; who, in his submission to judgment,
vindicated Law and State as outward necessities; but through his
voluntary death, withal, annulled
<pb id="pag159" n="159"/>
them both in favour of an inner Necessity, the
liberation of the Individual through redemption into God. The
enthralling power of the Christian myth consists in its portrayal
of a <hi>transfiguration through Death</hi>. The broken, death-rapt
look of an expiring dear one, who, already past all consciousness,
for the last time sends to us the lightning of his glance, exerts
on us an impression of the most poignant grief. But this glance is
followed with a smile on the wan cheeks and blanching lips; a smile
which, sprung in itself from the joyful feeling of triumph over
Death's last agony, at onset of the final dissolution, yet makes on
us the impression of a forebodal of over-earthly bliss, such as
could only be won by extinction of the bodily man. And just as we
have seen him in his passing, so does the departed one stay
pictured in our memory: it removes from his image all sense of
wilfulness or uncertainty in his physical life-utterance; our
spiritual eye, the gaze of loving recollection, sees the
henceforth but remembered one in the soft glamour of unsuffering,
reposeful bliss. Thus the moment of death appears to us as the
moment of actual redemption into God; for, through his dying, we
think alone of the beloved as parted from all feeling of a Life
whose joys we soon forget amid the yearning for imagined greater
joys, but whose griefs, above all in our longing after the
transfigured one, our minds hold fast as the essence of the
sensation of Life itself.</p>

<p>This <hi>dying</hi>, with the yearning after it,
is the sole true content of the Art which issued from the Christian
myth; it utters itself as dread and loathing of actual life, as
flight before it,—as longing for death. For the Greek, Death
counted not merely as a natural, but also as an ethical necessity;
yet <hi>only as the counterpart of Life</hi>, which <hi>in itself</hi>
was the real object of all his viewings, including those of Art.
The very actuality 
<note id="rn069" corresp="n069" place="unspecified" anchored="yes"/>
and instinctive necessity of Life, determined of themselves the
tragic death; which
<pb id="pag160" n="160"/>
in itself was nothing else but the rounding of a
life fulfilled by evolution of the fullest individuality, of a life
expended on making tell this individuality. To the Christian,
however, Death was <hi>in itself</hi> the object. For him, Life had its
only sacredness and warranty as the preparation for Death, in the
longing for its laying down. The conscious stripping-off the
physical body, achieved with the whole force of Will, the purposed
demolition of actual being, was the object of all Christian art;
which therefore could only be limned, described, but never
<hi>represented</hi>, and least of all in Drama. 
<note id="rn070" corresp="n070" place="unspecified" anchored="yes"/>
The distinctive
element of Drama is its artistic realising of the Movement of a
sharply outlined content A movement, however, can chain our
interest only when it <hi>increases</hi>; a diminishing movement
weakens and dissipates our interest,—excepting where a
necessary lull is given expression to in passing. In a Greek drama
the movement waxes from the beginning, with constantly accelerated
speed, to the mighty storm of the catastrophe; whereas the genuine,
unmixed Christian drama must perforce begin with the storm of life,
to weaken down its movement to the final swoon of dying-out The
Passion-plays of the Middle Ages represented the sufferings of
Jesus in the form of a series of living pictures: the chief and
most affecting of these pictures shewed Jesus hanging on the cross:
hymns and psalms were sung during the performance.—<hi>The
Legend</hi>, that Christian form of the Romance, could alone give
charm to a portrayal of the Christian Stuff, because it appealed
only to the Phantasy,—as alone was possible with this
Stuff,—and not to physical vision. To Music alone, was it
reserved to represent this Stuff to the senses also, namely by an
outwardly perceptible motion; albeit merely in this wise, that she
resolved it altogether into moments of Feeling, into blends of
colour without drawing, expiring
<pb id="pag161" n="161"/>
in the tinted waves of Harmony in like fashion
as the dying one dissolves from out the actuality of Life.
<note id="rn071" corresp="n071" place="unspecified" anchored="yes"/>
</p>

<milestone unit="section" rend="hr"/>

<p>Of the myths which have worked decisively upon
the life-views and art-fashionings of the modern era we now come to
the other circle, and that opposed to the Christian myths. It is
the native Saga of the newer European, but above all the
<hi>German</hi> peoples.</p>

<p>Like that of the Hellenes, the Mythos of these
peoples waxed from beholdings of Nature into picturings of Gods and
Heroes. In the case of one of these sagas—that of
Siegfried—we now may look with tolerable clearness into its
primordial germ, which teaches us no little about the essence of
myths in general. We here see natural phenomena, such as those of
day and night, the rising and the setting sun, condensed by human
Phantasy into personal agents revered or feared in virtue of their
deeds; at last, from man-created Gods we see them transformed into
actual human Heroes, supposed to have one-time really lived, and
from whose loins existing stems and races have boasted themselves
as sprung. The Mythos so reached into the heart of actual Life,
giving shape and measure, revindicating claims and kindling men to
deeds, where it not only was nurtured as a religious Faith but
proclaimed itself as energised Religion. A boundless wealth of
cherished haps and actions filled out the breadth of this religious
Mythos, when fashioned into the Hero-saga: yet how manifold soever
these sung and fabled actions might give themselves to be, they all
arose as variations of one very definite type of events, which, on
closer examination, we may trace back to one simple religious
notion. In this
<pb id="pag162" n="162"/>
religious notion, taken from the beholding of
Nature, the most varied utterances of the endless-branching
Sagas—amid the undisturbed development of a specific
Mythos—had each their ever-fruitful source. Let the shapings
of the Saga enrich themselves as they might with fresh stores of
actual events, among the countless stems and races: yet the poetic
shaping of the new material was instinctively brought about in the
one and only way that belonged to the poetic intuition for good and
all, and this was rooted deeply in the same religious beholding of
Nature which once had given birth to the primordial Mythos.</p>

<p>Thus these peoples' poetic shaping-force was a
religious one withal, unconsciously common to them and rooted in
their oldest intuition of the essence of things. On <hi>this root</hi>,
however, Christianity now laid its hands. The enormous
wealth of leaves and branches of the Germanic Folk-tree the
Christians' pious passion for conversion could not come at;
<note id="rn072" corresp="n072" place="unspecified" anchored="yes"/>
but it tried to drag up the root wherewith that tree had
anchored in the soil of being. Christianity upheaved the religious
faith, the ground-view of Nature's essence, and supplanted it by a
new belief, a new way of beholding, diametrically opposed to the
older. Though it could not completely root out the old belief, at
least it robbed it of its virile wealth of artist-force: and that
which hitherto had sprung from out this force, the teeming
amplitude of Saga, stayed now a bough cut off from stem and
stringers, un-nourished by its vital sap and offering but a sorry
sustenance to the Folk itself. Whereas the religious intuitions of
the Folk had earlier formed a girth which bound into one whole each
never so varied shaping of the Saga:
since the rending of this girdle there now was
nothing left beyond a loose entanglement of motley shapes, flitting
holdless and disbanded to and fro, in a fancy henceforth merely
bent on recreation but no more in itself creative.
<pb id="pag163" n="163"/>
The Mythos, grown incapable of procreation,
dispersed itself into its individual hedged-off fractions; its
unity into a thousandfold plurality; the kernel of its Action into
a mass of many actions. These actions, in themselves but the
individualisations of a great root-action—as it were the
personal variations of the same <hi>one action</hi> that had been the
necessary utterance of the spirit of the Folk—became
splintered and disfigured to such a degree, that their separate
parts could be pieced together again by arbitrary whim; and this to
feed the restless impulse of a Phantasy which, maimed within and
reft of power to shape without, could now devour alone the outer
matter, but no longer give the inner from itself. The splintering
and extinction of the German Epos, as evinced to us by the whirring
figures of the "Heldenbuch," shews itself in a monstrous mass of
actions, swelling all the larger the more has every genuine Content
vanished from them.—</p>

<p>Through the adoption of Christianity the Folk had lost
all true understanding of the original, vital
relations of this Mythos, and when the life of its single body had
been resolved by death into the myriad lives of a swarm of fables,
the <hi>Christian religious-view</hi> was fitted under it, as though
for its fresh quickening. By its intrinsic property, this view
could do absolutely nothing more, than light up <hi>that corpse</hi>
of Mythos and deck it with a mystic apotheosis. In a sense it
justified the death of Myth, inasmuch as it set before itself those
clumsy actions, that tangle of cross-purposes—in themselves
no longer explicable or vindicable by any intelligible idea still
proper to the Folk—in all their whimsical caprice, and,
finding it impossible to assign an adequate motive to them,
conveyed them to the Christian Death as their redeeming issue.
<note id="rn073" corresp="n073" place="unspecified" anchored="yes"/>
The Christian
<pb id="pag164" n="164"/>
<hi>Ritter</hi>-Romance
<note id="rn074" corresp="n074" place="unspecified" anchored="yes"/>
gives a faithful expression to
the life of the Middle Ages, by beginning with the myriad leavings
of the corpse of the ancient Hero-Mythos, with a swarm of actions
whose true idea appears to us unfathomable and capricious, because
their motives, resting on a view of life quite alien to the
Christian's, had been lost to the poet: to expose the utter lack of
rhyme or reason in these actions, and out of their own mouths to
vindicate to the instinctive Feeling the necessity of their
transactors' downfall,—be it by a sincere adoption of the
Christian rules, which inculcated a life of contemplation and
inaction, or be it by the uttermost effectuation of the Christian
view, the martyr's-death itself,—this was the natural bent
and purpose of the spiritual-poem of Chivalry.</p>

<p>The original Stuff of the pagan Mythos, however,
had already swelled into the most extravagant complexity of
'actions,' by admixture of the Sagas of every nation—of Sagas
cut adrift, like the Germanic, from their vital root. By
Christianity every Folk, which adopted that confession, was torn
from the soil of its natural mode of viewing, and the poems that
had sprung therefrom were turned into playthings for the unchained
Phantasy. In the multifarious intercourse of the Crusades, the
orient and the occident had interchanged these stuffs, and
stretched their manysidedness to a monstrosity. Whereas in earlier
days the Folk included nothing but the <hi>homelike</hi> in its
myths: now that its understanding of the homelike had been lost, it
sought for recompense in a constant novelty of the
<hi>outlandish</hi>. In its burning hunger, it gulped down everything
foreign and unwonted: its voracious phantasy exhausted all the
possibilities of human imagination,—to digest them into the
wildest medley of adventures.</p>

<p>This bent at last the Christian view could no
more guide, albeit itself, at bottom, had been its generator; for
this bent was primarily nothing but the stress to flee from an
un-understood reality, to gain contentment in a world
<pb id="pag165" n="165"/>
of fancy. But this fancied world, however great
the divagations of Phantasy, still must take its archetype from
the actual world and nothing else: the imagination finally could
only do over again what it had done in Mythos; it pressed together
all the realities of the actual world—all that it could
comprehend—into close-packed images, in which it
individualised the essence of totalities and thus furbished them
into marvels of monstrosity. In truth this newer thrust of
Phantasy, just as with the Mythos, made again toward finding the
reality; and that, the reality of a vastly extended outer world.
Its effectuation, in this sense, did not go long a-begging. The
passion for adventures, in which men yearned to realise the
pictures of their fancy, condensed itself at last to a passion for
undertakings whose goal—after the thousand-times proved
fruitlessness of mere adventures—should be the knowledge of
the outer world, a tasting of the fruit of actual experiences
reaped on a definite path of earnest, keen endeavour. Daring
voyages of discovery undertaken with a conscious aim, and profound
scientific researches grounded on their results, at last uncloaked
to us the world as it really is.—By this knowledge was the
Romance of the Middle Ages destroyed, and the delineation of
<hi>fancied</hi> shows was followed by the delineation of their
reality.</p>

<p>This reality, however, had stayed untroubled, undisfigured by
our errors, in the phenomena of <hi>Nature alone</hi>,
unreachable by our activity. On the reality of <hi>Human Life</hi>
our errors had lain the most distorting hand of violence.
To vanquish these as well, to know the life of Man in the Necessity
of its individual and social nature; and finally, since that stands
within our might, <hi>to shape it</hi>—this is the trend of
humankind since ever it wrested to itself the outward faculty of
knowing the phenomena of Nature in their genuine essence; for from
this knowledge have we won the measure for the knowledge, also, of
the essence of Mankind.</p>

<milestone unit="section" rend="hr"/>

<pb id="pag166" n="166"/>

<p>The Christian life-view—which had
unwittingly engendered this outward thrust of man, but of itself
could neither feed nor guide it—had withdrawn into itself
before this vision, had shrunk into a stolid Dogma, as though for
sanctuary against a thing it could not comprehend. It is here that
the intrinsic weakness and contradictoriness of this view bewrayed
itself. Actual Life, and the ground of its phenomena, to it had
ever been a thing incomprehensible. The strife between the law-made
State and the selfwill
<note id="rn075" corresp="n075" place="unspecified" anchored="yes"/>
of the Individual it had been the less
able to overcome, as the roots of its own origin and essence lay in
that strife alone: were the individual man completely reconciled
with the commonwealth—nay, should he find therein the fullest
satisfaction of his bent toward happiness, then would all necessity
of the Christian view be done away with, and Christianity itself be
practically annulled. But as this view had originally sprung from
that discord in the human mind, so Christianity, in its bearings
toward the world, fed itself on the continuance of that discord,
nothing else; and its <hi>purposed maintenance</hi> must therefore
become the life-task of the Church, so soon as ever she grew fully
conscious of her life spring.—</p>

<p>The <hi>Christian Church</hi> had also striven for unity: every
vital manifestment was to converge in her, as
the centre of all life. She was not, however, life's central, but
its terminal point; for the secret of the truest Christian essence
was Death. At the other terminus there stood the natural fount of
Life itself, of which Death can only become master through its
annihilation: but the power which ever led this life towards the
Christian-death, was none other than <hi>the State</hi> itself. The
State was the veritable lifespring of the Christian Church; this
latter warred against herself, when she strove against the State.
What the Church of the Middle Ages disputed, in her despotic <hi>but
honest</hi> zeal for the Faith, was the remnant of old pagan ideas
which expressed itself in the individual self-sanction of the
worldly rulers. By imposing on these rulers the duty of seeking
<pb id="pag167" n="167"/>
their authority from divine sanction, through
the Church as intermediary, she drove them to consolidate the
absolute, four-square State,
<note id="rn076" corresp="n076" place="unspecified" anchored="yes"/>
as though she had felt that such a
State was needful to her own existence. Thus the Church was obliged
at last to help fortify her own antithesis, the State, so as to
render possible her own existence by making it a dualistic one; she
became herself a political might, because she felt that she could
exist in none but a political world. The Christian
life-view,—whose inner consciousness, rightly speaking, did
away with the State,—now that it had condensed into a
Church, not only became the vindicatrix of the State, but she
brought its standing menace to the freedom of the Individual to
such a pitch that henceforth man's outward-thrust turned towards
his liberation from Church and State alike, as though to find in
human life itself a final realising of the nature of things, which
he had now beheld in their true essence.</p>

<p>But first the actuality (<hi>Wirklichkeit</hi>)
of Life and its shows themselves, was to be explored in like
fashion as the actuality of natural phenomena had been explored by
voyages of discovery and scientific research. Men's thrust,
directed heretofore to outward things, now turned back to the
actuality of Social Life; and that with all the greater zeal as,
after flight to the uttermost ends of the earth, they had never
been able to rid themselves of these social conditions, but
everywhere had stayed subjected to them. What man instinctively had
fled from, and yet in truth could never flee away from, must at
last be recognised as rooted so deeply in our own heart and our
involuntary view of the essence of things human, that a flight from
<hi>it</hi> to outer realms was clean impossible. Returning from the
endless breadths of Nature, where we had found the imaginings of
our Phantasy refuted by the essence of things, we
<pb id="pag168" n="168"/>
were necessarily driven to seek in a plain and
lucid contemplation of human affairs the selfsame refutation for a
visionary, a false opinion thereof; for we felt that we must have
fed and formed those affairs themselves in the same way as we had
earlier formed our erroneous opinions of the phenomena of Nature.
The first and weightiest step toward knowledge consisted,
therefore, in grasping the phenomena of Life according to their
actuality: and that, at first, without passing any judgment on
them, but with the single aim to bring before ourselves their
actual facts and grouping as perspicuously and truthfully as
possible. As long as seafarers had set before themselves the object
of discovery according to preconceived opinions, so long did they
always find themselves disillusioned by the reality at last
perceived; wherefore the explorer of our life-affairs held himself
freer and freer from prejudgment, the surer to reach the bottom of
their actual essence. The most unruffled mode of looking at the
naked, undisfigured truth henceforth becomes the Poet's plumb-line:
to seize and exhibit human beings and their affairs as they
<hi>are</hi>, and not as one had earlier imagined them, is from now
the task alike of the Historian and of the Artist who fain would
set before himself in miniature the actuality of Life,—and
<hi>Shakespeare</hi> was the unmatched master in this art, which let
him find the shape for his Drama.</p>

<p>Yet not in the actual Drama, as we have seen,
was this actuality of Life to be portrayed artistically, but only
in the describing, delineating Romance; and that for reasons which
this Actuality itself alone can teach us.</p>

<milestone unit="section" rend="hr"/>

<p>Man
<note id="rn077" corresp="n077" place="unspecified" anchored="yes"/>
can only be comprehended in conjunction with
<pb id="pag169" n="169"/>
men in general, with his Surrounding: man
divorced from this, above all <hi>the modern man,</hi> must appear
<hi>of all things the most incomprehensible.</hi> The restless inner
discord of this Man, who between 'will' and 'can' had created for
himself a chaos of tormenting notions, driving him to war against
himself, to self-laceration and bodiless abandonment to the
Christian death,—this discord was not so much to be
explained, as Christianity had sought to do, from the nature of the
Individual-man himself, as from the confusion wrought on this
nature by an unintelligent view of the essence of Society. Those
torturing notions, which disturbed this view, must needs be
referred back to the reality that lay at bottom of them; and, as
this reality, the investigator had to recognise the true condition
of Human Society. Yet neither could this condition, in which a
thousandfold authority was fed upon a millionfold
<note id="rn078" corresp="n078" place="unspecified" anchored="yes"/>
injustice and man was hedged from man by infranchisable barriers,
first imagined and then realised,—neither could <hi>this</hi>
be comprehended out of its mere self; out of historical traditions
converted into rights, out of the heart of facts and finally of the
spirit of historical events, out of the ideas which had called them
forth, must it be unriddled.</p>

<p>Before the gaze of the Investigator, in his
search for the human being, these historic facts upheaped
themselves to so huge a mass of recorded incidents and actions,
that the medieval Romance's plethora-of-Stuff seemed naked penury
compared therewith. And yet this mass, whose closer regardal shewed
it stretching into ever more intricate ramifyings, was to be
pierced to its core by the searcher after the reality of man's
affairs, in order to unearth from amidst its crushing waste the one
thing that might reward such toil, the genuine undisfigured Man in
all his nature's verity. Faced with an expanse of matters-of-fact
beyond what his two eyes could grasp, the historical investigator
must perforce set bounds to his avidity of research. From a broader
conjunction, which he could only have suggested,
<pb id="pag170" n="170"/>
he must tear off fragments: by them to
shew with greater exactitude a closer coherence, without which no
historical representment can ever be intelligible. But even within
the narrowest bounds, this coherence, through which alone an
historic action is understandable, is only to be made possible by
the most circumstantial setting forth of a Surrounding; in which,
again, we can never take any sort of interest, until it is brought
to view by the liveliest description. Through the felt necessity of
such description, the Investigator must needs become a Poet
again: but his method could only be one opposed
outright to that of the dramatic-poet. The dramatic-poet compresses
the Surrounding of his personages into proportions easy to take in,
in order to allow their Action—which again he compresses,
both in utterance and content, into a comprehensive
main-action—to issue from the essential 'idea' of the
Individual, to allow this individuality to come to a head therein,
and by it to display Man's common essence along one of its definite
lines.</p>

<p>The Romance-writer (<hi>Romandichter</hi>), on the
other hand, has to explain the action of an historic
chief-personage by the outer necessity of the Surrounding: in order
to give us the impression of historic truth, he has above all to
bring to our understanding the character of this Surrounding,
since therein lie grounded all the calls which determine the
individual to act <hi>thus</hi> and not otherwise. In the Historical
Romance we try to make comprehensible to ourselves the man whom we
positively cannot understand from a purely human standpoint. If we
attempt to image to ourselves the action of an historic man as
downright and purely human, it cannot but appear to us highly
capricious, without rhyme or reason, and in any case unnatural,
just because we are unable to vindicate the 'idea' of that action
on grounds of purely-human nature. The idea of an historic
personage is the idea of an Individual only in so far as he
acquires it from a generally-accepted view of the essence of
things; this generally-accepted view, however,—<hi>not</hi>
being a purely-human one, nor therefore
<pb id="pag171" n="171"/>
valid for every place and time,—finds its
only explanation in a purely Historic relation, which changes with
the lapse of time and is never the same at two epochs. This
relation, again, and its mutation we can only clear up to ourselves
by following the whole chain of historic events, whose
many-membered series has so worked upon a simpler historic-relation
that it has taken <hi>this</hi> particular shape, and that precisely
<hi>this</hi> idea has enounced itself therein as a commonly current
view. Wherefore the Individual, in whose action this idea is to
express itself, must be degraded to an infinitesimal measure of
individual freedom, to make his action and idea at all
comprehensible to us :—his idea, to be in any way cleared up,
is only to be vindicated through the idea of his Surrounding; while
this latter, again, can only make itself plain in a number of
actions, which have to encroach the more upon the space of the
artistic portrait, as only in its most intricate branching and
extension can the Surrounding, also, become understood of us.</p>

<p>Thus the Romance-writer has to occupy himself
almost solely with a description of the Surrounding, and to become
understandable he must be circumstantial. On what the dramatist
<hi>pre</hi>supposes, for an understanding of the Surrounding, the
romance-writer has to employ his whole powers of portrayal; the
current view, on which the dramatist takes his footing from the
first, the romance-writer has to cunningly develop and fix in the
course of his portrayaL The Drama, therefore, goes from within outwards, 
<note id="rn079" corresp="n079" place="unspecified" anchored="yes"/>
the Romance from without inwards. From a simple,
universally intelligible Surrounding, the dramatist rises to an
ever richer development of the Individuality; from a complex,
toilsomely explained Surrounding, the romancewriter sinks exhausted
to a delineation of the
<pb id="pag172" n="172"/>
Individual, which, poverty-stricken in itself,
could be tricked-out with individuality by that Surrounding alone.
In the Drama, a sinewy and fully self-developed individuality
enriches its surrounding; in the Romance, the surrounding feeds
the ravenings of an empty individuality. Thus the Drama lays bare
to us the Organism of mankind, inasmuch as it shews the
Individuality as the essence of the Species; whereas the Romance
shews us the Mechanism of history, according to which the Species
becomes the essence of the Individuality.
<note id="rn080" corresp="n080" place="unspecified" anchored="yes"/>
And thus also, the art-procedure in Drama is an <hi>organic</hi>
one, in Romance a
<hi>mechanical</hi>: for the Drama gives us the <hi>man</hi>, the
Romance explains to us the <hi>citizen</hi>; the one shews us the
fulness of Human nature, the other apologises for its penury on
plea of the State. The Drama, then, shapes from innermost
necessity, the Romance from outermost constraint</p>

<milestone unit="section"/>

<p>Yet the Romance was no arbitrary, but a
necessary product of our modern march of evolution: it gave honest
artistic expression to life-affairs which were only to be portrayed
by it, and not by Drama. The Romance made for representing
Actuality (<hi>Wirklichkeit</hi>); and its endeavour was so sincere,
that at last it demolished itself, as art-work, in favour of this
Actuality.</p>

<p>Its highest pitch, as an art-form, was reached
by the Romance when, from the standpoint of purely artistic
necessity, it made its own the Mythos' plan of moulding
<pb id="pag173" n="173"/>
types. Just as the medieval romance had welded
into wondrous shapes the motley shows of foreign peoples, lands and
climates: so the newer Historical-romance sought to display the
motleyest utterances of the spirit of whole historic periods as
issuing from the essence of one particular historic individual. In
this procedure, the customary method of looking at history could
but countenance the Romance-writer. In order to arrange the excess
of historical facts for easy survey by our eye, we are accustomed
to regard the -most prominent personalities alone, and in them to
consider as embodied the spirit of a period. As such personalities,
the wisdom of the chronicler has mostly bequeathed us the Rulers;
those, from whose will and ordering the historic undertakings and
State-economy were supposed to have issued. The unclear 'idea' and
contradictory manner of action of these chiefs, but above all the
circumstance that they never really reached their aimed-for goal,
allowed us in the first place so far to misunderstand the spirit of
history, that we deemed it necessary to explain the caprice
(<hi>Willkür</hi>) in these rulers' actions by higher,
inscrutable influences, guiding and foreordering the course and
scope of history. Those factors (<hi>Faktoren</hi>) of history seemed
to us will-less tools—or if wilful, yet
self-contradictory—in the hands of an extrahuman, heavenly
power. The end-results of history we posited as the cause of its
movement, or as the goal toward which a higher, conscious spirit
had therein striven from the beginning. Led by this view, the
expounders or setters-forth of History believed themselves justified
in deriving the seemingly arbitrary actions of its ruling
personages from 'ideas'in which was mirrored back the imputed
consciousness of a governing World-spirit:
wherefore they destroyed the unconscious Necessity of these rulers'
motives of action, and, so soon as they deemed they had
sufficiently accounted for those actions, they displayed them as
arbitrary out-and-out.—</p>

<p>Through this procedure alone, whereby historic actions
could be disfigured and combined at will, did the Romance
<pb id="pag174" n="174"/>
succeed in inventing types, and in lifting
itself to a certain height of art-work, whereon it might seem
qualified anew for dramatisation. Our latter days have presented us
with many such an Historical-drama, and the zest of making history
in behoof of the dramatic form is nowadays so great, that our
skilled historical stage-conjurors fancy the secret of history
itself has been revealed for the sole benefit of the play-maker.
They believe themselves all the more justified in their procedure,
as they have even made it possible to invest History's dramatic
installation
<note id="rn081" corresp="n081" place="unspecified" anchored="yes"/>
with the completest Unity of place and time: they
have thrust into the inmost recesses of the whole historic
mechanism, and have discovered its heart to be the antechamber of
the Prince, where Man and the State make their mutual arrangements
between breakfast and supper. That this artistic Unity and this
History, however, are equal forgeries, and that a falsehood can
only have a forged effect,—<hi>this</hi> has established itself
plainly enough in the course of our present-day Historic Drama.
But, that true history itself is no stuff for Drama,—this we
now know also; since this Historical Drama has made it clear to us,
that even the Romance could only reach its appointed height, as
art-form, by sinning against the truth of history.</p>

<p>From this height the Romance stepped down again,
in order, while giving up its aimed-for purity
<note id="rn082" corresp="n082" place="unspecified" anchored="yes"/>
as art-work, to engage in truthful portraiture of historic life.</p>

<p>The seeming Caprice in the actions of historical
chief-personages could only be explained, to the honour of
mankind, through discovering the soil from which those actions sprang
of instinct and necessity.
<index index="wae" level1="Above and Below"/>
As one had earlier thought it incumbent
to place this Necessity <hi>above</hi>, soaring over the historic
personages and using them as tools of its transcendent wisdom; and
as one at last had grown convinced of both the artistic and the
scientific barrenness of this view: so thinkers and poets now
sought for this
<pb id="pag175" n="175"/>
explanatory Necessity <hi>below</hi>, among the
foundations of all history. The soil of history is <hi>man's social
nature</hi>: from the individual's need to unite himself with the
essence of his species, in order in Society <hi>(Gesellschaft)</hi>
to bring his faculties into highest play, arises the whole movement
of history. The historic phenomena are the outward mani festments
of an inner movement, whose core is the Social Nature of man. But
the prime motor of this nature is the <hi>Individual</hi>, who only
in the satisfaction of his instinctive longing for Love
(<hi>Liebesverlangen</hi>) can appease his bent-to-happiness. Now,
to argue from this nature's manifestments to its core,—from
the dead body of the completed Fact to go back upon the inner life
of man's social bent, from which that fact had issued as a ready,
ripe, and dying fruit,—in <hi>this</hi> was evinced the
evolutionary march of modern times.</p>

<p>What the Thinker grasps by its essence, the Poet
seeks to shew in its phenomena: the phenomena of human society,
which <hi>he</hi>, too, had recognised as the soil of history, the
Poet strove to set before him in a conjunction through which he
might be able to explain them. As the most seizable conjunction of
social phenomena he took the wonted surroundings of Burgher-life,
in order by their description to explain to himself the man who,
remote from any participation in the outward facts of history, yet
seemed to him to condition them. However, this <hi>Burgher
society</hi>, as I have before expressed myself,
<note id="rn083" corresp="n083" place="unspecified" anchored="yes"/>
was nothing but a
precipitate from that history which weighed upon it from
above,—at least in its outward form. Without a doubt, since
the consolidation of the modern State, the world's new life-stir
begins to centre in the burgher class:
the living energy of <hi>historic</hi> phenomena
weakens down in direct ratio as the burgher class endeavours to
bring its claims to tell upon the State. But precisely through its
inner lack of interest in the events of history, through its dull,
indifferent looking-on, it bares to us the burden wherewith they
weigh it down, and under which it
<pb id="pag176" n="176"/>
shrugs its shoulders in resigned ill-will. Our
Burgher society is in so far no living organism, as its shaping is
effected from Above, by the reaction of historic agencies. The
physiognomy of Burgher society is the flattened, disfigured
physiognomy of history, with all its expression washed out: what
the latter expresses through living motion in the breath of Time,
the former gives us in the dull expanse of Space. But this
physiognomy is the mask of Burgher-society, under which it still
hides from the human-seeking eye the Man himself: the artistic
delineators of this society could only describe the features of
that mask, not those of the veritable human being; the more
faithful was their description, the more must the artwork lose in
living force of expression.</p>

<p>If, then, this mask was lifted, to peer beneath
it into the unvarnished features of human society, it was
inevitable that <hi>a chaos of unloveliness and formlessness</hi>
should be the first to greet the eye. Only in the garment of
History had the human being—bred by this history, and by it
crippled and degraded from his true sound nature,—preserved
an aspect at all tolerable to the artist. This garment once
removed, we were horrified to see nothing but a shrivelled, loathly
shape, which bore no trace of resemblance to the true man, such as
<hi>our thoughts</hi> had pictured in the fulness of his natural
essence; no trace beyond the sad and suffering glance of the
stricken unto death,—that glance whence Christianity had
derived the transports of its inspiration (<hi>seine
schwärmerische Begeisterung</hi>). The yearner for Art turned
away from this sight: like Schiller, to dream him dreams of beauty
in the realm of Thought; or like Goethe, to shroud the shape itself
in a cloak of artistic beauty,—so well as it could be got to
hang thereon. His romance of "Wilhelm Meister" was such a cloak,
wherewith Goethe tried to make bearable to himself the sight of the
reality: it answered to the naked reality of Modern Man
for just so far as he was conceived and exhibited as struggling for
an artistically beautiful Form.</p>

<p>Up to then the human shape had been veiled, no less for
<pb id="pag177" n="177"/>
the eye of the historical student than for that
of the artist, in the costume of History or the uniform of the
State: this costume left free play to fancy, this form
<note id="rn084" corresp="n084" place="unspecified" anchored="yes"/>
to disputations. Poet and Thinker had before them a vast assortment of
discretionary shapes, among which they might choose at their
artistic pleasure or arbitrary assumption a garment for the human
being, whom they still conceived alone in that which was wrapped
about him from without. Even Philosophy had allowed this garment to
lead her astray, in respect of man's true nature; while the writer
of Historical romances was—in a certain sense—a mere
costume-drawer. With the baring of the actual shape of modern
society, the Romance now took a more practical stand: the poet
<note id="rn085" corresp="n085" place="unspecified" anchored="yes"/>
could no longer extemporise artistic fancies, now that he had the
naked truth unveiled before him, the actuality that filled the
looker-on with horror, pity, and indignation. His business was only
(<hi>Er brauchte nur</hi>) to display this actuality, without
allowing himself to belie it,—he needed only to feel pity,
and at once his passion became a vital force. He still could
poetise (<hi>dichten</hi>), when he was bent alone on portraying the
fearful immorality of our society: but the deep gloom, into which
his own portrayings cast him, drove away all pleasure of poetic
contemplation, in which he now could less and less delude himself;
it drove him out into the actuality itself, there to strive for
human society's now recognised real Need. On its path to practical
reality the Romance-poem, too, stripped-off yet more and more its
artistic garment: its possible Unity, as art-form, must part
itself—to operate through the intelligence—into the
practical plurality of everyday occurrences. An artistic bond was
no longer possible, where everything was struggling to dissolve,
where the strenuous bond of the Historic State was to be torn
asunder. The Romance-poem turned to
<pb id="pag178" n="178"/>
<hi>Journalism</hi>; its content flew asunder,
into <hi>political articles</hi>; its art became the <hi>rhetoric of
the Tribune</hi>, the breath of its discourse a <hi>summons to the
people</hi>.</p>

<milestone unit="section" rend="hr"/>

<p>Thus the Poet's art has turned to <hi>politics</hi>:
no one now can poetise, without politising. Yet
the politician will never become a poet, precisely until he ceases
to be a politician: but in a purely political world
<note id="rn086" corresp="n086" place="unspecified" anchored="yes"/>
to be <hi>not</hi> a politician, is as good as to say one does not
exist at all;
whosoever at this instant steals away from politics (<hi>wer sich
jetzt noch unter der Politik hinwegstielt</hi>), he only belies his
own being. The Poet cannot come to light again, until we have no
more Politics.</p>

<p>Politics, however, are the secret of our
history, and of the state of things therefrom arising.
<hi>Napoleon</hi> put this clearly. He told Goethe that: the
rôle of <hi>Fate</hi> in the ancient world is filled, since the
empire of the Romans, by <hi>Politics.</hi> Let us lay to heart this
saying of him who smarted in St Helena! In it is briefly summed the
whole truth of what we have to comprehend before we can come to an
understanding, also, about the Content and the Form of Drama.</p>
</div> 


<div type="chapter" n="3" org="uniform" sample="complete" part="N">
<pb id="pag179"/>
<head>III.</head>

<p><hi rend="up">The</hi> Greek <hi>Fate</hi> is the
<hi>inner Nature-necessity</hi>, from which the
Greek—<hi>because he did not understand it</hi>
<note id="rn087" corresp="n087" place="unspecified" anchored="yes"/>
—sought refuge in the arbitrary political State.
<hi>Our Fate</hi> is the arbitrary political State, which to us shews
itself <hi>as an outer necessity</hi> for the maintenance of Society;
and from which we seek refuge in the Nature-necessity, because we
have learnt to understand the latter, and have recognised it as the
conditionment of our being and all its shapings.</p>

<p>The Nature-necessity utters itself the strongest
and the most invincibly in the physical life-bent
(<hi>Lebenstrieb</hi>) of the <hi>Individual</hi>,—less
understandably, however, and more open to arbitrary interpretings,
in the <hi>ethical views of society</hi> by which the instinctive
impulse of the State-included Individual is finally influenced or
judged. The life-bent of the Individual utters itself forever
<hi>newly</hi> and <hi>directly</hi>, but the essence of Society is
<hi>use and wont</hi> and its 'view' a <hi>mediated</hi> one. Wherefore
the 'view' of Society, so long as it does not fully comprehend the
essence of the Individual and its own genesis therefrom, is a
hindering and a shackling one; and it becomes ever more tyrannical,
in exact degree as the quickening and innovating essence of the
Individual brings its instinctive thrust to battle against habit
Recognising this thrust as a disturbance, from the standpoint of
his ethical Wont, the Greek misinterpreted it in this wise: that he
traced it to a conjuncture in which the individual agent was
conceived as possessed by an influence robbing him of his freedom
of action, of that freedom in which he would have done the
ethically (<hi>sittlich</hi>) wonted thing. Since the Individual,
through his deed committed against ethical Wont, had ruined himself
in the eyes of
<pb id="pag180" n="180"/>
Society (<hi>vor der Gesellschaft</hi>); but yet,
with [later] conscience of his deed, in so far re-entered the pale
of Society as he condemned himself by its own conscience (<hi>aus
ihrem Bewusstsein selbst</hi>): so the act of unconscious sinning
appeared explicable through nothing but a curse which rested on him
without his personal guiltiness. This curse—represented
in the Mythos as the divine
chastisement for a primordial crime, and as cleaving to one special
stock until its downfall—is in truth nothing other than an
embodiment of the might of Instinct (<hi>Unwillkür</hi>) working
in the unconscious, Nature-bidden actions of the Individual;
whereas Society appears as the conscious, the capricious
(<hi>Willkürliche</hi>), the true thing to be explained and
exculpated. Explained and exculpated will it only be, however,
when <hi>its</hi> manner of viewing is likewise recognised as an
instinctive one, and its conscience as grounded on an erroneous
view of the essence of the Individual.
<note id="rn088" corresp="n088" place="unspecified" anchored="yes"/>
</p>

<p>Through the <hi>Myth of Œdipus</hi>, significant
in so many other respects, let us make clear to ourselves this
relation.</p>

<milestone unit="section" rend="hr"/>

<p><hi>Œdipus</hi> had slain a man who affronted and
finally drove him into self-defence. In this, public opinion found
nothing worthy of condemnation; for such-like cases were of common
occurrence, and to be explained on the universally
<pb id="pag181" n="181"/>
intelligible principle of the necessity of
warding off an attack Still less did Œdipus commit a crime, in
that, as payment for a benefit conferred upon the land, he took its
widowed Queen to wife.</p>

<p>But it transpired that the slaughtered man was
not only the husband of this Queen, but also the father—and
thus his widowed wife the mother—of Œdipus himself.</p>

<p>To men the reverence of children for their
father, their love toward him, and love's eagerness to cherish and
protect him in old age, were such instinctive feelings, and upon
these feelings was so founded of itself the most essential
ground-view (<hi>Grundanschauung</hi>) of human beings united by that
very view into a Society, that a deed which wounded these feelings
in their tenderest spot must perforce appear to them both
incomprehensible and execrable. These feelings, moreover, were so
strong and insurmountable that even the consideration, how that
father had first attempted the life of his son, could not overpower
them: certainly there was recognised in the death of Laïus a
punishment for that earlier crime of his, so that we are unmoved by
his destruction; nevertheless, this circumstance was incompetent
to quiet us in any way concerning the deed of <hi>Œdipus</hi>, from
which nothing could remove the stain of parricide.</p>

<p>Still more violently was roused the public
horror, by the circumstance that Œdipus had wedded his own mother
and begotten children of her.—In the life of the Family—the
most natural, albeit the most
straitened basis of Society—it had been established quite of
itself, that betwixt parents and children, as betwixt the children
of one pair, there is developed an inclination altogether different
from that which proclaims itself in the sudden, violent commotion
of sexual love. In the Family the natural ties between begetter and
begotten become the ties of Wont; and only from out of Wont, again,
is evolved a natural in clination of brothers and sisters toward
one another. But the first attraction of sexual love is brought the
stripling by an unwonted object, freshly fronting him from Life
itself; this attraction is so overpowering, that it draws him
<pb id="pag182" n="182"/>
from the wonted surroundings of the Family, in
which this attraction had never presented itself, and drives him
forth to journey with the un-wonted. Thus sexual love is the
revolutionary, who breaks down the narrow confines of the Family,
to widen it itself into the broader reach of human Society. The
intuition of the essence of family-love and its distinction from
the love between the sexes is therefore an instinctive one,
inspired by the very nature of the thing: it rests upon Experience
and Wont, and is therefore a view which takes us with all the
strength of an insuperable feeling.</p>

<p>Œdipus, who had espoused his mother and
begotten children of her, is an object that fills us with horror
and loathing, because he unatonably assaults our <hi>wonted</hi>
relations towards our mother and the views which we have based
thereon.</p>

<p>But if these views, now thriven into ethical
conceptions (<hi>sittlichen Begriffen</hi>), were of so great
strength only because they had issued instinctively from human
nature's feeling, then we ask: Did Œdipus offend against this
Human Nature, when he wedded his own mother?—Most certainly
not. Else would revolted Nature have proclaimed her wrath, by
permitting no children to spring from this union: yet Nature, of
all others, shewed herself quite willing; <hi>Jocasta</hi> and
<hi>Œdipus</hi>, who had met as two unwonted objects, loved each
other; and it was only at the instant when it was made known to
them from without that they were mother and son, that their love
was first disturbed. Œdipus and Jocasta <hi>knew</hi> not, in what
social relation they stood to one another: they had acted
unconsciously, according to the natural instinct of the purely human
Individual; from their union had sprung an enrichment of human
Society, in the persons of two lusty sons and two noble daughters,
on whom henceforth,as on their parents, there weighed the
irremovable curse of that Society. The hapless pair, whose
Conscience (<hi>Bewusstsein</hi>) stood within the pale of human
Society, passed judgment on themselves when they became conscious
of their unconscious crime:
<pb id="pag183" n="183"/>
by their self-annulling, for sake of expiation,
they proved the strength of the social loathing of their
action,—that loathing which had been their own through Wont,
<hi>even before</hi> the action itself; but in that they had done the
deed, despite this social conscience, they testified to the far
greater, more resistless might of unconscious individual Human
Nature.</p>

<p>How full of meaning it is, then, that precisely
this Œdipus had solved the riddle of the <hi>Sphinx</hi>! In advance
he uttered both his vindication and his own condemnal, when he
called the kernel of this riddle <hi>Man</hi>. From the half-bestial
body of the Sphinx, there fronted him at first the human Individual
in its subjection to Nature: when the half brute-beast had dashed
itself from its dreary mountain-stronghold into the shattering
abyss below, the shrewd unriddler of its riddle turned back to the
haunts of men; to let them fathom, from his own undoing, the whole,
the Social Man. When he stabbed the light from eyes which had
flamed wrath upon a taunting despot, had streamed with love towards
a noble wife,—without power to see that the one was his
father, the other his mother,—then he plunged down to the
mangled carcass of the Sphinx, whose riddle he now must know was
yet unsolved.—It is <hi>we</hi> who have to solve that riddle,
to solve it by vindicating the instinct of the Individual from out Society
itself; whose highest, still renewing and re-quickening wealth,
that Instinct is.—</p>

<p>But let us next pursue the wider circuit
of the Œdipus-saga, and see how <hi>Society</hi>
<note id="rn089" corresp="n089" place="unspecified" anchored="yes"/>
behaved itself, and whither its moral conscience went
astray!—From the strifes of the sons of Œdipus there fell
to <hi>Creon</hi>, brother of Jocasta, the rulership of Thebes. As
<pb id="pag184" n="184"/>
lord, he decreed that the corpse of
<hi>Polynices</hi>, one of these two sons,—who together with
<hi>Eteocles</hi>, the other, had fallen in mutual
combat,—should be given unburied to the winds and vultures,
whilst that of Eteocles was interred with all befitting pomp:
whoever should act in contravention of the edict, should himself be
buried alive. <hi>Antigone</hi>, the sister of both
brothers,—she who had followed her blind father into
banishment,—in full consciousness defied the edict, interred
the corpse of her outlawed brother, and suffered the appointed
punishment.—Here we see <hi>the State</hi>, which had
imperceptibly waxed from out the Society, had fed itself on the
latter's habit of view, and had so far become the attorney
(<hi>Vertreter</hi>) of this habit that now it represented abstract
Wont alone, whose core is fear and abhorrence of the thing
unwonted. Armed with the power of this Wont, the State now turns
upon Society itself, to crush it; inasmuch as it wards from it the
natural sustenance of its being, in the holiest and most
instinctive social feelings. The above-recited mythos shews us
plainly how this came about, if we will only regard it a little
closer.</p>

<milestone unit="section"/>

<p>What profit had Creon, from the decreeing of
such a ruthless edict? And what made him deem it possible, that
such an edict should <hi>not</hi> be abrogated by the general
indignation of his people? Eteocles and Polynices, after the
downfall of their father, had agreed to divide their inheritance,
the rulership of Thebes, in this wise: that they should administer
it by turns. Eteocles, who was the first to enjoy their common
birthright, refused to make it over to his brother, when Polynices
at the appointed time returned from voluntary exile to enjoy his
spell of government. Thus Eteocles forswore his oath. Did
oath-revering Society mete him punishment therefor? No: it supported him
in his designs, designs which rested on a broken oath. Had men
already lost all reverence for the sacredness of oaths? No, on the
contrary: they cried aloud to the Gods, deploring the forswearal,
for they feared
<pb id="pag185" n="185"/>
it would be avenged. But, despite their evil
conscience, the citizens of Thebes acquiesced in the conduct of
Eteocles, because the oath's <hi>object</hi>, the compact sworn
between the brothers, at the moment seemed to them far more
flagitious than the consequences of an act of perjury, which might
haply be circumvented through gifts and sacrifices to the Gods.
What pleased them not, was a change of rulers, a constant
innovation, because Wont had already become their virtual lawgiver.
Moreover, in this taking sides for Eteocles the citizens evinced
their practical sense
<note id="rn090" corresp="n090" place="unspecified" anchored="yes"/>
of the nature of Property,—which
everyone was only too glad to enjoy alone, without sharing it with
another. Each citizen who recognised in Property the guarantee of
wonted quiet, was <hi>ipso facto</hi> an accomplice of the
unbrotherly deed of Eteocles, the supreme Proprietor. The might of
self-serving Wont thus lent support to Eteocles; whilst against it
fought the defrauded Polynices with all the heat of Youth. In him
there only dwelt the feeling of an injury meet to be avenged: he
assembled a host of like-feeling hero-hearted comrades, advanced
upon the citadel of broken oaths, and summoned it to drive from out
its walls the birthright-robbing brother. This mode of dealing,
albeit prompted by a throughly justifiable wrath, yet appeared to
the good citizens of Thebes as but another monstrous crime; for
Polynices was unconditionally a very <hi>bad patriot</hi>, when he
besieged his father-city. The friends of Polynices had gathered
from every race: a purely human interest made them favour the cause
of Polynices; wherefore they represented the Purely-human, Society
in its widest and most natural sense, as against a straitened,
narrow-hearted, self-seeking society which was imperceptibly
shrinking, under their attacks, into the ossified State.—In
order to end the lengthy war, the brothers called each other forth
to single combat: <hi>both</hi> fell upon the field.—</p>

<pb id="pag186" n="186"/>

<p>The crafty Creon now surveyed these incidents in
their conjunction, and recognised therein the essence of Public
Opinion; seeing its kernel to be nothing but Wont, Care, and
dislike of Innovation. The ethical view (<hi>sittliche
Anschauung</hi>) of the nature of Society—which had still been
so strong in the great-hearted Œdipus that, from loathing at his
own unconscious outrage on it, he had annulled himself—lost
its power in exact degree as the Purely-human, which inspired it,
came into conflict with the strongest social interest, that of
absolute Wont, i.e. of joint self-seeking. Wherever this ethical
conscience fell into conflict with the practice of society, it
severed from the latter and established itself apart, as
<hi>Religion</hi>; whereas practical society shaped itself into
<hi>the State</hi>. <hi>Morality</hi> (Sittlichkeit), which in Society had
heretofore been something warm and living, in Religion remained
merely something <hi>thought</hi>, something wished, but no longer
able to be carried out. In the State, on the contrary, folk acted
according to the practical judgments of Utility; and, if the moral
conscience came by an offence,—why! it was appeased by
religious observances quite innocuous to the State. Herewith the
great advantage was this, that one gained someone, both in Religion
and State, upon whom to shift one's sins: the crimes of the State the Prince
<note id="rn091" corresp="n091" place="unspecified" anchored="yes"/>
must smart for, but the Gods had to answer for offences
against religious ethics.—Eteocles was the practical
scapegoat of the new-made State: the consequences of his oath-break,
the accommodating Gods had had to bring home to him; but the
stability of the State—so they hoped, at least, though alas
it did not so turn out!—the valiant
<pb id="pag187" n="187"/>
citizens of Thebes were to enjoy all to
themselves. Whoever felt inclined to offer himself anew as such a
scapegoat, was therefore to them most welcome: and that was the
crafty Creon, who well knew how to make his own arrangements with
the Gods; but not the over-heated Polynices, who for the simple
breaking of an oath, forsooth, had knocked so rudely at the good
city's gates.</p>

<milestone unit="section"/>

<p>But, from the intrinsic cause of the Laïds'
tragic fate, Creon further recognised how extremely indulgent the
Thebans were toward actual crimes, provided only they did not
disturb the peaceful burghers' Wont. The father Laïus had been
warned by the Pythia that a son, as yet un-born, would one day
murder him. Merely to forestall any public annoyance, the
honourable father gave secret orders to slay the newborn child, in
some secluded spot. In this he shewed himself most considerate
toward the moral sentiment of the Theban burghers, who, had the
execution been carried out under their very eyes, would simply have
resented the scandal and been obliged to pray an unwonted amount to
their Gods, but would by no means have felt the horror needful to
impel them practically to hinder the deed and punish the conscious
murderer of his son; for their horror would at once have been
choked down by the consideration, that through this deed at least
the public peace would be preserved, whereas it must have been
disturbed by the son—who, in any case, could only turn out a
ne'er-do-weel. Creon had remarked that, on discovery of the inhuman
deed of Laïus, that deed itself had, strictly speaking, called
forth no righteous indignation; nay, that everyone would certainly
have been better pleased, had the murder been really consummated,
for <hi>then</hi> everything would have gone smoothly, and there
would have been no such atrocious scandal as that which had so
terribly upset the burghers for many a weary year. <hi>Quiet</hi> and
<hi>Order</hi>, even at the cost of the most despicable outrage on
human nature and the wonted morality itself,—at the cost
of a conscious, deliberate murder of a child
<pb id="pag188" n="188"/>
by its own father, prompted by the most
unfatherly self-regard,—this Quiet and Order were at any rate
more worth considering than the most natural of human sentiments,
which bids a father sacrifice himself to his children, not them to
<hi>him</hi>.— What, then, had this Society become, whose natural
moral-sense had been its very basis? The diametrical opposite of
this its own foundation: the representative of <hi>im</hi>morality and
hypocrisy. The poison which had palsied it, however,
was—<hi>use-and-wont</hi>. The passion for use-and-wont, for
unconditional quiet, betrayed it into stamping down the fount from
which it might have ever kept itself in health and freshness; and
this fount was the free, the self-determining Individual. Moreover,
in its utmost palsy, Society has only had morality brought back to
it, i.e. the truly <hi>human</hi> morality, by the Individual; by the
Individual who, of the instinctive thrust of Nature's-necessity,
has lifted up his hand against and morally annulled it. This
glorious vindication of genuine Human Nature, also, is further
inscribed in plainest letters on the world-historical myth we have
before us.</p>

<milestone unit="section"/>

<p>Creon had become ruler: in him the people
recognised the legitimate successor to Laïus and Eteocles; and
this he confirmed in the eyes of every burgher, when he doomed the
corpse of unpatriotic Polynices to the terrible shame of lack of
burial, and thus his soul to eternal unrest. This was an edict of
the highest political wisdom: by it Creon cemented his rule,
inasmuch as he vindicated Eteocles, who by his oath-break had
preserved the Quiet of the burghers; and inasmuch as he thus gave
plainly to be understood that he, too, was willing to maintain the
State in quiet and order by taking on his shoulders the burden of
every offence against true human morals. Through his edict he at
like time gave the surest, strongest proof of his friendly
disposition toward the State: he struck Humanity across the face,
and cried—long live the State!—</p>

<p> In this State there was but one sorrowing heart, in
<pb id="pag189" n="189"/>
which the feeling of Humanity had sought a
shelter:—it was the heart of a sweet maiden, from whose soul
there sprang into all-puissant beauty the flower <hi>of Love</hi>.
Antigone knew nothing of politics;—<hi>she loved</hi>—Did
she try to play the advocate for Polynices?
Sought she for special pleadings, points of circumstance or lawful
right, to explain his mode of dealing, to exculpate or justify his
deed?—No ;—she loved him.—Was it <hi>because</hi>
he was her brother, that she loved him ?—Was not Eteocles her
brother, too,—were not Œdipus and Jocasta her parents? After
the horrors that had come to pass, could she think of her family
ties without a shudder? From them, the hideously disrupted ties of
nearest nature, was she to win the strength for Love ?—No,
she loved Polynices because of his misfortune, and because the
highest power of Love alone could free him from his curse. What,
then, was this love, which was not the love of sex, not love of
child to parent, not love of sister for her brother?—It was
the topmost flower of all. Amid the ruins of love of sex, of
parents, and of brethren,—which Society had disowned and the
State annulled,—there sprang, from the ineradicable seed of
all these loves, the fullest flower of <hi>pure Human-love</hi>.</p>

<p>Antigone's love was <hi>fully conscious</hi>. She
knew, what she was doing,—but she also knew that do it she
must, that she had no choice but to act according to love's
Necessity; she knew, that she had to listen to this unconscious,
strenuous necessity of <hi>self-annihilation in the cause of
sympathy</hi>; and in this consciousness of the Unconscious she was
alike the perfect Human Being, the embodiment of Love in its
highest fill and potence.—Antigone told the godly citizens of
Thebes: Ye condemned my father and my mother, because they loved
unwittingly; but ye condemned not Laïus, the witting murderer
of his son, and ye sheltered Eteocles, his brother's foe: condemn
then <hi>me,</hi> who deal from pure human-love alone,—so is
the measure of your outrage brimmed!— —And
lo!—<hi>the love-curse of Antigone annulled the State</hi>!—No
hand was stirred to save
<pb id="pag190" n="190"/>
her, when she was led to death. The
State-burghers wept, and prayed the Gods to take away the pain of
pity for the wretched girl; they followed her with words of comfort:
that so it was and so it must be; that the quiet
and order of the State, alack! required Humanity to be made a
victim!—But there, where all Love was born, was also born
high Love's avenger. A stripling burned with sudden love towards
Antigone; to his father he disclosed his plight, and begged that
father's love to spare the victim:
harshly was he thrust aside. Then the stripling
stormed his loved one's grave, that grave which had erst received
her living: he found her dead, and with his sword he pierced his
loving heart. But this was the son of <hi>Creon</hi>, the son of the
State personified: at sight of the dead body of the son who through
Love perforce had cursed his father, the ruler became again a
father. The sword of his son's love drove a deadly gash into his
heart: wounded deep within, <hi>the State</hi> fell crashing to the
ground, to become in death a <hi>Human Being</hi>.—</p>

<p><hi>O holy Antigone! on thee I cry! Let wave thy banner, that
beneath it we destroy and yet redeem!</hi>—</p>

<p>Wondrous! that, when the modern Romance had turned
to Politics, and Politics become a bloody field
of battle; when the Poet, in anxious yearning for the sight of a
perfect art-form, induced a ruler to command the performance of an
old Greek tragedy—this tragedy should have been none other
than our "Antigone." One sought for the work in which <hi>this
art-form was shewn the purest;</hi> and lo!—it was precisely the
work whose <hi>content was the purest essence of humanity</hi>, the
destructrix of the State!—How rejoiced were the learned old
children, at this "Antigone" in the Court-theatre of Potsdam! They
got strewn upon them from on high the roses which "Faust's"
redeeming host of angels scatter down upon the tail-decked "devils
thick and thin, with short and straight, and long and
<pb id="pag191" n="191"/>
crumpled horns":
<note id="rn092" corresp="n092" place="unspecified" anchored="yes"/>
but alas! the roses only
roused in them that repulsive itching which they kindled in
Mephistopheles,—not Love f—The "Eternal Womanly drew" them
not "up," but the eternal old-womanly (<hi>das ewig Weibische)</hi>
brought them wholly down!—</p>

<milestone unit="section"/>

<p>The incomparable thing about the Mythos is, that it is
true for all time, and its content, how close
soever its compression, is inexhaustible throughout the ages. The
only task of the Poet, was to expound it. Even the Greek tragedian
did not always stand in full unconstraint, before the myth he had
to expound: the myth itself was mostly juster to the essence of the
Individuality, than was the expounding poet. The tragedian had
completely taken up the spirit of this Mythos into himself,
however, in so far as he made the essence of the Individuality the
irremovable centre of his artwork, from which the latter fed and
refreshed itself on every hand. So undisfigured stood before the
poet's soul this all-begetting essence-of-the-individuality, that
therefrom a Sophocleian <hi>Ajax</hi> and <hi>Philoctetes</hi> could
spring forth,—heroes whom no side- glance at the prudent
world's opinion could lure from their nature's self-annihilating
Necessity and truth, to drift into the shallow waters of Politics,
on which the weather-wise <hi>Ulysses</hi> understood so masterly to
ship him to and fro.</p>

<p>To-day we only need to faithfully expound the
<hi>myth of Œdipus</hi> according to its inmost essence, and we in
it win an intelligible picture of the whole history of mankind,
from the beginnings of Society to the inevitable downfall of the
State. The necessity of this downfall was foreboded in the Mythos:
it is the part of actual history (<hi>der wirklichen Geschichte</hi>)
to accomplish it.</p>

<p>Since the establishment of the <hi>political State</hi>, no single
<pb id="pag192" n="192"/>
step has been taken in history but, let it be
directed with never so deliberate aim to that State's
consolidation, has led towards its downfall. The State, as
<hi>abstractum</hi>, has been ever on the point of going under, or
more correctly, it has never so much as come to actuality; merely
States <hi>in concreto</hi> have found—in perpetual change, as
constantly incipient variations of an inexecutable theme—a
violent, but yet an ever interrupted and contested footing. The
State, as <hi>abstractum</hi>, is the fixed-idea of well-meaning but
mistaken thinkers,—as <hi>concretum</hi>, the booty for the
caprice of forceful or intriguing individuals, who fill the pages
of our history with the record of their deeds. With this concrete
State—whose substance Louis XIV. correctly designated as
<hi>himself</hi>—we need not further occupy ourselves;
<hi>its</hi> kernel, also, is bared us in the Œdipus-saga:
as the seed of all offences we recognise the
<hi>rulership</hi> of Laïus, since for sake of its undiminished
possession he became an unnatural father. From this possession
grown into an <hi>ownership</hi> (Eigenthum), which wondrously enough
is looked on as the base of all good order, there issue all the
crimes of myth and history.—Let us keep our eye upon the
abstract State alone. The Thinkers of this State desired to plane
down and equalise the imperfections of actual Society, according to
a thought-out 'norm': yet that they retained these very
imperfections
<note id="rn093" corresp="n093" place="unspecified" anchored="yes"/>
as a given thing, as the only thing to fit the
"sinfulness" of human nature, and never went back to the real Man
himself,—who from his at first instinctive, but at last
erroneous views had called those inequalities into being, exactly
as through Experience and the consequent correction of his errors
he must also bring about, quite of itself, the perfect Society,
i.e. one answering to the real Needs of men,—this was the
grand error through which the Political State evolved itself to the
unnatural height whence it fain would guide our Human Nature far
below; that nature which it did
<pb id="pag193" n="193"/>
not understand at all, and understood the less,
the more it fain would guide it.</p>

<p>The Political State lives solely on the <hi>vices
of society</hi>, whose <hi>virtues</hi> are derived solely from the
<hi>human individuality</hi>. Faced with the vices of society, which
alone it can espy, the State cannot perceive the virtues which
society acquires from that individuality.
<note id="rn094" corresp="n094" place="unspecified" anchored="yes"/>
In this situation it [the State] weighs on Society to such a degree,
that the latter further turns its vicious side towards the Individuality,
and thus must finally dry up its every source of sustenance, were the
Necessity of individual instinct not stronger of nature than the
arbitrary notions of the politician.—In their "Fate" the
Greeks mistook the nature of the Individuality, because it
disturbed Society's moral-wont: to battle against this Fate, they
armed themselves with the political State. Now, <hi>our</hi> Fate is
the political State, in which the free Individuality perceives its
destroying Destiny (<hi>Schicksal</hi>). But the essence of the
political State is <hi>caprice</hi>, whereas the essence of the free
Individuality is <hi>necessity</hi>.
<note id="rn095" corresp="n095" place="unspecified" anchored="yes"/>
From out this Individuality,
which we have recognised as in the right (<hi>als das
Berechtigte</hi>) in its thousand-years' battle with the political
State,—from this <hi>to organise</hi>
<note id="rn096" corresp="n096" place="unspecified" anchored="yes"/>
Society, is the conscious task imposed upon us for the Future.
But to organise Society in this sense, means to base it on the free
self-determining of the Individual, as its eternally exhaustless
source. But, to bring <hi>the unconscious part</hi> of human nature to
<hi>consciousness</hi>
<pb id="pag194" n="194"/>
<hi>within Society</hi>, and in this consciousness
to know nothing other than <hi>the necessity common to every member
of Society</hi>, namely of <hi>the Individual's own free
self-determining</hi>,—this is as good as to say, <hi>annul the
State</hi>; for through Society has the State marched on to a denial
of the free self-determining of the Individual,—upon the
death of <hi>that</hi>, has it lived.</p>
</div> 

<div type="chapter" n="4" org="uniform" sample="complete" part="N">
<pb id="pag195"/>
<head>IV.</head>

<p><hi rend="up">For</hi> <hi>Art</hi>, with which alone our
present inquiry is concerned,
<note id="rn097" corresp="n097" place="unspecified" anchored="yes"/>
there lies in the <hi>annulling of the State</hi>
(Vernichtung des Staates) the following superlatively
weighty 'moment.'</p>

<p>It all the more necessarily became the poet's
task to display the battle in which the Individual sought to free
himself from the political State or religious Dogma, as political
life — remote from which the poet at last could merely lead a
life of dreams—was more and more consciously filled by the
changing hazards of that battle, as by its genuine Content. If we
leave aside the religious State-poet, who even as artist offered up
the human being with gruesome satisfaction to his idol, we then
have solely before us the poet who, aching with undissembled
fellow-feeling for the sufferings of the Individual, and as such
an one himself, has turned to face the State, to face the world of
Politics, with an exhibition of that Individual's struggle. By the
nature of the thing, however, the individuality which the poet led
into battle against the State was <hi>no purely human one</hi>, but
an individuality <hi>conditioned by the State itself</hi>. It was of
like genus with the State, included in it, and merely the opposite
of that State's extremest apex.</p>

<p>A <hi>conscious</hi> individuality,—i.e. an
individuality which determines us in this one particular case, to
act <hi>so</hi> and not otherwise—we win <hi>alone within
society</hi>, which brings us first the case in which we have to
form decisions. The Individual without Society is completely
unthinkable by us, <hi>as</hi>
<pb id="pag196" n="196"/>
an individuality; for first in intercourse with
other individuals, is shewn the thing wherein we differ from them,
wherein we are peculiar to ourselves. Now, when Society had grown
into the political State, it governed (<hi>bedang</hi>) this
Particularity of the individual by its own essence, just as much as
the free Society had done: only, as a State, but far more strongly
and categorically. No one can depict an individuality, without the
Surrounding which conditions (<hi>bedingt</hi>) it as such: if this
Surrounding was a natural one, giving ample breathing-space to the
development of the individuality, and freely, elastically, and
instinctively shaping <hi>itself</hi> anew by contact with that
individuality,—then this Surrounding could be truly and
strikingly denoted in the simplest of outlines; for only through an
exhibition of the Individuality had the Surrounding, itself, to
gain its characteristic idiosyncrasy. The State, however, is no
such flexible, elastic Surrounding, but a stiff, dogmatic,
fettering and domineering might; which lays down for the individual
in advance, "So shalt thou think and deal I" The State has assumed
the education of the individual's character: it takes possession of
him already in the mother's womb, through foreordaining him an
unequal share in the means toward social self-dependence;
<note id="rn098" corresp="n098" place="unspecified" anchored="yes"/>
by forcing its <hi>morale</hi> upon him, it takes away the
instinctiveness of his viewing; and it appoints to him, as
<hi>its</hi> own property, the standing he is to take toward his
surrounding. The State-citizen has to thank the State for his
individuality; but it is strictly nothing more than his
predetermined standing toward the State, the standing in which his
purely-human individuality is annulled for all his <hi>dealings</hi>
and bounded, at the utmost, to the <hi>thoughts</hi> he may keep
entirely to himself.</p>

<p>The dangerous corner of the human brain, into which the entire
individuality had fled for refuge,—the State
<pb id="pag197" n="197"/>
endeavoured to sweep it out as well, by the aid
of religious Dogma; but here the State was doomed to failure, since
it could merely bring up hypocrites, i.e. State-burghers who deal
otherwise than as they think. Yet it was <hi>from thinking,</hi> that
there first arose the force to withstand the State. The first
purely human stir of freedom manifested itself in warding off the
bondage of religious dogma; and <hi>freedom of thought</hi> the State
at last was forced to yield. How, then, does this sheer
<hi>thinking</hi> individuality utter itself in its dealings?—So
long as the State is to hand, the helpless thing will
only be able to deal as a <hi>State-burgher</hi>, i.e. as an
individuality whose way of dealing is not the counterpart of its
way of thinking. The State-burgher is impotent to take a single
step which is not set down for him in advance, as either a
<hi>duty</hi> or a <hi>crime</hi>. The character of his duty and his
crime is not one proper to his individuality; let him try as he
may, to act upon his never so free thinking, yet he cannot step
outside the State—to whom even his crime belongs. Only
through <hi>death</hi>, can he cease to be a citizen of the State;
thus only where he also ceases to be a human being.</p>

<p>The poet, then, who had to portray the battle of
the Individuality against the State, could <hi>portray</hi> the State
alone; but the free Individuality he could merely <hi>suggest to
Thought</hi>. The State was the actual extant thing, in all its pomp
of form and colour: whereas the Individuality was but the thing
imagined, shapeless, colourless, and non-extant. All the features,
contours and colours, which lend the Individuality its set, its
definite and knowable artistic shape, the poet had to borrow from a
Society politically divided up and compressed into a State; not to
take them from the rightful individuality, which gains its own
drawing and colour from contact with other individualities. The
Individuality, thus merely <hi>thought-out</hi> but not
<hi>portrayed</hi> could therefore be exhibited to nothing but the
<hi>thought,</hi> and not to the directly-seizing <hi>feeling.</hi> Our
Drama has therefore been <hi>an appeal to the
Understanding</hi>,—not to the Feeling. It thus has taken the
place of the Didactic-poem,
<pb id="pag198" n="198"/>
which exhibits a subject from the life
only as far as it suits the conscious aim, of imparting a thought
to the Understanding. But, to impart a thought to the Understanding
the poet has to proceed just as <hi>circumspectly</hi> as,
on the contrary, he must go to work with the greatest
<hi>simplicity</hi> and straightforwardness when he addresses
himself to the directly receptive Feeling. The Feeling seizes nothing
but the actual (<hi>das Wirkliche</hi>), the physically enacted, the
perceivable by the senses: to <hi>it</hi> one can only impart the
fulfilled, the rounded-off, the thing that is just wholly what it
is, just what at this instant
<note id="rn099" corresp="n099" place="unspecified" anchored="yes"/>
it <hi>can</hi> be. To the Feeling
the at-one-with-itself alone is understandable; whatsoever is at
variance with itself, what has not reached an actual and definite
manifestment, confounds the Feeling and drives it into
thinking,—drives it into an act of combination which does
away with it as Feeling.</p>

<p>In order to convince it, the poet who turns
towards the Feeling must be already so at one with himself, that he
can dispense with any aid from the mechanism of Logic and address
himself with full consciousness to the infallible receptive powers
(<hi>Empfängniss</hi>) of the un-conscious, purely human
Feeling. With this message of his he has therefore to proceed as
straightforwardly and (in view of physical perception) as
unconditionally, as the Feeling is addressed by the actual
phenomenon itself—such as warmth, the wind, the flower, the
animal, the man. But, in order to impart the highest thing
impartable, and alike the most convincingly intelligible—the
purely human Individuality—the <hi>modern</hi> dramatic poet, as I
have pointed out, has to move along a directly opposite path. From
out the enormous mass of its actual surroundings—in the
visible measure, form-, and colour-giving State, and in History
petrified into a State—he has first with infinite toil to
reconstruct this Individuality; in order at last, as we have
<pb id="pag199" n="199"/>
seen, to do nothing more than exhibit it to the Thought.
<note id="rn100" corresp="n100" place="unspecified" anchored="yes"/>
The thing that our feeling involuntarily seizes in
advance, is solely the form and colour of the State. From the
earliest impressions of our youth, we see Man only in the shape
and character given him by the State; the individuality drilled
into him by the State our involuntary feeling takes for his real
essence; we cannot seize him otherwise, than by those distinctive
qualities which in truth are not his very own, but merely lent him
by the State. To-day the Folk cannot conceive the human being
otherwise than in the uniform of his 'class,' the uniform in which,
from youth up, it sees his body clad; and the "Folk's-playwright,"
also, can address himself understandably to
the Folk only when not for a single instant does he tear it from
this State-burgherly illusion—which holds its unconscious
Feeling captive to such a degree, that It would be placed in
the greatest bewilderment if one attempted to reconstruct
before it the actual human being beneath this visible semblance.
<note id="rn101" corresp="n101" place="unspecified" anchored="yes"/>
Wherefore, to exhibit the purely-human
<pb id="pag200" n="200"/>
individuality, the modern poet has to turn, not to the
<hi>feeling</hi>, but to the <hi>understanding</hi>; since even to
himself it is only a thought-out thing. For this, his method of
procedure must be a hugely circumstantial one: all that the modern
sentiment takes as the most comprehensible, he has, so to say, to
slowly and circumspectly divest of its form and colour, <hi>under
the very eyes</hi> of this sentiment, and, throughout this
systematic stripping process, to gradually bring the Feeling round
to Thinking; since, after all, the individuality he makes-for is
nothing but a thing of thought. Thus the modern poet must turn aside
from the feeling, to address the understanding: to him, Feeling is
the obstacle; only when he has overcome It with the utmost caution,
does he come to his main purpose, the demonstration of a thought to
the Understanding.—</p>

<p>The <hi>understanding</hi> is thus, from first to last, the human
faculty which the modern poet wishes to address; and with it he
can only parley through the <hi>organ</hi> of the combining,
dispersing, severing and re-piecing Understanding; through abstract
and conditioned Word-speech, which merely describes and filters
down the impressions and acquirements of the Feeling. Were our
State itself a worthy object of Feeling, the poet, to reach his
purpose, would have in a certain measure to pass over, in his
drama, from tonespeech to word-speech: In Greek Tragedy such was
very near the case, but from opposite reasons. 
<note id="rn102" corresp="n102" place="unspecified" anchored="yes"/>
This Tragedy's basis was the Lyric, from which it advanced to word-speech
in the same way as Society advanced from the natural, ethico-religious
ties of Feeling, to the political State. The return from Understanding to
Feeling will be the march of the Drama of the Future, in so far as
we shall advance from the <hi>thought-out</hi> Individuality to the
genuine one. But, from the very beginning of his work, the modern
poet has to exhibit a Surrounding—the State—which
is void of any purely-human sentiment, and therefore is un-communicable
through the Feeling's highest utterance.
So that he can only reach his purpose, at all,
<pb id="pag201" n="201"/>
through the organ of the 'combining' Understanding, through
un-emotional modern speech; and rightly does the playwright of
nowadays deem it unfitting, bewildering and disturbing, to employ
Music for an object which can at best be intelligibly conveyed as
Thought to the Understanding, but never to the Feeling as
Emotion.</p>

<milestone unit="section" rend="hr"/>

<p>But what sort of shaping of the Drama, in the sense aforesaid,
would be called forth by the going-under of the State, by the rise
of an organically healthy Society?
<note id="rn103" corresp="n103" place="unspecified" anchored="yes"/>
</p>

<p>Looked at reasonably, the Going-under of the State can mean
nothing else but <hi>the self-realisement of Society's religious
conviction</hi> (Bewusstsein) <hi>of its purely-human essence</hi>.
By its very nature, this conviction can be no Dogma
stamped upon us from without, i.e. it cannot rest on historical
traditions, nor be drilled into us by the State. So long as any one
of life's actions is demanded of us as an outward Duty, so long is
the object of that action no object of Religious Conscience; for
when we act from the dictates of religious conscience we act from
out ourselves, we <hi>so</hi> act as we cannot act otherwise. But
Religious Conscience means a <hi>universal</hi> conscience
(allgemeinsames <hi>Bewusstsein</hi>); and conscience cannot be
universal, until it knows the Unconscious, the Instinctive, the
Purely-human, as the only true and necessary thing, and vindicates
it by that knowledge. So long as the Purely-human shall loom before
us in any troubledness soever, as it positively cannot
<pb id="pag202" n="202"/>
but do in the present state of our society, so long must we
remain the prey to a million differences of opinion as to
<hi>how</hi> the genuine Man should be. So long as, in error about
his true essence, we form notions for ourselves as to how this
essence might haply manifest, so long must we also strive for
arbitrary Forms in which this imaginary essence is to manifest
itself. So long, moreover, shall we have states and religions, till
we have but <hi>one</hi> Religion and <hi>no longer any</hi> State.
But, if this Religion must necessarily be a universal one, so can
it be none other than the true and conscience-vindicated nature of Mankind
<note id="rn104" corresp="n104" place="unspecified" anchored="yes"/>
and every man must be capable of feeling this
unconsciously, and in stinctively putting it into practice. This
common human nature will be felt the strongest by the
<hi>Individual</hi> as his own, his individual nature, such as in him
it manifests itself as the <hi>trend to life and love:</hi> the
contentment of this trend, it is, that drives the unit into
Society; in which, by very reason <hi>that he can satisfy that trend
in fellowship alone</hi>, he attains quite of himself the religious,
<hi>i.e.</hi> the common con science, which vindicates his nature.
<hi>In the free
<note id="rn105" corresp="n105" place="unspecified" anchored="yes"/>
self-determining of the Individuality there therefore lies the basis
of the social Religion of the Future</hi>; which will not have
stepped into life, until this Individuality shall have received through
Society its utmost furthering and vindication.—</p>

<p>The exhaustless variety of the relations of
<hi>living</hi> individualities to one another, the endless fill of
constantly new forms, exactly answering in their changefulness the
idiosyncrasy of these vital relations, we are not in a position to
so much as conceive; for until now we can only apprehend each human
relationship in the shape of a
<pb id="pag203" n="203"/>
Right conferred by historical tradition, and in its prescription
by a statutory 'norm of standing.'
<note id="rn106" corresp="n106" place="unspecified" anchored="yes"/>
But we may guess the measureless wealth of living individual relationships,
if we take them as purely-human, ever fully and entirely present; i.e. if we
think every extrahuman or non-present thing that in the State, as
Property and historic Right, has placed itself between them, has
torn asunder their ties of Love, has dis-individualised,
Class-uniformed, and State-established them,—if we think this
all sent far away.</p>

<p>Yet again, we can picture those relations in their greatest
simplicity, if we take the most distinctive chief-'moments'
<note id="rn107" corresp="n107" place="unspecified" anchored="yes"/>
of individual human life,—which must also be the regulator of
the life in common,—and sum in them the characteristic
distinctions of Society itself: such as <hi>youth and age, growth
and maturity, ardour and repose, activity and contemplation,
instinct and conscience</hi>.</p>

<p>The 'moment' of <hi>Wont</hi>, which we have seen at its
naïvest in the maintenance of socio-ethical concepts, but in
its hardening into a State-political <hi>morale</hi> have found
completely hostile to all development of the Individuality, and
finally have recognised as a demoraliser and disowner of the
Purely-human,—this Wont is nevertheless a valid 'moment' of
instinctive human nature. If we examine a little closer, we shall
find in it but one aspect of Man's manysidedness, which shews-out
in the individual according
<pb id="pag204" n="204"/>
to his time of life. The human being is not the same in
maturity as in youth: in youth we yearn for deeds, in age for
rest. The disturbance of our quiet is just as grievous to us in old
age, as is the hindrance of our activity in youth. Age's claim is
vindicated, of itself, by the gradual exhaus tion of the bent
toward action, whose profit is <hi>experience</hi>.
Experience is doubtless in itself instructive and delectable,
for the experienced man himself; for the non-experienced
instructee, however, it can only have a determinant result when
either his bent-to-action is weak and easily kept down, or the
points of Experience are forced upon him as an inexorable standard
for his dealings :—but only by such a constraint, is the
natural activity of man in general to be weakened; this weakening
therefore, which to a superficial glance seems absolute and
grounded in sheer human nature, and by whose cause we seek to
justify in turn those laws of ours which admonish to
activity,—this weakening is but conditional.—</p>

<p>Just as human society received its first ethical concepts
from the Family, so did it acquire therefrom its reverence for
age. In the Family, however, this reverence was one called forth,
conducted, conditioned and motived, by Love:
the father before all <hi>loved</hi> his son; of love he
counselled him; but, also out of love, he gave him scope. In
Society this motiving love was lost, in exact degree as the
reverence for the person transferred itself to fixed ideas and
extra-human things which—unreal in themselves—did not
stand toward us in that living reciprocity wherein Love is able to
requite our reverence, i.e. to take from it its fear. The father,
now become a <hi>God,</hi> could no more love us; the counsel of our
elders, now become a <hi>Law,</hi> could no longer leave us our free
play; the family, become a <hi>State,</hi> could no more judge us
according to the instinctive forbearance of Love, but only
according to the chilling edicts of moral compacts. The
State—taken at its wisest—thrusts upon us the
experiences of History, as the plumb-line for our dealings: yet we
can only deal sincerely, when through our instinctive dealings
themselves we reach experience;
<pb id="pag205" n="205"/>
an experience taught us by communications can only be
resultful for us, when by our instinctive dealings we make it
over again for ourselves. Thus the true, the reasonable love of age
toward youth substantiates itself in this: that it does not make
its own experiences the measure for youth's dealings, but points it
toward a fresh experience, and enriches its own thereby; for the
characteristic and convincing thing about an experience is its
individual part, the specific, the <hi>knowable</hi>, which it
acquires by being won from the spontaneous dealings of this one
specific Individual in this one specific case.</p>

<p>The Going-under of the State means therefore the
falling-away of the barrier which the egoistic vanity of
Experience, in the form of Prejudice, has erected against the
spontaneity of individual dealings. This barrier at present takes
the place that naturally
<note id="rn108" corresp="n108" place="unspecified" anchored="yes"/>
belongs to <hi>love</hi>, and by
its essence it is <hi>lovelessness</hi>: i.e. Experience eaten up
with its own conceit; and at last, the violently prosecuted will to
reap no more experiences,—the self-seeking narrow-mindedness
of Habit, the cruel doggedness of Quiet.—Now, by Love the
father knows that he has not as yet experienced enough, but that by
the experiences of his child, which in love toward it he makes his
own, he may endlessly enrich his being. In the aptitude for
rejoicing at the deeds of others, whose import it knows to turn
through love into a delight-worthy and delight-giving object for
itself, consists the beauty of reposeful age. Where this repose is
naturally at hand through Love, it is by no means a hindrance on
the activity of youth, but the latter's furtherance. It is the
giving space to the activity of youth in an element of Love;
<hi>by the beholding of this activity, it becomes a highest artistic
participation therein,—becomes the very life-element of Art
in general.</hi>
<note id="rn109" corresp="n109" place="unspecified" anchored="yes"/>
</p>
<pb id="pag206" n="206"/>
<p>Already-experienced age is able to take according to
their <hi>characteristic import</hi> the deeds of youth, by which
the latter unconsciously evinces its instinctive thrust, and to
survey them <hi>in their full conjunction</hi>: it thus can vindicate
these deeds more completely than their youthful agent, since it
knows how to explain and consciously display them. <hi>In the repose
of age
<note id="rn110" corresp="n110" place="unspecified" anchored="yes"/>
we thus win the 'moment' of highest poetic faculty</hi>; and
only <hi>that</hi> more youthful man can make this faculty his own,
who <hi>wins that repose</hi>, i.e. that justness toward the
phenomena of Life.—</p>
<p>The loving admonition of the experienced
to the inexperienced, of the peaceful to the passionate, of the
beholder to the doer, is given the most persuasively and
resultfully by bringing faithfully before the instinctive agent his
inmost being. He who is possessed with life's unconscious
eagerness, will never be brought by general moral exhortations to
a critical knowledge (zur <hi>urtheilfähigen Erkenntniss</hi>)
of his own being, but this can only succeed entirely when in a
likeness faithfully held up before him he is able to look upon
himself; for right cognisance is re-cognition, just as right
conscience is knowledge of our own Unconsciousness. The admonisher
is the <hi>understanding</hi>, the experienced-one's conscious power
of view: the thing to be admonished is the <hi>feeling,</hi> the
unconscious bent-to-doing of the seeker for experience. The
Understanding can know nothing other than the <hi>vindication of the
Feeling;</hi> for, itself, it is but the quiet which follows on the
begetting stir of Feeling. It can only vindicate itself, when it
knows itself conditioned by instinctive Feeling; and Understanding
justified by Feeling—no longer entangled in the feelings of
this unit, but <hi>upright towards Feeling in general—is the
Vernunft</hi>.
<note id="rn111" corresp="n111" place="unspecified" anchored="yes"/>
As <hi>Vernunfi</hi> the Understanding is so far
<pb id="pag207" n="207"/>
superior to the Feeling, as it can judge all-righteously the
agency of individual feelings, in their contact with their objects
and opposites; which latter likewise act from individual feelings.
It is the highest social force, itself conditioned by Society
alone; the force which knows to class the specialities of Feeling
according to their proper genus; in <hi>that</hi> to re-discover
them, and by that, again, to vindicate them. It is thus capable
withal of rousing itself to utterance through Feeling, when it
proposes to address itself merely to the man-of-feeling,—and
Love lends to it the instrument therefor. It knows through the
feeling of Love, which spurs it to impart, that to the man of
passion—in midst of his instinctive dealing—that thing
alone is understandable which addresses itself to his Feeling:
were it to wish to address his Understanding, then in him it would
take for granted <hi>that</hi> which even itself has first to win
through its communication, and it must therefore stay ununderstood.
<note id="rn112" corresp="n112" place="unspecified" anchored="yes"/>
But Feeling only grasps the akin to itself; just as the
naked Understanding—as such—can only parley with the
Understanding. The Feeling stays cold amid the reflections of the
Understanding: only the reality of an object kindred to itself can
warm it into interest. This object must be the sympathetic image of
the instinctive doer's own nature; and sympathetically it can only
work, when it displays itself in an action vindicated by the 
self-same feeling which, from out this action and this vindication, he
fellow-feels <hi>(mitfühlt)</hi> as his very own. Through this
fellow-feeling he just as instinctively attains an understanding
of his own individual nature, as by the objects and
<pb id="pag208" n="208"/>
opposites of his feeling and dealing—by whose contact his
own feeling-and-dealing had evolved itself, in the image— he
has also learnt the nature of those opposites; and this because,
snatched out of himself by lively sympathy for his own likeness, he
is carried on to take instinctive interest in the feelings and
dealings even of his opposites, is tuned to acknowledgment of, and
justice toward these opposites, since they no longer stand
confronting the bias of his actual dealings.</p>

<milestone unit="section" rend="hr"/>

<p>Only in the most perfect artwork therefore, in <hi>the Drama</hi>,
can the insight of the experienced-one impart itself with full
success; and for the very reason that, through employment of every
artistic expression al-faculty of man, the poet's <hi>aim</hi>
(Absicht) is in Drama the most completely carried from the
Understanding to the Feeling,—to wit, is artistically
imparted to the Feeling's most directly receptive organs, <hi>the
senses.</hi> The Drama, as the most perfect artwork, differs from
all other forms of poetry in just this,— that in it the Aim
is lifted into utmost imperceptibility, by its <hi>entire
realisation</hi>. In Drama, wherever the aim, i.e. the Intellectual
Will, stays still observable, there the impression is also a
chilling one; for where we see the poet still wilting, we feel that
as yet he <hi>can</hi> not. The poet's canning, however, is the
complete ascension of the Aim into the Artwork, the
<hi>emotionalising of the intellect</hi> (die Gefühlswerdung des
Verstandes). His aim he can only reach by physically presenting to
our eyes the things of Life in their fullest spontaneity; and thus,
by vindicating Life itself out of the mouth of its own Necessity;
for the Feeling, to which he addresses himself, can understand this
Necessity alone.</p>

<p>In presence of the Dramatic Artwork, nothing should remain for
the combining Intellect to search for. Everything in it must come
to an issue sufficient to set our
<pb id="pag209" n="209"/>
Feeling at rest thereon; for in the setting-at-rest of this
Feeling resides the repose, itself, which brings us an instinctive
understanding of Life. In the Drama, we must become <hi>knowers</hi>
through <hi>the Feeling</hi>.
<note id="rn113" corresp="n113" place="unspecified" anchored="yes"/>
The Understanding tells us: <hi>"So is it,"</hi>—only
when the Feeling has told us:
<hi>"So must it be."</hi> Only through <hi>itself</hi> however, does
this Feeling become intelligible to itself: it understands no other
language than its own. Things which can only be explained to us by
the infinite accommodations of the Understanding, embarrass and
confound the Feeling. In Drama, therefore, an action can only be
explained when it is completely vindicated by the Feeling; and it
thus is the dramatic poet's task, not to invent actions, but to
make an action so intelligible through its emotional Necessity,
that we may altogether dispense with the intellect's assistance in
its vindication. The poet therefore has to make his main scope the
<hi>choice of the Action,—which</hi> he must so choose that,
alike in its character as in its compass, it makes possible to him
its entire vindication from out the Feeling; for in this
vindication alone, resides the reaching of his aim.</p>

<p>An action which can only be explained on grounds of historic
relations, un-based upon the Present; an action which can only be
vindicated from the standpoint of the State, or understood alone by
taking count of religious Dogmas stamped upon it from
without,—not sprung from common views within,—such an
action, as we have seen, is only representable to the
Understanding, not to the Feeling. At its most successful, this was
to be effected through narration and description, through appeal
to the intellect's imaginative-force; not through direct
presentment to the Feeling and its definitely-seizing organs, the
senses: for we saw that those senses were positively unable to
take-in the full extent of such an action, that in it there lay a
mass of relations beyond all possibility of bringing to physical
view and bound to be relegated, for their comprehension,
<pb id="pag210" n="210"/>
to the combining organ of Thought. In a politico-historical
drama, therefore, it became the poet's business to eventually give
out his Aim
<note id="rn114" corresp="n114" place="unspecified" anchored="yes"/>
quite nakedly—as such:
the whole drama stayed unintelligible and unimpressive, if this
Aim, in the form of a human 'moral,' did not at last quite visibly
emerge from amid the desert waste of pragmatic motives, employed
for sheer description's sake. In the course of such a piece, one
asked oneself instinctively: "What is the poet trying to tell us?"</p>

<p>Now, an Action which is to justify itself before and through the
Feeling, busies itself with no <hi>moral</hi>; its whole moral
consists precisely in its justification by the instinctive human
Feeling. It is a goal to itself, insofar as it has to be vindicated
only and precisely by the feeling out of which it springs.
Wherefore this Action can only be such an one as proceeds from
relations the truest, i.e. the most seizable by the Feeling, the
nighest to human emotions, and thus the simplest,—from
relations such as can only spring from a human Society
intrinsically at one with itself, uninfluenced by inessential
notions and non-present grounds-of-right: a Society belonging to
itself alone, and not to any Past.</p>

<p>However, no action of Life stands solitary and apart: it has
always some sort of correlation with the actions of other men;
through which it is conditioned alike as by the individual
feelings of its transactor himself. The weakest correlation is that
of mere petty, insignificant actions; which require for their
explanation, less the strength of a necessary feeling, than the
waywardness of whim. But the greater and more decisive an action
is, and the more it can only be explained from the strength of a
necessary <hi>feeling</hi>:
in so much the more definite and wider a connexion does it also
stand with the actions of others. A great action, one which the
most demonstratively and exhaustively displays
<pb id="pag211" n="211"/>
the nature of Man along any one particular line, issues
only from the shock of manifold and mighty opposites. But, for us
to be able to rightly judge these opposites themselves, and to
fathom their actions by the individual feelings of the transactors,
a great action must be represented in a wide circle of relations;
for only in such a circle, is it to be understood. The Poet's chief
and especial task will thus consist in this: that at the very
outset he shall fix his eye on such a circle, shall completely
gauge its compass, shall scrutinise each detail of the relations
contained therein, with heed both to its own measure and to its
bearing on the main-action; this done, that he then shall make the
measure of his understanding of these things the measure of their
understandable-ness as a work of Art, by drawing-in this ample
circle towards its central point, and thus condensing it into the
periphery which gives an understanding of the central Hero. This
<hi>condensation</hi> (Verdichtung) is the work proper to the
poetising intellect (<hi>des dichtenden Verstandes</hi>); and this
intellect is the centre and the summit of the whole man, who from
thence divides himself into the receiver and the imparter.</p>

<p>As an object (<hi>Erscheinung</hi>) is seized in the first place
by the outward-turned instinctive Feeling, and next is brought to
the Imagination, as the earliest function of the brain: so the
Understanding, which is nothing else but the imaginative-force as
regulated by the actual Measure of the object, has to advance in
turn through the Imagination to the instinctive Feeling—in
order to impart what it now has recognised. In the Understanding
objects mirror themselves as what they actually are; but this
mirrored actuality is, after all, a mere thing of thought: to
impart this <hi>thought-out</hi> actuality, the Understanding must
display it to the Feeling in an image akin to what the Feeling had
originally brought to <hi>it;</hi> and this image is the work of
Phantasy. Only through the <hi>Phantasy,</hi> can the Understanding
have commerce with the Feeling. The Understanding can only grasp
the full actuality of an object, when it breaks the image, in which
the object is brought it by the Phantasy,
<pb id="pag212" n="212"/>
and parcels it into its singlest parts; when it fain would bring
these parts before itself again in combination, it has at once to
cast for itself an image, which no longer answers strictly to the
actuality of the thing, but merely in the measure wherein Man has
power to recognise it. Thus even the simplest action confounds and
bewilders the Understanding, which would fain regard it through the
anatomical microscope, by the immensity of its ramifica tions:
would it comprehend that action, it can only do so by discarding
the microscope and fetching forth the image which alone its human
eye can grasp; and this compre hension is ultimately enabled by the
instinctive Feeling— as vindicated by the Understanding. This
image of the phenomena, in which alone the <hi>Feeling</hi> can
comprehend them, and which the Understanding, to snake itself in
telligible to the Feeling, must model on that image which the
latter originally brought it through the Phantasy,— this
image, for the Aim of the poet, who must likewise take the
phenomena of Life and compress them from their view less
many-member-edness into a compact, easily surveyable
shape,—this image is nothing else but <hi>the Wonder</hi>.
<note id="rn115" corresp="n115" place="unspecified" anchored="yes"/>
</p>

</div> 

<div type="chapter" n="5" org="uniform" sample="complete" part="N">
<pb id="pag213"/>
<head>V.</head>

<p><hi rend="up">The wonder</hi> in the Poet's work is
distinguished from the
<note id="rn116" corresp="n116" place="unspecified" anchored="yes"/>
Wonder in religious Dogma by this: that it does not, like
the latter, <hi>upheave</hi> the nature of things, but <sic>the</sic>
rather makes it <hi>comprehensible</hi> to the Feeling.</p>

<p>The Judæo-Christian Wonder tore the connexion of natural
phenomena asunder, to allow the Divine Will to appear as standing
<hi>over</hi> Nature. In it a broad connexus of things was by no means
condensed in favour of their understanding by the instinctive
Feeling, but this Wonder was employed entirely for its own sake
alone; people demanded it, as the proof of a suprahuman power, from
him who gave himself for divine, and in whom they refused to
believe till before the bodily eyes of men he had shewn himself the
lord of Nature, i.e. the arbitrary subverter of the natural order
of things. This Wonder was therefore claimed from <hi>him</hi> one did
not hold for authentic in himself and his natural dealings, but whom
one proposed to first believe when he should have achieved
something unbelievable, something <hi>un-understandable</hi>. A
<hi>fundamental denial of the Understanding</hi>
was therefore the thing hypothecated in
advance, both by the wonder-claimer and the wonder-worker: whereas
an <hi>absolute Faith</hi> was the thing demanded by the wonder-doer,
and granted by the wonder-getter.</p>

<p>Now, for the operation of its message, the poetising intellect
has absolutely no concern with <hi>Faith</hi>, but only with an
<hi>understanding through the Feeling</hi>. It wants to display a great
connexus of natural phenomena in an image swiftly understandable,
and this image must therefore
<pb id="pag214" n="214"/>
be one answering to the phenomena in such a way that the
instinctive Feeling may take it up without a struggle, not first be
challenged to expound it: whereas the characteristic of the
Dogmatic Wonder consists just in this, that, through the obvious
impossibility of explaining it, it tyrannously subjugates the
Understanding despite the latter's instinctive search for
explanation; and precisely in this subjugation, does it seek for
its effect. The Dogmatic Wonder is therefore just as unfitted for
Art, as the Poetic Wonder is the highest and most necessary product
of the artist's power of beholding and displaying.</p>

<p>If we picture to ourselves more plainly the Poet's method in the
moulding of his 'wonder,' we shall see in the first place that, in
order to present in intelligible survey a great connexus of
reciprocally conditioned actions, he must compress those actions
themselves to a measure in which, for all their perspicuity, they
shall yet lose nothing of the fulness of their Contents. A mere
abridging or lopping-off of lesser 'moments' of action would of
itself but mar the moments kept; since these stronger moments of
the Action can only be vindicated to the Feeling as the climax
<note id="rn117" corresp="n117" place="unspecified" anchored="yes"/>
of its lesser moments. Wherefore the moments excised for sake of
poetic clearing of space must be carried over into the retained
chief-moments themselves, i.e. they must be included in the latter
in some fashion cognisable to the Feeling. The reason why the
Feeling cannot dispense with them is, that for an understanding of
the main-action it needs withal a sentience of the motives from
which it sprang, and which enounced themselves in those lesser
moments-of-action. The crest (<hi>Spitze</hi>) of an action is
in itself a fleeting moment, which is utterly meaningless as a pure
matter-of-fact, if it does not appear as motived by ideas
(<hi>Gesinnungen</hi>) that in themselves lay claim to our
fellow-feeling: a heaping of such moments must rob the poet of all
power of vindicating them to our Feeling; whereas it is this very
vindication, this exposition of
<pb id="pag215" n="215"/>
motives, that has to fill the artwork's space,—which would
be completely thrown away, were it filled with a mass of
non-vindicable moments of action.</p>

<milestone unit="section"/>

<p>In the interest of intelligibleness, therefore, the poet has so
to limit the number of his Action's moments, that he may win the
needful space for the motivation of those retained. All those
motives which lay hidden in the moments excised,
<note id="rn118" corresp="n118" place="unspecified" anchored="yes"/>
he must fit into the motives of his Main-action in such a way that they
shall not appear detached; because in detachment they would also demand
their own specific moments of action, the very ones excised. On the
contrary, they must be so included in the Chief-motive, that they
do not shatter, but <hi>strengthen</hi> it as a whole. But the
strengthening of a motive makes also necessary a strengthening of
the moment-of-action itself, which is nothing but the fitting
utterance (<hi>die entsprechende Äusserung</hi>) of that
motive. A strong motive cannot utter itself through a weak
moment-of-action; both action and motive must thereby become
un-understandable.—In order, then, to intelligibly enounce a
Chief-motive thus strengthened by taking into it a number of motives
which in ordinary life would only utter themselves through numerous
moments-of-action, the action thereby conditioned must also be a
strengthened, a powerful one, and in its unity more ample than any
that ordinary life brings forth; seeing that in ordinary life the
selfsame action would only have come to pass in company with many
lesser actions, in a widespread space, and within a greater stretch
of time. The poet who, in favour of the perspicuity of the thing,
would draw-together not only these actions but this expanse of
space and time as well, must not merely <hi>cut off</hi>
parts, but <hi>condense</hi> the whole intrinsic contents. A
condensement of the shape of actual life, however, can be
comprehended by the latter only when—as compared with
itself—it appears magnified, strengthened,
<pb id="pag216" n="216"/>
unaccustomed. It is just in his busy scattering through Time and
Space, that Man cannot understand his own life-energy: but the
image of this energy, as brought within the compass of his
understanding, is what the Poet's shapings offer him for view; an
image wherein this energy is condensed into an utmost-strengthened
'moment,' which, taken apart, most certainly seems wondrous and
unwonted, yet shuts within itself its own unwontedness and wondrousness,
and is in nowise taken by the beholder <hi>for a Wonder</hi>
but apprehended as the <hi>most intelligible</hi>
representment of reality.</p>
<p>In virtue of this Wonder, the poet is able to display the most
measureless conjunctures (<hi>Zusammenhänge</hi>) in an
all-intelligible Unity. The greater, the farther-reaching the
conjuncture he desires to make conceivable, only the stronger has
he to intensify the attributes of his shapings. Time and Space, to
let them appear in keeping with the movement of these figures, he
will alike condense from their amplest stretch, to shapings of his
Wonder ;—the attributes of infinitely scattered moments of
Time and Space will he just as much collect into one intensified
attribute, as he had assembled the scattered motives into one
Chief-motive; and the utterance of this attribute he will enhance
as much, as he had strengthened the action issuing from that
motive. Even the most unwonted shapes, which the poet has to evoke
in this procedure, will never truly be <hi>un-natural;</hi>
because in them Nature's essence is not distorted, but merely her
utterances are gathered into one lucid image, such as is alone
intelligible to artist-man. The poetic daring, which gathers
Nature's utterances into such an image, can <hi>first for
us</hi> be crowned with due success, precisely because
<hi>through Experience we have gained a clear insight into
Nature's essence</hi>.</p>

<milestone unit="section"/>
  
<p>So long as the phenomena of Nature were merely an 'objective'
<note id="rn119" corresp="n119" place="unspecified" anchored="yes"/>
of man's Phantasy, so long also must the
<pb id="pag217" n="217"/>
human imagination (<hi>Einbildungskraft</hi>) be subjected
to them: moreover, their semblance governed and determined its view
of the human phenomenal-world in such a way, that men derived the
inexplicable in that world—that is to say, the
unexplained--from the capricious orderings of an extranatural and
extrahuman Power, which finally in the Miracle upheaved both Man
and Nature. When the reaction against belief in miracles set in,
even the Poet had to bow before the prosaic rationalism of the
claim, that poetry should also renounce its Wonder; and this
happened in the times when natural phenomena, theretofore regarded
only with the eye of Phantasy, began to be made the object of
scientific operations of the Understanding. The scientific
Understanding, however, was so long unsettled about the essence of
these phenomena, as it believed that only in an anatomical
disclosing of all their inner minutiae could it set them
comprehensibly before it. Positive about this essence have we only
been, from the time when we learnt to look on Nature as a living
Organism, not as an aimfully constructed Mechanism; from the time
when we grew clear, that she was not a thing <hi>created</hi>,
but herself the <hi>forever becom-ing</hi>; that she includes
within herself the begetter and the bearer, the Manly and the
Womanly; that Time and Space, by which we earlier had held her
circumscribed, were but abstractions from her own reality; that,
further, we may rest content with this knowledge in general,
because we no longer need, for its confirmation, to assure
ourselves of farthest distances by the calculations of
Mathematics,--since in closest nearness, and in the tiniest fact of
Nature, we may find proofs for the selfsame thing as that which the
remotest distance can only send us in confirmation of our knowledge
of Nature. Thenceforth, however, we also know that we are here
<hi>to enjoy</hi> Nature, because we <hi>can</hi> enjoy
her, i.e. we are qualified for such enjoyment But the <hi>most
reasonable</hi> (vernunftigste) enjoyment of Nature is that
which satisfies our <hi>universal</hi> aptitude for delight:
in the universality of man's organs of reception, and in the
highest enhancement of their aptitude
<pb id="pag218" n="218"/>
for delight, lies alone the measure according to which he has to
enjoy; and the artist, who addresses himself to this highest
aptitude for delight, has therefore to take this measure alone for
the measure also of the phenomena he wishes to impart as a
connected whole. This measure needs only to so far follow Nature's
utterances, in her phenomena, as they have to answer to her
intrinsic essence; nor does the poet disfigure that essence through
his strengthening and intensifying, but—precisely in his
utterance of it—he merely compresses it to a measure
answering that of the most ardent human longing to understand a vast
connexus of phenomena. It is just the fullest understanding of
Nature, that first enables the poet to set her phenomena before us
in wondrous shaping; for only in such shaping, do they become
intelligible to us as <hi>the conditionments of human actions
intensified</hi>.</p>

<p>Nature in her actual reality is only seen by the
<hi>Understanding</hi>, which <hi>de-composes her into her separatest
of parts</hi>; if it wants to display to itself these parts in
their living <hi>organic connexion</hi>, then the quiet of the
Understanding's meditation is involuntarily displaced by a more and
more highly agitated mood, which at last remains nothing but a
<hi>mood of Feeling</hi>. In this mood, Man unconsciously
refers Nature once more <hi>to himself</hi>; for it is his
individually human feeling, that has given him precisely the mood
wherein he has apprehended Nature according to one particular
impression. In Feeling's highest agitation, Man sees in Nature a
sympathising being; and in truth the character of her phenomena
governs also the character of man's mood, past all escaping. Only
in the utmost egoistic coldness of the Understanding, can he
withdraw himself from her immediate sphere of
operation,—albeit even then he must confess to himself, that
her more mediate influence still determines him.—In his times
of great commotion man sees no longer any <hi>hasard</hi>, in
his encounter with natural phenomena: whereas the utterances of
Nature, though grounded on an organic concord of phenomena, yet
<pb id="pag219" n="219"/>
brush against our daily life with all the semblance of Caprice,
and in our moods of indifference or egoistic
preoccupation—when we have neither lief nor leisure to ponder on
their founding in a natural concord—they appear to us as
Hazard; which, according to our human purpose of the moment, we
seek to either turn to our advantage or turn away as to our
dis-advantage. Man deeply-moved, when he suddenly turns from his
inner mood to face surrounding Nature, finds in her either an
intensifying aliment, or an alterative stimulus, of his mood,
—according to her passing aspect. By whatever Being he
feels dominated or supported in such a fashion, to that Being man
ascribes a power great in exact measure as he finds himself in a
great mood. His own sense of hanging-together with Nature he
instinctively feels expressed, as well, in a great hanging-together
of Nature's passing phenomena with himself, with his own mood; his
own enhanced or altered mood he recognises again in Nature, whose
mightiest utterances he thus refers to himself, equally as he feels
himself determined by them. In this sense of a great reciprocal
operation the phenomena of Nature crowd together, before his
Feeling, into a definite shape to which he assigns an individual
emotion answering to their impression upon him and his own mood; to
this shape he finally attributes organs—intelligible to
himself—wherewith to speak-out that emotion. Then he
<hi>speaks</hi> with Nature, and she <hi>answers</hi>
him.—In this his colloquy with Nature does he not understand
her better, than the regarder of her through the microscope? What
does the latter understand of Nature, excepting what he has no
need to understand? But the former perceives that part of her
which is necessary to him in the highest agitation of his being, in
an agitation wherein he understands Nature according to an
infinitely greater compass, and understands her in such a way as
the widest-reaching Understanding can never picture to itself. Here
Man <hi>lo ves</hi> Nature; he ennobles her, and uplifts her
to a sympathising sharer in the highest
<pb id="pag220" n="220"/>
mood of Man, whose physical existence she has unconsciously
conditioned from out herself.
<note id="rn120" corresp="n120" place="unspecified" anchored="yes"/>
</p>

<milestone unit="section"/>
 
<p>If, then, we wish to define the Poet's work according to its
highest power thinkable, we must call it
<hi>the—vindicated by the clearest human Consciousness,
the new-devised to answer the beholdings of an ever-present Life,
the brought in Drama to a show the most intelligible,—the
Mythos.</hi></p>

<milestone unit="section"/>
  
<p>We now have only to ask ourselves, through <hi>what 
expressional means</hi> this Mythos is the most intelligibly to be
displayed in Drama. For this, we must go back to that 'moment' of
the whole artwork which conditions its very essence; and this is
the necessary <hi>vindication of the action through its
motives,</hi> for which the poetising Understanding turns to
face the instinctive <hi>Feeling,</hi> upon the latter's 
unforced fellow-feeling to ground an understanding of them. We have
seen that the condensation—so necessary for a practical
understanding — of the manifold moments-of-action,
immeasurably ramified in actual reality (<hi>in der realen
Wirklichkeit</hi>), was conditioned by the poet's longing to
display a great conjuncture of human life's phenomena, through
which alone can the Necessity of these phenomena be grasped. This
condensation he could only bring about, in keeping with his main
scope, by taking-up into the motives of the moments chosen for
actual representment all those motives which lay at bottom of the
moments-of-action that he had discarded; and by vindicating their
adoption, before the judgment-seat of Feeling, in that he let them
appear as a strengthening of the Chief-motives;
<pb id="pag221" n="221"/>
which latter, in turn, conditioned of themselves a strengthening
of their corresponding moments-of-action. Finally we saw that
this strengthening of a moment of action could only be achieved by
lifting it above the ordinary human measure, through the poetic
figment <hi>(durch Dichtung)</hi> of the Wonder
—in strict correspondence with human nature, albeit exalting
and enhancing its faculties to a potency unreachable in
ordinary life;—of the Wonder, which was not to stand beyond
the bounds of Life, but to loom so large from out its very midst,
that the shows of ordinary life should pale before it.—And
now we have only to come to definite terms, as to <hi>wherein
should consist the strengthening of the Motives</hi> which are
to condition from out themselves that strengthening of the Moments
of Action.</p>

<p>What is the meaning, in the sense indicated above, of a
"Strengthening of the Motives"?</p>

<milestone unit="section"/>
 
<p>It is impossible—as we have already seen—that a 
heaping-up of motives can be the thing we mean; because motives thus
crowded together, without any possible utterance as action, must
remain unintelligible to the Feeling; and even to the
Understanding—if explicable—they would still be reft of
any vindication.
<note id="rn121" corresp="n121" place="unspecified" anchored="yes"/>
Many motives to a scanty action (<hi>Viele Motive bei gedrängter
Handlung</hi>), could only
appear petty, whimsical and irrelevant, and could not possibly
be employed for a great action, excepting in a caricature. The
strengthening of a motive cannot therefore consist in a mere
addition of lesser motives, but in the complete absorption of
<hi>many motives</hi> into this <hi>one</hi>. An interest
(<hi>Interesse</hi>) common to divers men at divers times and
under divers circumstances, and ever shaping itself afresh
according to these diversities: such an interest—once that
these men, these times and circumstances are typically alike at
bottom, and in themselves make plain an
<pb id="pag222" n="222"/>
essential trait of human nature—is to be made the interest
of <hi>one</hi> man, at one given time and under given circumstances.
In the Interest of this man all outward differences are to
be raised into <hi>one</hi> definite thing; in which, however,
the Interest must reveal itself according to its greatest, most
exhaustive compass. But this is as good as saying, that from this
Interest all which savours of the particularistic and accidental
must be taken away, and it must be given in its full truth as a
necessary, purely human <hi>utterance of feeling</hi>
(Gefühlsausdruck). Of such an emotional-utterance
<hi>that</hi> man is incapable, who is not as yet at one with
himself about his necessary Interest: the man whose feelings have
not yet found the object strong enough to drive them to a definite,
a necessary enunciation; but who, faced with powerless, accidental,
unsympathetic outward things, still splits himself into two halves.
But should this mighty object front him from the outer world, and
either so move him by its strange hostility that he girds up his
whole individuality to thrust it from him, or attract him so
irresistibly that he longs to ascend into it with his whole
individuality,—then will his Interest also, for all its definiteness,
be so wide-embracing that it takes into it all his former split-up,
forceless interests, and entirely consumes them.</p>

<milestone unit="section"/>

<p>The moment <hi>of this consumption</hi> is the act which
the poet has to prepare for, by strengthening a motive in such
sort, that a powerful moment-of-action may issue from it; and this
preparation is the last work of his enhanced activity. Up to this
point his organ of the poetising intellect, <hi>Word-speech</hi>,
can do his bidding; for up to here he has had to
set forth interests in whose interpreting and shaping a necessary
<hi>feeling</hi> took no share as yet,—ilterests
variously influenced by given circumstances from Without, without
there being any definite working on Within in such a way as to
drive the inner Feeling to a necessary, choiceless activity, in its
turn determining the outer course of things. Here still reigned the
combining Understanding, with its parcelling of parts and
piecing-together of this or that detail in this
<pb id="pag223" n="223"/>
or that fashion; here it had not directly to
<hi>display</hi>, but merely to shadow forth, to draw
comparisons, to make like intelligible by like,—and for
<hi>this</hi>, not only did its organ of Word-speech quite
suffice, but it was the only one through which the intellect could
make itself intelligible.—But where the thing prepared-for is
to become a <hi>reality</hi>, where the poet has no longer to
separate and compare, where he wants to let the thing that gainsays
all Choice and definitely gives itself without conditions, the
determinant motive strengthened to a determinative force—to
let this proclaim itself in the very Utterance
(<hi>Ausdruck</hi>) of a necessary, all-dominating
feeling,—there he can no longer work with the merely
shadowing, expounding
<note id="rn122" corresp="n122" place="unspecified" anchored="yes"/>
Word-speech, <hi>except he so enhance it</hi> as he has already
enhanced the motive: and this he can
only do by pouring it into <hi>Tone-speech</hi>.</p>

</div> 

<div type="chapter" n="6" org="uniform" sample="complete" part="N">
<pb id="pag224"/>
<head>VI.</head>

<p><hi rend="up">Tone-Speech</hi> is the beginning and end
of Word-speech: as the <hi>Feeling</hi> is beginning and end of the
Understanding, as <hi>Mythos</hi> is beginning and end of History,
the <hi>Lyric</hi> beginning and end of Poetry. The mediator
between beginning and middle, as between the latter and the
point of exit, is <hi>the Phantasy</hi>.</p>

<p>The march of this evolution is such, however, that it is no
retrogression, but a progress to the winning of the highest human
faculty; and it is travelled, not merely by Mankind in general, but
substantially by every social Individual.</p>

<p>Just as in the unconscious Feeling lie all the germs for
evolution of the Understanding, while this latter holds within it a
necessitation to vindicate the unconscious feel ing, and the man
who from out his Understanding vindicates this Feeling is first the
man of <hi>Vernunft</hi>; just as in Mythos justified by History,
which alike grew out of <hi>it</hi>, is first won a really
intelligible image of Life: so does the Lyric also hold within
itself each germ of the intrinsic art of Poetry, which necessarily
can but end with speaking out the vindication of the Lyric; and
this work of vindication is precisely the highest human Artwork,
the <hi>Entire Drama</hi> (das <hi>vollkommene Drama</hi>).</p>

<milestone unit="section"/>
  
<p>The primal organ-of-utterance of the inner man, however, is
<hi>Tone-speech</hi>, as the most spontaneous expression of the inner
Feeling stimulated from without. A mode of Expression similar to
that still proper to the beasts was, in any case, alike the first
employed by Man; and this we can call before us at any
moment,—as far as its substance goes,—by removing from
our Word-speech its dumb
<pb id="pag225" n="225"/>
articulations (<hi>die stummen Mitlauter</hi>), and leaving
nothing but the open sounds (<hi>die tönenden Laute</hi>). In
these vowels, if we think of them as stripped of their consonants,
and picture to ourselves the manifold and vivid play of inner
feelings, with all their range of joy and sorrow, as given-out in
them alone, we shall obtain an image of man's first emotional
language; a language in which the stirred and high-strung Feeling
could certainly express itself through nothing but a joinery of
ringing tones, which altogether of itself must take the form of
Melody. This melody, which was accompanied by appropriate bodily
gestures in such a way that it appeared, itself in turn, to be
nothing but the simultaneous inner expression of an outer
announcement through those gestures, and therefore also took its
time-measure—its Rhythm—from the changeful motion of
those gestures, in such a manner that it returned it to them as the
melodically-vindicated measure for their own announcement,—this
<hi>rhythmic melody</hi>, which we should do wrong
to set down as of poor effect and beauty, in view of the infinitely
greater variety of man's emotional fund as compared with that of
the beasts, and especially in view of its endless capacity for
enhancement through interaction between the inner expression of the
voice and the outer expression of the gestures,
<note id="rn123" corresp="n123" place="unspecified" anchored="yes"/>
—this melody,
both by its nature and its origin, so thoroughly decreed the
Measure for the word-verse, that the latter appears to have been
governed by it to the extent of positive subordination,—as
we still may see to-day by inspecting any genuine <hi>Volkslied</hi>;
in which we shall always find the word-verse plainly governed by
the melody, and so much so, that it often has to accommodate
itself, even for the sense, to the melody's most intimate
requirements.</p>

<p>This matter shews us very palpably the rise of Speech.
<note id="rn124" corresp="n124" place="unspecified" anchored="yes"/>
<pb id="pag226" n="226"/>
In the Word, the ringing tones of pure emotional-speech seek as
much to bring themselves to a distinguishment from one another, as
the inner Feeling seeks to discriminate between the outer objects
working on the senses, to tell its tale about them, and finally to
make intelligible its inner thrust toward such a tale itself. In
pure Tone-speech, with its tale of the received impression, the
Feeling gave only <hi>itself</hi> to be understood; and this,
supported by the gestures, it was quite competent to do, through
its countless raisings and sinkings, prolongings and abridgings,
intensifyings and abatings of the open sounds. To denote and
distinguish between outer objects themselves, however, the Feeling
must cast about it for something answering-to and embodying the
impression of the object, for a distinctive garment wherewith to
clothe the open tone; and this <hi>it</hi> borrowed from the
Impression, and through it from the object itself. This garment it
wove from dumb articulations, which it fitted on to the open sound
as a prefix or suffix,
<note id="rn125" corresp="n125" place="unspecified" anchored="yes"/>
or even as both together, so that it was
enveloped in them and held down to a definite, distinguishable
announcement; in the same way as the object, thus distinguished,
marked off and announced itself to the outer world by a
garment— the animal by its skin, the tree by its bark,
&amp;c. The vowels thus clothed, and parcelled by such clothing,
form the <hi>roots of</hi> speech through whose fitting and
fixing together the whole sensuous edifice of our endless-branching
Word-speech has been erected.</p>

<p>Let us first notice, however, with what instinctive foresight
this Speech but very gradually left its nursing mother, Melody, and
her breast-milk the open tone. In keeping with an unaffected view
of Nature and a longing to impart the impressions of such a view,
Speech set only the kindred and analogous together, in order not
only to make plain the kindred by its analogy and explain the
analogous by
<pb id="pag227" n="227"/>
its kinship, but also, through an Expression based on analogy
and kinship of its own 'moments,' to produce a still more definite
and intelligible impression upon the Feeling. Herein was evinced
the sensuously composing (<hi>sinnlich dichtende</hi>) force of
Speech. Through taking the open sound, employed for purely
subjective expression of the feelings inspired by an
object—in scale with its impression,—and clothing it
with a garment of mute articulations, which stood to the Feeling as
an objective expression borrowed from an attribute of the object
itself, it had arrived at moulding different 'moments' of 
expression, in its speech-roots. Now, when Speech set these roots
together according to their kinship and alike-ness, it made plain
to the Feeling both the impression of the object and its answering
expression, in equal measure, through an increased strengthening of
that Expression; and hereby in turn, it denoted the object as
itself a strengthened one,—namely, as an object
strictly-speaking multiple, but <hi>one</hi> in essence through its
kinship and alikeness. This 'composing moment' of Speech is its
<hi>alliteration</hi> or <hi>Stabreim</hi>, in which we recognise the
very oldest attribute of all poetic speech.</p>

<p>In <hi>Stabreim</hi> the kindred speech-roots are fitted to one
another in such a way, that, just as they sound alike to the
physical ear, they also knit like objects into one collective image
in which the Feeling may utter its conclusions about them. Their
sensuously cognisable resemblance they win either from a kinship of
the vowel sounds, especially when these stand open in front,
without any initial consonat;
<note id="rn126" corresp="n126" place="unspecified" anchored="yes"/>
or from the sameness of this initial
consonant itself, which characterises the likeness as one belonging
peculiarly to the object;
<note id="rn127" corresp="n127" place="unspecified" anchored="yes"/>
or again, from the sameness of the
terminal consonant that closes up the root behind (as an
assonance), provided the individualising force of the word lies in
that terminal.
<note id="rn128" corresp="n128" place="unspecified" anchored="yes"/>
The distribution and arrangement of these
<pb id="pag228" n="228"/>
<hi>rhyming roots</hi> takes place by similar laws to those that
lead us in every walk of Art to repeat, as necessary for an
understanding, those motives on which we lay chief weight, and
which we therefore so bestow between lesser motives, in turn
conditioned by them, that they stand out plainly as the
conditioning and essential ones.</p>

<p>As I must reserve till later a fuller treatment of this subject,
for the purpose of demonstrating the Stabreim's possible operation
upon our Music, I will at present content myself with pointing out
in how strict a relation the Stabreim, and the Word-verse
rounded-off thereby, once stood to that <hi>melody</hi> which we have
to consider as the earliest message of a more complex human
feeling, albeit a feeling rounding off its complexity into a unity.
By that Melody we have to explain not only the dimensions of the
Word-verse, but also the position and, in general, the attributes
of the Stabreim which governed those dimensions; while the production
of that Melody, again, was conditioned by man's natural
capacity of breath and the possibility of giving out a number of
stronger intonations in one breath. The duration of an outflow of
the breath through the organ of song governed the dimensions of a
segment of the melody, in which one pregnant portion of the sense
must come to a conclusion. But this possible duration governed also
the number of special intonations in one melodic segment: if these
special intonations were of impassioned strength, and thus more
rapidly consumed the breath, then this number was
diminished,—or if, their strength being less, they did not
require so swift a breath-consumption, then their number was
increased. These intonations, which fell together with the gestures
and thereby disposed themselves to a rhythmic measure, were in
Speech condensed into the alliterative root-words, whose number and
position they conditioned in the same way as the melodic segment,
itself conditioned by the breath, determined the length and compass
of the Verse.—How simple is an explanation and understanding
of all <hi>Metrik</hi>, if only we take the reasonable pains to go
back to the natural conditionments of all human
<pb id="pag229" n="229"/>
art-ability, from which alone can we also reach again to genuine
art-production!—</p>

<p>But let us follow for the present the evolutionary career
of <hi>Word-speech</hi>, and reserve for ourselves a later return to
the Melody it left behind.—</p>

<milestone unit="section" rend="hr"/>

<p>In exact degree as poesis <hi>(das Dichten)</hi> ceased to be a
function of the Feeling and became a transaction of the
Understanding, did the creative league of Gesture-, Tone-, and
Word-speech, originally united in the Lyric, disband itself;
Word-speech was the child that left its father and mother, to help
itself along in the wide world alone.—As the number of
objects and their relations to his Feeling increased before the
adolescent's eye, so accumulated the words and combinations of
Speech which were to answer to those added objects and relations.
So long as this growing man still kept his eye on Nature, and was
able to grasp her by his Feeling, so long also did he invent
linguistic roots in characteristic keeping with the objects and
their relations. But when amid the eventual stress of life he
turned his back on this fruitful fountain of his powers of speech,
then all his inventive-force was blighted, and he had to content
himself with the harvest handed down to him but no longer a 
possession to be ever-newly reaped; in such-wise that,according to his
need, he took his heritage of speech-roots and pieced them doubly
and trebly together for extranatural objects, pared them down for
sake of this his piecing, and above all marred them past all
knowledge by evaporating the ring of their sounding vowels to the
hasty clang of Talk; while, by heaping-up the dumb articulations
needful for combining un-related roots, he wrinkled grievously the
living flesh of Speech. When Speech had thus lost an instinctive
understanding of her own roots—only possible through
Feeling,—she naturally could no longer answer <hi>in these</hi>
to the intonations of that fostering mother-melody. She either
contented herself—where Dance remained an inseparable
<pb id="pag230" n="230"/>
portion of the Lyric, as in Greek antiquity—with snuggling
as briskly as possible to the <hi>Rhythm</hi> of the melody: or she
sought—where Dance had more and more completely swerved away
from Lyric, as among the modern nations
—for another bond of union with the melodic breathing-
snatches; and this she procured in the <hi>end-rhyme</hi>.</p>

<milestone unit="section"/>
  
<p>The End-rhyme—to which we must also come back, on account
of its attitude towards our music—set itself up at the exit
of a melodic segment, without being able to answer the intonations
(<hi>Betonungen</hi>) of the melody itself. It no longer knit the
natural band of Tone- and Word-speech, in which the Stabreim
brought its radical affinities to the melodic intonations within
the purview of both the outer and the inner sense; but it merely
fluttered at the loose end of the ribands of melody, toward which
the word-verse fell into a more and more arbitrary and uncomplying
attitude.—The more confusedly and circuitously this Word-speech
must proceed, at last, to designate objects and relations belonging
solely to social Convention, and no longer to the self-determining
nature of things; the more she must busy herself to find terms for
concepts which, themselves skimmed-off from natural phenomena, were
to be employed in turn for combinations of these abstractions; the
more, for this, she must screw up the original meaning of roots to
accommodate a twofold and threefold meaning, ingeniously laid under
them but merely to be <hi>thought out,</hi> no longer to be
<hi>felt;</hi> and the more elaborately she had to equip the
mechanical apparatus which was to bolster up, and set in motion,
this system of screws and levers: so much the more shrewish and
estranged did she become towards that primal melody
(<hi>Urmelodie</hi>),—till at last she lost even the remotest
memory of it, when, out of breath and reft of tone, she must
flounder into the grey morass of <hi>Prose</hi>.</p>

<milestone unit="section"/>
  
<p>The Understanding, condensed from Feeling through the Phantasy,
acquired in Prosaic word-speech an organ through which it could
make itself intelligible <hi>alone,</hi> and in direct
<pb id="pag231" n="231"/>
ratio as it became un-intelligible to Feeling. In modern Prose
we speak a language we do not understand with the Feeling, since
its connection with the objects, whose impression on our faculties
first ruled the moulding of the speech-roots, has become
incognisable to us; a language which we speak as it was taught us
in our youth,—not as, with waxing self-dependence of our
Feeling, we haply seize, form, and feed it from ourselves and the
objects we behold; a language whose usages and claims, based on the
logic of the Understanding, we must unconditionally obey when we
want to impart our thoughts. This language, in our Feeling's eyes,
rests therefore on a <hi>convention</hi> which has a definite
scope,—namely, to make ourselves thus far intelligible
according to a given norm, in which we are to think and to
<hi>dominate</hi> our feelings, that we may demonstrate to the
Understanding an aim of the Understanding. Our Feeling—which
quite of itself found unconscious expression in the primitive
Speech—we can only <hi>describe</hi> in this language; and
describe in a far more circuitous way than an object of the
Understanding, because we are obliged to screw ourselves
<hi>down</hi> from our intellectual language to its real stock, in
the same way as we screwed ourselves <hi>up</hi> from that stock to
<hi>it</hi>.—Our language accordingly rests upon a
State-historico-religious convention, which in France, under the
rule of Convention personified, under Louis XIV., was also very
logically fixed into a settled 'norm,' by an Academy under orders.
Upon no living and ever-present, no really felt <hi>conviction</hi>
does it rest, for it is the tutored opposite of any such
conviction. In a sense, we cannot discourse in this language
according to our innermost emotion, for it is impossible to
<hi>invent</hi> in it according to that emotion; in <hi>it,</hi> we can
only impart our emotions to the Understanding, but not to the
implicitly understanding Feeling; and therefore in our modern evolution
it was altogether consequent, that the Feeling should have
sought a refuge from absolute intellectual-speech by fleeing to
absolute tone-speech, our Music of to-day.</p>

<milestone unit="section" rend="hr"/>

<pb id="pag232" n="232"/>

<p>In modern Speech no <hi>poesis</hi> is possible,
<note id="rn129" corresp="n129" place="unspecified" anchored="yes"/>
—that is to say,
a poetic Aim cannot be <hi>realised</hi> therein, but only spoken out
<hi>as such</hi>.</p>

<p>The poet's Aim is never realised, until it passes from the
Understanding to the Feeling. The Understanding, that merely wants
to impart an Aim which can be <hi>entirely</hi> imparted in the
language of the Understanding, does not concern itself with a
<hi>uniting</hi> aim, but its aim is a dissevering, a
<hi>loosening</hi> one. 
<note id="rn130" corresp="n130" place="unspecified" anchored="yes"/>
The Understanding poetises only when it
grasps the scattered fragments as a connected whole, and wants to
bring this whole to an infallible impression. A connected whole is
only to be <hi>fully surveyed</hi> from a <hi>remoter</hi> standpoint,
in keeping with the object and the aim; the image, which thus
offers itself to the eye, is not the actual reality of the object,
but merely that reality which the eye can take in as a <hi>connected
whole.</hi> An actual reality only the <hi>loosening</hi>
Understanding is able to know according to its details, and to
impart through its organ, modern intellectual-speech; the ideal,
the sole intelligible reality only the <hi>composing</hi> (dichtende)
Understanding is able to comprehend as a connected whole, but can
intelligibly impart it only through an organ which, being itself a
concentrator (<hi>ein verdichtendes</hi>), shall answer also to the
concentrated object, in that it imparts it the most intelligibly
to the Feeling. A great conjuncture of phenomena
—through which alone they are individually
explicable— is only to be displayed, as we have seen, through
a concentration of these phenomena; this concentration
(<hi>Verdichtung</hi>), as applied to the phenomena of human life,
means their simplification, and for its sake a <hi>strengthening</hi>
of the moments-of-action—which, again, could only
proceed from motives likewise strengthened. But a motive can gain
an access of strength only through the ascension
<pb id="pag233" n="233"/>
of the various intellectual-moments contained in it, into
one decisive 'moment'-of-<hi>feeling</hi>'; while the Word-poet can
arrive at imparting this convincingly, only through the primal
organ of the soul's inner feeling,—through <hi>Tone-speech</hi>.</p>

<p>But the poet must see his Aim unrealised, were he to lay it bare
so undisguisedly that he waited for the instant of highest need, to
lay hands upon the redeeming utterance of Tone-speech. If
<hi>first</hi> where Melody has to enter as the most perfect
utterance of a high-strung feeling, he wanted to transpose the
<hi>naked</hi> word-speech into <hi>full-dad</hi> tone-speech, he
would plunge both intellect and feeling into one common depth of
bewilderment, from which he could only rescue them by the most
unblushing revelation of his Aim: to wit, by openly revoking all
pretence of Artwork and imparting his Aim, as such, to the
Understanding, while he offered to the Feeling a mere emotional
expression un-governed by the Aim, an expression both diffluent and
superfluous, — that of our modern Opera. The
<hi>n'ady-made</hi> (fertige) melody is unintelligible to the
Understanding that up to its entry has been the only principle at
work, even for the expounding of nascent feelings; in that melody
it can only take an interest in ratio as it has itself passed over
into the Feeling, which arrives, amid its <hi>growing</hi> stir, at
the perfection of its most exhaustive method of <hi>expression.</hi>
In the growth of this expression, towards its utmost plenitude,
the Understanding can only take an interest from the instant
when it steps upon the soil of Feeling. This soil the poet
definitely treads, however, from the time when he urges onward from
the <hi>aim</hi> of Drama towards its <hi>realising;</hi> since the
longing for this realisement <hi>is already</hi> the necessary, the
strenuous stir, within him, of the selfsame Feeling to which he
wants to communicate a <hi>thought-out</hi> object and gain for it a
sure, redeeming comprehension.—The poet can only hope to
realise his Aim, from the instant when he <hi>hushes</hi> it and
keeps it secret to himself: that is to say, when, <hi>in the language</hi>
<pb id="pag234" n="234"/>
wherein alone it could be imparted as a naked intellectual aim,
he no longer speaks it out at all. His redeeming, namely his
realising work first begins from the time when he is able to
unbosom himself in the new, redeeming and realising tongue; in
which at last, and alone, he can also deliver the most convincingly
the deepest Content of his Aim,—to wit, from the time when
the Art-work itself begins: and that is, from the earliest entry of the Drama.</p>

<p><hi>A Tone-speech to be struck-into from the outset</hi>, is therefore
the organ of expression proper for the poet who would
make himself intelligible by turning from the Understanding to
the Feeling, and who for that purpose has to take his stand upon a
soil on which alone he can have any commerce with Feeling. The
strengthened moments-of-action, which the poetising Understanding
has descried, can—by reason of their necessarily strengthened
motives— only come to an intelligible show upon a soil which
in itself is raised above the ordinary life and its habitual
methods of expression; upon a soil which thus towers (<hi>hervorragt</hi>)
above that of the ordinary means of expression, in the same
way as those strengthened shapes and motives tower over those of
ordinary life. Yet this Expression can as little be an unnatural
one, as those actions and motives may dare to be un-human and
unnatural. The poet's shapings have to fully correspond with real
Life, in so far as they are merely to display the latter in its
most succinct cohesion, and in the utmost force of its arousal; and
thus also, their Expression should be nothing but that of the most
deep-roused human feeling, according to its highest power of
self-enunciation. Unnatural, on the contrary, would the poet's
figures seem, if, amid the highest enhancement of their motives and
'moments' of action, they enounced them through the organ of
ordinary life; unintelligible, moreover, and positively ridiculous,
if they employed this organ by turns with that unwonted, heightened
one,—just as much as though, before our very eyes, they were
to exchange from time to time the soil of
<pb id="pag235" n="235"/>
ordinary life for that heightened soil of the poetic Art work.
<note id="rn131" corresp="n131" place="unspecified" anchored="yes"/>
</p>

<milestone unit="section" rend="hr"/>

<p>If now we pry a little closer into the Poet's business, we shall
see that the realisement of his Aim consists solely in the making
possible an exhibition of the 'strengthened actions' of his
characters (<hi>seiner gedichteten Gestalten</hi>)
through an exposition of their motives to the Feeling; and that
this, again, can only be effectuated through an <hi>Expression</hi>
which shall in so far claim his active aid, as <hi>its
invention and establishment first makes possible the displaying
of those motives and actions</hi>.</p>

<p><hi>This Expression</hi> is therefore the prime condition of the
realisement of his Aim, which without it could never step from the
realm of thought into that of actuality. But the sole effectual
Expression, here, is <hi>an altogether different</hi> one from that
of the poetic Understanding's own organ of speech. The
Understanding is therefore driven by necessity to wed itself with
an element which shall be able to take-up into it the poet's Aim as
a fertilising seed, and so to nourish and shape this seed by its
own, its necessary essence, that it may bring it forth as a
realising and redeeming utterance of Feeling.</p>

<p>This element is that same mother-element, the womanly, from
whose womb—the <hi>ur</hi>-melodic 
<note id="rn132" corresp="n132" place="unspecified" anchored="yes"/>
expressional-faculty,—there
issued Word and Word-speech, so soon as it was fecundated by
the actual outward-lying objects of Nature; just as the
Understanding throve from out the Feeling, and is thus the
condensation of this womanly into a manly, into an element fitted
to impart. Now, just as the Understanding has to fecundate in turn
the Feeling,—just as amidst this fecundation it is impelled
to find itself encompassed by the
<pb id="pag236" n="236"/>
Feeling, in <hi>it</hi> justified, by it mirrored back, and in
this mirroring recognisable, i.e. first cognisable, by
itself,—just so is the intellectual Word impelled to
recognise itself in Tone, the Word-speech to find itself justified
in Tone-speech.
<note id="rn133" corresp="n133" place="unspecified" anchored="yes"/>
The stimulus which rouses this impulse and whets it
to the highest agitation, lies outside the one impelled, and in
the object of his yearning; whose charm is brought him first
through Phantasy — the all - puissant mediatrix between
Feeling and Understanding,—but this charm cannot content him
until he pours himself into that object's full reality. This charm
is the influence of the "eternal womanly," which draws the man-ly
Understanding out of its egoism,—and this again is only
possible through the Womanly attracting that thing in it which is
kindred to itself: but That in which the Understanding is akin to
the Feeling is <hi>the purely-human</hi>, that which makes-out the
essence of the human <hi>species</hi> as such. In this Purely-human
are nurtured both the Manly and the Womanly, which only by <hi>their
uni